Last checked at 9 Jun 2022 14:30
Investec Limited Incorporated in the Republic of South AfricaRegistration number 1925/002833/06JSE share code: INL NSX share code: IVD BSE share code: INVESTEC ISIN: ZAE000081949 LEI: 213800CU7SM6O4UWOZ70 | Investec plc Incorporated in England and WalesRegistration number 3633621LSE share code: INVP JSE share code: INPISIN: GB00B17BBQ50 LEI: 2138007Z3U5GWDN3MY22 |
As part of the dual listed company structure, Investec plc and Investec Limited (together "Investec") notify both the London and Johannesburg Stock Exchanges of those interests (and changes to those interests) of (i) directors of both entities and the respective company secretaries, (ii) persons discharging managerial responsibilities (PDMRs) and persons closely associated with them, and (iii) in certain instances the directors of major subsidiaries of Investec Limited, in the securities of Investec plc and Investec Limited which are required to be disclosed under Article 19 of the Market Abuse Regulation (Regulation 596/2014), the Disclosure Guidance, Transparency Rules and Listing Rules of the Financial Conduct Authority and/or the JSE Listings Requirements.
TRANSACTIONS BY A DIRECTOR IN INVESTEC PLC ORDINARY SHARES
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Ciaran Whelan | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Director | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Investec plc | ||||
b)
| LEI
| 2138007Z3U5GWDN3MY22 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002 each
GB00B17BBQ50
| ||||
b)
| Nature of the transaction
| On Market Sale of shares to cover taxation due on vesting of forfeitable awards.
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
3,900
GBP4.77
| ||||
e)
| Date of the transaction
| 08 June 2022 | ||||
f)
| Place of the transaction
| London | ||||
In compliance with Rules 3.63 - 3.74 of the JSE Listings Requirements we disclose the following additional information:
Volume weighted average price | GBP4.77 |
Total value of transaction | GBP18,605.89 |
Highest price | GBP4.77 |
Lowest price | GBP4.77 |
Nature of interest | Direct beneficial |
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Ciaran Whelan | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Director | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Investec plc | ||||
b)
| LEI
| 2138007Z3U5GWDN3MY22 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002 each
GB00B17BBQ50
| ||||
b)
| Nature of the transaction
| On Market Sale of shares to cover taxation due on vesting of conditional awards.
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
20,137
GBP4.77
| ||||
e)
| Date of the transaction
| 08 June 2022 | ||||
f)
| Place of the transaction
| London | ||||
In compliance with Rules 3.63 - 3.74 of the JSE Listings Requirements we disclose the following additional information:
Volume weighted average price | GBP4.77 |
Total value of transaction | GBP96,068.39 |
Highest price | GBP4,77 |
Lowest price | GBP4,77 |
Nature of interest | Direct beneficial |
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Ciaran Whelan | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Director | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Investec plc | ||||
b)
| LEI
| 2138007Z3U5GWDN3MY22 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002 each
GB00B17BBQ50
| ||||
b)
| Nature of the transaction
| Off market take up of shares on vesting of conditional shares | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
21,531
GBP4.77
| ||||
e)
| Date of the transaction
| 08 June 2022 | ||||
f)
| Place of the transaction
| London | ||||
In compliance with Rules 3.63 - 3.74 of the JSE Listings Requirements we disclose the following additional information:
Volume weighted average price | GBP4.77 |
Total value of transaction | GBP102,702.87 |
Highest price | N\A |
Lowest price | N\A |
Nature of interest | Direct beneficial |
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Stephen Koseff | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Director | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Investec plc | ||||
b)
| LEI
| 2138007Z3U5GWDN3MY22 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002 each
GB00B17BBQ50
| ||||
b)
| Nature of the transaction
| On Market Sale of shares to cover taxation due on release of fixed remuneration award
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
15,403
GBP4.77
| ||||
e)
| Date of the transaction
| 06 June 2022 | ||||
f)
| Place of the transaction
| London | ||||
In compliance with Rules 3.63 - 3.74 of the JSE Listings Requirements we disclose the following additional information:
Volume weighted average price | GBP4.77 |
Total value of transaction | GBP73,483.71 |
Highest price | GBP4,77 |
Lowest price | GBP4,77 |
Nature of interest | Direct beneficial |
TRANSACTIONS BY A PDMR IN INVESTEC PLC ORDINARY SHARES
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Ruth Leas | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| PDMR | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Investec plc | ||||
b)
| LEI
| 2138007Z3U5GWDN3MY22 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002 each
GB00B17BBQ50
| ||||
b)
| Nature of the transaction
| On Market Sale of shares to cover taxation due on vesting of forfeitable awards.
