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Pin to quick picksGen.electric Regulatory News (GEC)

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Director/PDMR Shareholding

4 Jan 2018 07:00

RNS Number : 9133A
General Electric Company
03 January 2018
 

FORM 4

[ X ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549

 

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVALOMB Number: 3235-0287Estimated average burdenhours per response... 0.5

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

 

 

 

1. Name and Address of Reporting Person *

 

Comstock Elizabeth J

2. Issuer Name and Ticker or Trading Symbol

 

GENERAL ELECTRIC CO [ GE ]

5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

 

_____ Director _____ 10% Owner__ X __ Officer (give title below) _____ Other (specify below)Vice Chairman

(Last) (First) (Middle)

 

GENERAL ELECTRIC COMPANY, 41 FARNSWORTH STREET

3. Date of Earliest Transaction (MM/DD/YYYY)

 

12/29/2017

(Street)

 

BOSTON, MA 02210

(City) (State) (Zip)

4. If Amendment, Date Original Filed (MM/DD/YYYY)

 

 

6. Individual or Joint/Group Filing (Check Applicable Line)

 

_ X _ Form filed by One Reporting Person___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security(Instr. 3)

2. Trans. Date

2A. Deemed Execution Date, if any

3. Trans. Code(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)(Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s)(Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)

7. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

Amount

(A) or (D)

Price

Common Stock

12/29/2017

M

15000

A

$0

195542

D

 

Common Stock

12/29/2017

F

8260

D

$17.40

187282

D

 

Common Stock

12/29/2017

M

16200

A

$0

203482

D

 

Common Stock

12/29/2017

F

8955

D

$17.40

194527

D

 

Common Stock

12/29/2017

M

90000

A

$0

284527

D

 

Common Stock

12/29/2017

F

50068

D

$17.40

234459

D

 

Common Stock

12/29/2017

M

16200

A

$0

250659

D

 

Common Stock

12/29/2017

F

9026

D

$17.40

241633

D

 

Common Stock

28199

I

By 401(k) plan

Common Stock

1267

I

By family

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)

1. Title of Derivate Security(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Trans. Date

3A. Deemed Execution Date, if any

4. Trans. Code(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)(Instr. 3, 4 and 5)

6. Date Exercisable and Expiration Date

7. Title and Amount of Securities Underlying Derivative Security(Instr. 3 and 4)

8. Price of Derivative Security(Instr. 5)

9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)

11. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Restricted Stock Units

(1)

12/29/2017

M

15000

12/29/2017 (2)

12/29/2017 (2)

Common Stock

15000

$0

0

D

 

Restricted Stock Units

(1)

12/29/2017

M

16200

12/29/2017 (3)

12/29/2017 (3)

Common Stock

16200

$0

0

D

 

Restricted Stock Units

(1)

12/29/2017

M

90000

12/29/2017 (4)

12/29/2017 (4)

Common Stock

90000

$0

0

D

 

Restricted Stock Units

(1)

12/29/2017

M

16200

12/29/2017 (5)

12/29/2017 (5)

Common Stock

16200

$0

0

D

 

 

Explanation of Responses:

(1) 

1 for 1

(2) 

The RSU award was granted on 7/25/2013 and the lapse was accelerated in connection with the reporting person's retirement.

(3) 

The RSU award was granted on 9/11/2015 and the lapse was accelerated in connection with the reporting person's retirement.

(4) 

The RSU award was granted on 7/28/2016 and the lapse was accelerated in connection with the reporting person's retirement.

(5) 

The RSU award was granted on 9/9/2016 and the lapse was accelerated in connection with the reporting person's retirement.

 

Reporting Owners

Reporting Owner Name / Address

Relationships

Director

10% Owner

Officer

Other

Comstock Elizabeth JGENERAL ELECTRIC COMPANY41 FARNSWORTH STREETBOSTON, MA 02210

Vice Chairman

 

Signatures

Brian Sandstrom on behalf of Elizabeth Comstock

1/3/2018

** Signature of Reporting Person

Date

 

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

*

If the form is filed by more than one reporting person, see Instruction 4(b)(v).

