Last checked at 17 Apr 2018 10:59
This announcement replaces the previous RNS announcement 0195L released at 10:56 on the 16th April 2018. Amendment made to section 2 (a). All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Hammerson plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Intu Properties plc |
(d) Date dealing undertaken: | 13 April 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES Intu Properties plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 5464255 | 4.75073 GBP | 4.47300 GBP |
25p ordinary | Sell
| 7619686
| 4.661473 GBP | 4.50100 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 8063 | 5.189769 GBP |
25p ordinary | CFD
| Long | 522913 | 5.18977 GBP |
25p ordinary | CFD
| Long | 371998 | 4.549795 GBP |
25p ordinary | CFD
| Long | 371998 | 4.5506 GBP |
25p ordinary | CFD
| Long | 372000 | 4.55812 GBP |
25p ordinary | CFD
| Long | 239 | 4.69281 GBP |
25p ordinary | CFD
| Long | 80930 | 4.724067 GBP |
25p ordinary | CFD
| Long | 23360 | 4.638168 GBP |
25p ordinary | CFD
| Long | 60373 | 4.609735 GBP |
25p ordinary | CFD
| Long | 217944 | 4.57121901 GBP |
25p ordinary | CFD
| Long | 321 | 4.6997 GBP |
25p ordinary | CFD
| Long | 553028 | 4.73 GBP |
25p ordinary | CFD
| Long | 9656 | 4.7554 GBP |
25p ordinary | CFD
| Long | 342441 | 4.6402 GBP |
25p ordinary | CFD
| Long | 34319 | 4.64306018 GBP |
25p ordinary | CFD
| Long | 49143 | 4.64035498 GBP |
25p ordinary | CFD
| Long | 12592 | 4.667395 GBP |
25p ordinary | CFD
| Long | 151270 | 4.625 GBP |
25p ordinary | CFD
| Long | 260679 | 4.621374 GBP |
25p ordinary | CFD
| Long | 385 | 4.613506 GBP |
25p ordinary | CFD
| Long | 318 | 4.626398 GBP |
25p ordinary | CFD
| Long | 112 | 4.57834 GBP |
25p ordinary | CFD
| Long | 65 | 4.594169 GBP |
25p ordinary | CFD
| Long | 30 | 4.547545 GBP |
25p ordinary | CFD
| Long | 60 | 4.54925 GBP |
25p ordinary | CFD
| Long | 1855 | 4.60239 GBP |
25p ordinary | CFD
| Long | 1586 | 4.570348 GBP |
25p ordinary | CFD
| Long | 708 | 4.689081 GBP |
25p ordinary | CFD
| Long | 17000 | 4.71319705882353 GBP |
25p ordinary | CFD
| Long | 2000 | 4.556 GBP |
25p ordinary | CFD
| Long | 424 | 4.661473 GBP |
25p ordinary | CFD
| Short | 239 | 4.59987 GBP |
25p ordinary | CFD
| Short | 12290 | 4.628 GBP |
25p ordinary | CFD
| Short | 5000 | 4.668313 GBP |
25p ordinary | CFD
| Short | 8772 | 4.524954 GBP |
25p ordinary | CFD
| Short | 196638 | 4.5391495 GBP |
25p ordinary | CFD
| Short | 93134 | 4.750729 GBP |
25p ordinary | CFD
| Short | 29951 | 4.564455 GBP |
25p ordinary | CFD
| Short | 175148 | 4.571787 GBP |
25p ordinary | CFD
| Short | 247480 | 4.61617652 GBP |
25p ordinary | CFD
| Short | 553028 | 4.59816409 GBP |
25p ordinary | CFD
| Short | 168727 | 4.748 GBP |
25p ordinary | CFD
| Short | 852 | 4.55 GBP |
25p ordinary | CFD
| Short | 5086 | 4.564044 GBP |
25p ordinary | CFD
| Short | 9457 | 4.573721 GBP |
25p ordinary | CFD
| Short | 10000 | 4.654954 GBP |
25p ordinary | CFD
| Short | 10000 | 4.640926 GBP |
25p ordinary | CFD
| Short | 10000 | 4.641894 GBP |
25p ordinary | CFD
| Short | 75000 | 4.6694 GBP |
25p ordinary | CFD
| Short | 8445 | 4.61016696 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 17 April 2018 |
| Contact name: | Wendy Dent |
| Telephone number: | +44 (0)207 568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.