18 Apr 2019 15:48
AMENDMENT
INCREASED EQUITY PURCHASES BY 155,784 TO 19,726,520
INCREASED EQUITY SALES BY 5,784 TO 9,144,246
ADDED EQUITY SWAP PURCHASES OF 9,784
ADDED EQUITY SWAP SALES OF 160,434
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Financial Adviser and Corporate Broker to G4S plc |
(d) Date dealing undertaken: | 10 April 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share
| Purchase
Sale
| 19,720,425 6,095
9,140,801 3,445 | 2.3800 GBP 19.1934 DKK
2.3575 GBP 19.1950 DKK | 1.8310 GBP 16.0200 DKK
1.8380 GBP 16.0461 DKK |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 1 888 22,762 36,103 16,766 709 4,294 103,684 7,483 18,929 114,101 8,935 71,415 41,808 321,854 17,658 275,000 14,170 13,057 11,603 4,468 25,705 16 6,488 1,500 1,763 3,561 4,301 22,942 8,809 43,862 3,927 22,048 64,840 723,075 44,967 104,750 1,176 5,784 360,000 100,000 2,000 2,000
462 17,177 1,785 480 34,493 10,598 5,056 9,093 716 1,408 368 371 23,999 5,173 9,144 58,829 35,101 157,992 80,674 13,936 188,385 96,196 16,618 50,000 200,000 50,000 15,124 3,145 150,000 407,532 166,353 106,945 560,789 13,988 100,000 2,723 5,274 5,883 191 193 228,480 80,116 503 6,382 3,547 97,050 263 2,722 253 633 5,169 12,812 335 160,277 800 784 1,500 29,625 11,125 268,897 99,947 13,605 263,702 13,383 103,435 230,273 120,485 145,015 6,820 463,232 48,367 52,344 2,000,000 77,969 100,000 21,286 5,784 25,000 700 11,610 200,000 13,581 1,500 1,350,150 279,950 528,635 200,000 32,993 2,738 79,661 180,000 20,000 23,056 852,124 66,265 1,717 200,000 71,481 1,031,430 150,000 25,000 867 883 32,763 13,643 185 25,000 100,000 139,349 102,000 40,800 50,000 2,415 383,776 4,650 | 1.8390 GBP 1.8439 GBP 1.8512 GBP 1.9157 GBP 1.9340 GBP 1.9515 GBP 1.9585 GBP 1.9765 GBP 1.9871 GBP 2.0061 GBP 2.0261 GBP 2.0336 GBP 2.0555 GBP 2.0756 GBP 2.0800 GBP 2.0804 GBP 2.0828 GBP 2.1112 GBP 2.1428 GBP 2.1476 GBP 2.1485 GBP 2.1756 GBP 2.1799 GBP 2.1962 GBP 2.1993 GBP 2.2018 GBP 2.2023 GBP 2.2046 GBP 2.2048 GBP 2.2056 GBP 2.2079 GBP 2.2080 GBP 2.2095 GBP 2.2099 GBP 2.2100 GBP 2.2119 GBP 2.2181 GBP 2.2582 GBP 2.2630 GBP 2.2763 GBP 2.3519 GBP 18.8631 DKK 18.8650 DKK
1.8310 GBP 1.8386 GBP 1.8410 GBP 1.8421 GBP 1.8478 GBP 1.8967 GBP 1.9009 GBP 1.9010 GBP 1.9013 GBP 1.9029 GBP 1.9031 GBP 1.9032 GBP 1.9221 GBP 1.9222 GBP 1.9223 GBP 1.9241 GBP 1.9243 GBP 1.9399 GBP 1.9401 GBP 1.9402 GBP 1.9413 GBP 1.9414 GBP 1.9415 GBP 1.9416 GBP 1.9489 GBP 1.9597 GBP 1.9751 GBP 1.9760 GBP 1.9827 GBP 1.9844 GBP 1.9927 GBP 1.9929 GBP 1.9950 GBP 1.9953 GBP 1.9994 GBP 2.0009 GBP 2.0011 GBP 2.0045 GBP 2.0049 GBP 2.0056 GBP 2.0066 GBP 2.0184 GBP 2.0757 GBP 2.0771 GBP 2.0772 GBP 2.0789 GBP 2.0797 GBP 2.0803 GBP 2.0821 GBP 2.0865 GBP 2.0868 GBP 2.0869 GBP 2.0870 GBP 2.0979 GBP 2.1036 GBP 2.1037 GBP 2.1038 GBP 2.1039 GBP 2.1044 GBP 2.1051 GBP 2.1058 GBP 2.1059 GBP 2.1193 GBP 2.1194 GBP 2.1195 GBP 2.1210 GBP 2.1266 GBP 2.1268 GBP 2.1269 GBP 2.1442 GBP 2.1446 GBP 2.1485 GBP 2.1503 GBP 2.1590 GBP 2.1602 GBP 2.1605 GBP 2.1634 GBP 2.1640 GBP 2.1650 GBP 2.1811 GBP 2.1864 GBP 2.1889 GBP 2.1897 GBP 2.1963 GBP 2.1964 GBP 2.1965 GBP 2.1989 GBP 2.2024 GBP 2.2035 GBP 2.2073 GBP 2.2083 GBP 2.2085 GBP 2.2088 GBP 2.2100 GBP 2.2101 GBP 2.2102 GBP 2.2132 GBP 2.2166 GBP 2.2276 GBP 2.2526 GBP 2.2588 GBP 2.2607 GBP 2.2612 GBP 2.2613 GBP 2.2614 GBP 2.2616 GBP 2.2652 GBP 2.2726 GBP 2.3048 GBP 2.3155 GBP 2.3178 GBP 2.3309 GBP 2.3471 GBP 2.3488 GBP 19.0950 DKK |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 18 April 2019 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.