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6 Oct 2014 15:58
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Block Listing Six Monthly Return
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Information provided on this form must be typed or printed electronically and provided to an RIS.
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Date: 6 October 2014
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Name of applicant: | Hikma Pharmaceuticals PLC | |||
Name of scheme: | Hikma Pharmaceuticals PLC 2004 Stock Option Plan ("SOP") & Hikma Pharmaceuticals PLC 2005 Long-Term Incentive Plan ("LTIP") & Hikma Pharmaceuticals PLC 2009 Management Incentive Plan ("MIP") | |||
Period of return | From: | 1 April 2014 | To: | 30 September 2014 |
Balance of unallotted securities under scheme(s) from previous return: | SOP: 967,900 ordinary shares of 10 pence LTIP: 400,050 ordinary shares of 10 pence MIP: 378,360 ordinary shares of 10 pence | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | SOP: 0 ordinary shares of 10 pence LTIP: 0 ordinary shares of 10 pence MIP: 0 ordinary shares of 10 pence | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | SOP: 38,200 ordinary shares of 10 pence LTIP: 0 ordinary shares of 10 pence MIP: 356,752 ordinary shares of 10 pence | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | SOP: 929,700 ordinary shares of 10 pence LTIP: 400,050 ordinary shares of 10 pence MIP: 21,608 ordinary shares of 10 pence | |||
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Name of contact: | Peter Speirs |
Telephone number of contact: | 0207 399 2772 |
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Stock Option Plan ("SOP") | ||||
Date | Block Listing | Shares Issued | Balance (Headroom) | Notes |
01/04/2014 | - | - | 967,900 | Blocklisting return 01/04/2014 |
10/04/2014 | 0 | 8,500 | 959,400 | |
25/04/2014 | 0 | 2,500 | 956,900 | |
23/05/2014 | 0 | 1,000 | 955,900 | |
12/06/2014 | 0 | 2,500 | 953,400 | |
12/06/2014 | 0 | 1,700 | 951,700 | |
21/08/2014 | 0 | 6,000 | 945,700 | |
21/08/2014 | 0 | 7,500 | 938,200 | |
12/09/2014 | 0 | 8,500 | 929,700 | Blocklisting return 30/09/2014 |
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Long Term Incentive Plan ("LTIP") | ||||
Date | Block Listing | Shares Issued | Balance (Headroom) | Notes |
01/04/2014 | - | - | 400,050 | Blocklisting return 01/04/2014 |
30/09/2014 | - | - | 400,050 | Blocklisting return 01/10/2014 |
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Management Incentive Plan ("MIP") | ||||
Date | Block Listing | Shares Issued | Balance (Headroom) | Notes |
01/04/2014 | - | - | 378,360 | Blocklisting return 01/04/14 |
18/05/2014 | 0 | 261,480 | 116,880 | |
12/06/2014 | 0 | 11,619 | 105,261 | |
13/06/2014 | 0 | 77,487 | 27,774 | |
30/06/2014 | 0 | 741 | 27,033 | |
07/08/2014 | 0 | 2,856 | 24,177 | |
22/08/2014 | 0 | 794 | 23,383 | |
04/09/2014 | 0 | 300 | 23,083 | |
12/09/2014 | 0 | 1,475 | 21,608 | Β Blocklisting return 01/10/14 |
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