**

Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note:

File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
DSHEADFDEEXPEAF
Date   Source Headline
18th May 20232:19 pmRNSDoc re. GE Files 8-K
18th May 20237:00 amRNSDoc re. GE Files 8-K
17th May 20237:00 amRNSDirector/PDMR Shareholding
12th May 20232:40 pmRNSDirector/PDMR Shareholding
10th May 20231:21 pmRNSDirector/PDMR Shareholding
9th May 20237:00 amRNSDoc re. GE Files 8-K
4th May 20237:00 amRNSDirector/PDMR Shareholding
25th Apr 20231:57 pmRNSDoc re. GE Files 8-K
25th Apr 20231:48 pmRNSDoc re. GE Files 8-K
25th Apr 20231:44 pmRNSDoc re. GE Files 10-Q
13th Apr 20237:00 amRNSDoc re. GE Files DEFA 14A
13th Apr 20237:00 amRNSDoc re. GE Files DEFA 14A
12th Apr 20237:00 amRNSDirector/PDMR Shareholding
5th Apr 20232:14 pmRNSDirector/PDMR Shareholding
17th Mar 20237:00 amRNSDoc re. GE Files ARS
17th Mar 20237:00 amRNSDoc re. GE files DEF 14A
14th Mar 202312:37 pmRNSDoc re. GE Files 8-K
14th Mar 20237:00 amRNSDoc re. GE files Schedule 13D/A
7th Mar 20237:00 amRNSDirector/PDMR Shareholding
3rd Mar 20237:00 amRNSDirector/PDMR Shareholding
28th Feb 20237:00 amRNSDoc re. GE files Form 8-K/A
15th Feb 20232:29 pmRNSDoc re. GE Files 8-K
13th Feb 20231:31 pmRNSDoc re. GE Files 8-K
10th Feb 20234:41 pmRNSDividend Declaration
10th Feb 20233:15 pmRNSDoc re: GE files Schedule 13G
10th Feb 20232:23 pmRNSDoc re. GE Files 10-K
24th Jan 20231:22 pmRNSDoc re. GE Files 8-K
10th Jan 20231:16 pmRNSDoc re. GE Files 8-K
10th Jan 20237:00 amRNSDoc re. GE Files 8-K/A
6th Jan 20233:05 pmRNSDirector/PDMR Shareholding
4th Jan 20231:29 pmRNSDoc re. GE Files 8-K
15th Dec 20227:00 amRNSDoc re. GE Files 8-K
1st Dec 20227:00 amRNSDoc re. GE Files 8-K
1st Dec 20227:00 amRNSTender Offer Results
30th Nov 20226:09 pmRNSDividend Declaration
24th Nov 20227:00 amRNSDoc re. GE Files 8-K
24th Nov 20227:00 amRNSGE Applicable Reference Yield - Debt Tender Offer
23rd Nov 20222:17 pmRNSGE Early Participation Results - Debt Tender Offer
8th Nov 20222:28 pmRNSGE Announces Launch of Debt Tender Offer
8th Nov 20222:08 pmRNSDoc re. GE Files 8-K
25th Oct 20222:05 pmRNSDoc re. GE Files 8-K
25th Oct 20221:58 pmRNSDoc re. GE Files 10-Q
5th Oct 20227:00 amRNSDirector/PDMR Shareholding
9th Sep 20226:27 pmRNSDividend Declaration
8th Sep 20227:00 amRNSDirector/PDMR Shareholding
2nd Aug 20221:27 pmRNSDoc re. GE Files Form S-8 Registration Statement
26th Jul 20221:38 pmRNSDoc re. GE Files 8-K
26th Jul 20221:30 pmRNSDoc re. GE Files 10-Q
7th Jul 20227:00 amRNSDirector/PDMR Shareholding
27th Jun 20222:11 pmRNSDoc re. GE Files 8-K

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