26 Jun 2012 17:45
For filings with the FSA include the annex For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are SVM Global Fund PLC attached: 2 Reason for the notification (please tick the appropriate box or boxes): An acquisition or disposal of voting rights yes An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments An event changing the breakdown of voting rights Other (please specify): 3. Full name of person(s) subject to the 1607 Capital Partners, LLC notification obligation: BNY Mellon 1,505,600 4. Full name of shareholder(s) Northern Trust 811,800 (if different from 3.): State Street 282,500 Bank of New York 31,100 5. Date of the transaction and date on which the threshold is crossed or December 1, 2011 reached: 6. Date on which issuer notified: March 21, 2012 7. Threshold(s) that is/are crossed or 5% reached: 8. Notified details: A: Voting rights attached to shares Class/type of Situation previous Resulting situation after the triggering shares to the triggering transaction transaction if possible Number Number Number Number of voting % of voting using of of of rights rights x the ISIN CODE Shares Voting shares Rights Direct Direct Indirect Direct Indirect xi xii 2,581,000 GB0001216000 2,581,000 2,631,000 5.15% B: Qualifying Financial Instruments Resulting situation after the triggering transaction Type of financial Expiration Exercise/ Number of voting % of voting instrument date Conversion Period rights that may be rights acquired if the instrument is exercised/ converted. none C: Financial Instruments with similar economic effect to Qualifying Financial Instruments Resulting situation after the triggering transaction Type of Exercise Expiration Exercise/ Number of voting rights % of voting financial price date Conversion instrument refers to rights instrument period Nominal Delta none Total (A+B+C) Number of voting rights Percentage of voting rights Same as A
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
Proxy Voting: 10. Name of the proxy holder: 11. Number of voting rights proxy holder will cease to hold: 12. Date on which proxy holder will cease to hold voting rights: 13. Additional information: 14. Contact name: 15. Contact telephone number:
Note: Annex should only be submitted to the FSA not the issuer Annex: Notification of major interests in sharesxxii A: Identity of the persons or legal entity subject to the notification obligation Full name 1607 Capital Partners, (including legal form of legal entities) LLC Contact address 4991 Lake Brook Dr., Suite 125 (registered office for legal entities) Glen Allen, VA, USA 23060 Phone number & email 804-525-1741 bhuntley@1607capital.com Other useful information (at least legal representative for legal persons)
B: Identity of the notifier, if applicable Full name Bryan Huntley Contact address Same as above Phone number & email Same as above Other useful information Director of Finance (e.g. functional relationship with the person or legal entity subject to the notification obligation) C: Additional information
For notes on how to complete form TR-1 please see the FSA website.
XLON