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
509
GBP4.75
| ||||
e)
| Date of the transaction
| 08 June 2022 | ||||
f)
| Place of the transaction
| London | ||||
In compliance with Rules 3.63 - 3.74 of the JSE Listings Requirements we disclose the following additional information:
Volume weighted average price | GBP4.75 |
Total value of transaction | GBP 2,418.97 |
Highest price | GBP4.79 |
Lowest price | GBP4.72 |
Nature of interest | Direct beneficial |
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Ruth Leas | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| PDMR | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Investec plc | ||||
b)
| LEI
| 2138007Z3U5GWDN3MY22 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002 each
GB00B17BBQ50
| ||||
b)
| Nature of the transaction
| On Market Sale of shares to cover taxation due on vesting of forfeitable awards.
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
9670
GBP4.75
| ||||
e)
| Date of the transaction
| 08 June 2022 | ||||
f)
| Place of the transaction
| London | ||||
In compliance with Rules 3.63 - 3.74 of the JSE Listings Requirements we disclose the following additional information:
Volume weighted average price | GBP4.75 |
Total value of transaction | GBP 45,955.71 |
Highest price | GBP4.79 |
Lowest price | GBP4.72 |
Nature of interest | Direct beneficial |
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Ruth Leas | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| PDMR | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Investec plc | ||||
b)
| LEI
| 2138007Z3U5GWDN3MY22 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002 each
GB00B17BBQ50
| ||||
b)
| Nature of the transaction
| Off market take up of shares on vesting of conditional shares.
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
10,330
GBP4.75
| ||||
e)
| Date of the transaction
| 08 June 2022 | ||||
f)
| Place of the transaction
| London | ||||
In compliance with Rules 3.63 - 3.74 of the JSE Listings Requirements we disclose the following additional information:
Volume weighted average price | GBP4.75 |
Total value of transaction | GBP 49,092.29 |
Highest price | N\A |
Lowest price | N\A |
Nature of interest | Direct beneficial |
TRANSACTIONS BY A DIRECTOR IN INVESTEC LIMITED ORDINARY SHARES
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Nishlan Samujh | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Director | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Investec Limited | ||||
b)
| LEI
| 213800CU7SM6O4UWOZ70 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of ZAR0.0002 each
ZAE000081949 | ||||
b)
| Nature of the transaction
| On Market Sale of shares following the release of forfeitable shares
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
19,091
ZAR93.00
| ||||
e)
| Date of the transaction
| 08 June 2022 | ||||
f)
| Place of the transaction
| Johannesburg | ||||
In compliance with Rules 3.63 - 3.74 of the JSE Listings Requirements we disclose the following additional information:
Volume weighted average price | ZAR93.00 |
Total value of transaction | ZAR 1,775,463.00 |
Highest price | ZAR93.00 |
Lowest price | ZAR93.00 |
Nature of interest | Direct beneficial |
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Nishlan Samujh | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Director | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Investec Limited | ||||
b)
| LEI
| 213800CU7SM6O4UWOZ70 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of ZAR0.0002 each
ZAE000081949 | ||||
b)
| Nature of the transaction
| On market sale of shares following the vesting of conditional shares
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
25,000
ZAR93.00
| ||||
e)
| Date of the transaction
| 08 June 2022 | ||||
f)
| Place of the transaction
| Johannesburg | ||||
In compliance with Rules 3.63 - 3.74 of the JSE Listings Requirements we disclose the following additional information:
Volume weighted average price | ZAR93.00 |
Total value of transaction | ZAR2,325,000.00 |
Highest price | ZAR93.00 |
Lowest price | ZAR93.00 |
Nature of interest | Direct beneficial |
Johannesburg and London
09 June 2022
Sponsor:
Investec Bank Limited