Last checked at 30 Aug 2011 11:51
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Hansen Transmissions International NV
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Hansen Transmissions
principal trader is connected: International NV
(d) Date dealing undertaken: 26/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - BE0947727377 Purchase 28,664 GBP 0.62 GBP 0.62
Common - BE0947727377 Sale 8,502 GBP 0.62 GBP 0.62
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - BE0947727377 Swap SHORT 5653 GBP 0.62
Common - BE0947727377 Swap SHORT 5575 GBP 0.62
Common - BE0947727377 Swap SHORT 4609 GBP 0.62
Common - BE0947727377 Swap SHORT 4100 GBP 0.62
Common - BE0947727377 Swap SHORT 3283 GBP 0.62
Common - BE0947727377 Swap SHORT 2706 GBP 0.62
Common - BE0947727377 Swap SHORT 2325 GBP 0.62
Common - BE0947727377 Swap SHORT 210 GBP 0.62
Common - BE0947727377 Swap SHORT 203 GBP 0.62
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - BE0947727377 Swap LONG 286 GBP 0.62
Common - BE0947727377 Swap LONG 8216 GBP 0.62
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 29/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Autonomy Corporation Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Autonomy Corporation Plc
principal trader is connected:
(d) Date dealing undertaken: 26/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB0055007982 Purchase 111,242 GBP 25.10 GBP 25.04
Common - GB0055007982 Sale 82,224 GBP 25.10 GBP 25.04
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0055007982 Swap SHORT 867 GBP 25.09
Common - GB0055007982 Swap SHORT 1442 GBP 25.10
Common - GB0055007982 Swap SHORT 5531 GBP 25.10
Common - GB0055007982 Swap SHORT 11777 GBP 25.10
Common - GB0055007982 Swap SHORT 810 GBP 25.06
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0055007982 Swap LONG 393 GBP 25.06
Common - GB0055007982 Swap LONG 9557 GBP 25.07
Common - GB0055007982 Swap LONG 5717 GBP 25.07
Common - GB0055007982 Swap LONG 5531 GBP 25.07
Common - GB0055007982 Swap LONG 3536 GBP 25.07
Common - GB0055007982 Swap LONG 1442 GBP 25.07
Common - GB0055007982 Swap LONG 867 GBP 25.08
Common - GB0055007982 Swap LONG 8 GBP 25.06
Common - GB0055007982 Swap LONG 59 GBP 25.06
Common - GB0055007982 Swap LONG 51 GBP 25.06
Common - GB0055007982 Swap LONG 50 GBP 25.06
Common - GB0055007982 Swap LONG 37 GBP 25.06
Common - GB0055007982 Swap LONG 34 GBP 25.06
Common - GB0055007982 Swap LONG 29 GBP 25.06
Common - GB0055007982 Swap LONG 18 GBP 25.06
Common - GB0055007982 Swap LONG 13 GBP 25.06
Common - GB0055007982 Swap LONG 11 GBP 25.06
Common - GB0055007982 Swap LONG 11 GBP 25.06
Common - GB0055007982 Swap LONG 868 GBP 25.06
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 29/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to INVESTEC PLC and
principal trader is connected: INVESTEC LTD
(d) Date dealing undertaken: 26/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B17BBQ50 Purchase 481,428 GBP 4.06 GBP 3.92
Common - GB00B17BBQ50 Sale 511,902 GBP 4.07 GBP 3.96
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B17BBQ50 Swap SHORT 246314 GBP 3.97
Common - GB00B17BBQ50 Swap SHORT 74 GBP 3.92
Common - GB00B17BBQ50 Swap SHORT 129 GBP 3.92
Common - GB00B17BBQ50 Swap SHORT 479 GBP 4.00
Common - GB00B17BBQ50 Swap SHORT 500 GBP 3.93
Common - GB00B17BBQ50 Swap SHORT 526 GBP 4.00
Common - GB00B17BBQ50 Swap SHORT 1736 GBP 3.95
Common - GB00B17BBQ50 Swap SHORT 1878 GBP 3.92
Common - GB00B17BBQ50 Swap SHORT 2274 GBP 3.92
Common - GB00B17BBQ50 Swap SHORT 31 GBP 3.99
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B17BBQ50 Swap LONG 12227 GBP 4.06
Common - GB00B17BBQ50 Swap LONG 246314 GBP 4.04
Common - GB00B17BBQ50 Swap LONG 2319 GBP 4.06
Common - GB00B17BBQ50 Swap LONG 991 GBP 4.06
Common - GB00B17BBQ50 Swap LONG 986 GBP 4.06
Common - GB00B17BBQ50 Swap LONG 710 GBP 4.06
Common - GB00B17BBQ50 Swap LONG 228 GBP 3.98
Common - GB00B17BBQ50 Swap LONG 142 GBP 3.98
Common - GB00B17BBQ50 Swap LONG 130 GBP 3.98
Common - GB00B17BBQ50 Swap LONG 62 GBP 3.93
Common - GB00B17BBQ50 Swap LONG 16500 GBP 3.96
Common - GB00B17BBQ50 Swap LONG 2901 GBP 4.01
Common - GB00B17BBQ50 Swap LONG 905 GBP 4.01
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 29/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose INVESTEC LTD
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to INVESTEC PLC and
principal trader is connected: INVESTEC LTD
(d) Date dealing undertaken: 29/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - ZAE000081949 Purchase 6,828 ZAR 49.31 ZAR 49.31
Common - ZAE000081949 Sale 6,828 ZAR 49.31 ZAR 49.31
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of Price per unit
relevant reference securities
security
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 30/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859