Last checked at 14 Jun 2010 11:25
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| FORM 8.5 (EPT/RI) |
|
| PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
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| RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
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| Rule 8.5 of the Takeover Code (the "Code") |
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| 1. KEY INFORMATION |
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| (a) Name of exempt principal trader: | Bank of America Merrill Lynch |
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| (b) Name of offeror/offeree in relation to whose | Brit Insurance Holdings NV |
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| relevant securities this form relates: |
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| (c) Name of the party to the offer with which exempt | Advisor to Apollo Global Management |
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| LLC |
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| principal trader is connected: |
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| (d) Date dealing undertaken: | 11/06/2010 |
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| (e) Has the EPT previously disclosed, or is it today | YES |
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| disclosing, under the Code in respect of any other |
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| party to this offer? |
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| 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
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| (a) Purchases and sales |
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| Class of | Purchase/ | Total number | Highest price | Lowest price |
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| relevant | Sales | of securities | per unit | per unit |
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| security |
| paid/received | paid/received |
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| Common - NL0009347863 | Purchase | 134,943 | EUR 8.96 | EUR 8.68 |
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| Common - NL0009347863 | Sale | 119,243 | EUR 8.83 | EUR 8.67 |
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| (b) Derivatives transactions (other than options) |
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| Class of | Product | Nature of dealing | Number of | Price per unit |
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| relevant | description |
| reference securities |
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| security | eg. CFD |
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| Common - NL0009347863 | Swap | LONG | 20869 | GBP 8.93 |
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| Common - NL0009347863 | Swap | LONG | 10000 | GBP 8.81 |
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| Common - NL0009347863 | Swap | LONG | 1867 | GBP 8.76 |
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| Common - NL0009347863 | Swap | LONG | 1532 | GBP 8.76 |
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| Common - NL0009347863 | Swap | LONG | 579 | GBP 8.93 |
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| Common - NL0009347863 | Swap | LONG | 197 | GBP 8.93 |
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| Common - NL0009347863 | Swap | LONG | 41 | GBP 8.76 |
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| Class of | Product | Nature of dealing | Number of | Price per unit |
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| relevant | description |
| reference securities |
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| security | eg. CFD |
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| Common - NL0009347863 | Swap | SHORT | 47 | GBP 8.88 |
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| Common - NL0009347863 | Swap | SHORT | 279 | GBP 8.74 |
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| Common - NL0009347863 | Swap | SHORT | 1253 | GBP 8.74 |
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| Common - NL0009347863 | Swap | SHORT | 1753 | GBP 8.74 |
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| Common - NL0009347863 | Swap | SHORT | 1878 | GBP 8.80 |
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| Common - NL0009347863 | Swap | SHORT | 16666 | GBP 8.74 |
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| (c) Options transactions in respect of existing securities |
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| (i) Writing, selling, purchasing or varying |
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| Class of |
| Product | Writing, | Number of | Exercise | Type | Expiry | Option |
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| relevant |
| description | purchasing, | securities | price |
| date | money |
|
| security |
| selling, | to which | per unit |
| paid/ |
|
| varying etc. | option |
| received |
|
| relates |
| per unit |
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| (ii) Exercising |
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| Class of relevant | Product description | Number of securities | Exercise price per |
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| security |
| unit |
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| (d) Other dealings (including subscribing for new securities) |
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| Class of relevant | Nature of dealing |
| Details | Price per unit (if |
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| security |
| applicable) |
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| 3. OTHER INFORMATION |
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| (a) Indemnity and other dealing arrangements |
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| Details of any indemnity or option arrangement, or any agreement or understanding, |
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| formal or informal, relating to relevant securities which may be an inducement to deal |
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| or refrain from dealing entered into by the exempt principal trader making the |
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| disclosure and any party to the offer or any person acting in concert with a party to the |
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| offer: |
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| NONE |
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| (b) Agreements, arrangements or understandings relating to options or derivatives |
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| Details of any agreement, arrangement or understanding, formal or informal, between |
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| the exempt principal trader making the disclosure and any other person relating to: |
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| (i) the voting rights of any relevant securities under any option; or |
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| (ii) the voting rights or future acquisition or disposal of any relevant securities to which |
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| any derivative is referenced: |
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| NONE |
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| Date of disclosure: | 14/06/2010 |
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| Contact name: | Bhavika Mistry |
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| Telephone number: | +44 207 995 4747 |
|
| FORM 8.5 (EPT/RI) |
|
| PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
| RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
| Rule 8.5 of the Takeover Code (the "Code") |
|
| 1. KEY INFORMATION |
|
| (a) Name of exempt principal trader: | Bank of America Merrill Lynch |
|
| (b) Name of offeror/offeree in relation to whose | Investec Limited |
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| relevant securities this form relates: |
|
| (c) Name of the party to the offer with which exempt | Advisor to Investec Plc |
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|
|
|
| principal trader is connected: |
|
| (d) Date dealing undertaken: | 11/06/2010 |
|
| (e) Has the EPT previously disclosed, or is it today | YES - . |
|
| disclosing, under the Code in respect of any other |
|
| party to this offer? |
|
| 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
| (a) Purchases and sales |
|
| Class of | Purchase/ | Total number | Highest price | Lowest price |
|
| relevant | Sales | of securities | per unit | per unit |
|
| security |
| paid/received | paid/received |
|
| Common - ZAE000081949 | Purchase | 3,032 | ZAR 54.00 | ZAR 54.00 |
|
| (b) Derivatives transactions (other than options) |
|
| Class of | Product description | Nature of dealing | Number of |
| Price per unit |
|
| relevant |
| reference securities |
|
| security |
|
| (c) Options transactions in respect of existing securities |
|
| (i) Writing, selling, purchasing or varying |
|
| Class of |
| Product | Writing, | Number of | Exercise | Type | Expiry | Option |
|
| relevant |
| description | purchasing, | securities | price |
| date | money |
|
| security |
| selling, | to which | per unit |
| paid/ |
|
| varying etc. | option |
| received |
|
| relates |
| per unit |
|
| (ii) Exercising |
|
| Class of relevant | Product description | Number of securities | Exercise price per |
|
| security |
| unit |
|
| (d) Other dealings (including subscribing for new securities) |
|
| Class of relevant | Nature of dealing |
| Details | Price per unit (if |
|
| security |
| applicable) |
|
| 3. OTHER INFORMATION |
|
| (a) Indemnity and other dealing arrangements |
|
| Details of any indemnity or option arrangement, or any agreement or understanding, |
|
| formal or informal, relating to relevant securities which may be an inducement to deal |
|
| or refrain from dealing entered into by the exempt principal trader making the |
|
| disclosure and any party to the offer or any person acting in concert with a party to the |
|
| offer: |
|
| NONE |
|
| (b) Agreements, arrangements or understandings relating to options or derivatives |
|
| Details of any agreement, arrangement or understanding, formal or informal, between |
|
| the exempt principal trader making the disclosure and any other person relating to: |
|
| (i) the voting rights of any relevant securities under any option; or |
|
| (ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
| any derivative is referenced: |
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| NONE |
|
| Date of disclosure: | 14/06/2010 |
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| Contact name: | Bhavika Mistry |
|
| Telephone number: | +44 207 995 4747 |