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Holding(s) in Company

22 Jun 2016 14:22

RNS Number : 9892B
GW Pharmaceuticals PLC
22 June 2016
 

 

For filings with the FCA include the annex

For filings with issuer exclude the annex

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii

GW PHARMACEUTICALS PLC

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

X

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

X

An event changing the breakdown of voting rights

Other (please specify):

3. Full name of person(s) subject to thenotification obligation: iii

Bank of America Corporation

4. Full name of shareholder(s)  (if different from 3.):iv

Merrill Lynch Pierce Fenner & Smith Incorporated

 

5. Date of the transaction and date onwhich the threshold is crossed orreached: v

17th June 2016

6. Date on which issuer notified:

20th June 2016

7. Threshold(s) that is/are crossed orreached: vi, vii

Below 3%

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type ofshares

if possible usingthe ISIN CODE

Situation previousto the triggeringtransaction

Resulting situation after the triggering transaction

NumberofShares

NumberofVotingRights

Numberof shares

Number of votingrights

% of voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

GB0030544687

2,078,628

2,078,628

0

0

Below notifiable threshold

0

Below notifiable threshold

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financialinstrument

Expirationdate xiii

Exercise/Conversion Period xiv

Number of votingrights that may beacquired if theinstrument isexercised/ converted.

% of votingrights

Equity Options

N/A

N/A

Below notifiable threshold

Below notifiable threshold

Right to recall securities

N/A

N/A

Below notifiable threshold

Below notifiable threshold

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financialinstrument

Exercise price

Expiration date xvii

Exercise/Conversion period xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

Nominal

Delta

Swaps

N/A

N/A

N/A

Below notifiable threshold

Below notifiable threshold

Below notifiable threshold

 

 

Total (A+B+C)

Number of voting rights

Percentage of voting rights

Below notifiable threshold

Below notifiable threshold

 

9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi

 

 

MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED- Below notifiable threshold

 

 

Proxy Voting:

10. Name of the proxy holder:

11. Number of voting rights proxy holder will cease to hold:

12. Date on which proxy holder will cease to hold voting rights:

13. Additional information:

14. Contact name:

Harshini Gopa

15. Contact telephone number:

0207 996 3410

 

 

 

 

 

 

 

 

 

 

 

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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