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Director/PDMR Shareholding

4 Jan 2018 07:00

RNS Number : 9133A
General Electric Company
03 January 2018
 

FORM 4

[ X ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549

 

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVALOMB Number: 3235-0287Estimated average burdenhours per response... 0.5

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

 

 

 

1. Name and Address of Reporting Person *

 

Comstock Elizabeth J

2. Issuer Name and Ticker or Trading Symbol

 

GENERAL ELECTRIC CO [ GE ]

5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

 

_____ Director _____ 10% Owner__ X __ Officer (give title below) _____ Other (specify below)Vice Chairman

(Last) (First) (Middle)

 

GENERAL ELECTRIC COMPANY, 41 FARNSWORTH STREET

3. Date of Earliest Transaction (MM/DD/YYYY)

 

12/29/2017

(Street)

 

BOSTON, MA 02210

(City) (State) (Zip)

4. If Amendment, Date Original Filed (MM/DD/YYYY)

 

 

6. Individual or Joint/Group Filing (Check Applicable Line)

 

_ X _ Form filed by One Reporting Person___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security(Instr. 3)

2. Trans. Date

2A. Deemed Execution Date, if any

3. Trans. Code(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)(Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s)(Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)

7. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

Amount

(A) or (D)

Price

Common Stock

12/29/2017

M

15000

A

$0

195542

D

 

Common Stock

12/29/2017

F

8260

D

$17.40

187282

D

 

Common Stock

12/29/2017

M

16200

A

$0

203482

D

 

Common Stock

12/29/2017

F

8955

D

$17.40

194527

D

 

Common Stock

12/29/2017

M

90000

A

$0

284527

D

 

Common Stock

12/29/2017

F

50068

D

$17.40

234459

D

 

Common Stock

12/29/2017

M

16200

A

$0

250659

D

 

Common Stock

12/29/2017

F

9026

D

$17.40

241633

D

 

Common Stock

28199

I

By 401(k) plan

Common Stock

1267

I

By family

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)

1. Title of Derivate Security(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Trans. Date

3A. Deemed Execution Date, if any

4. Trans. Code(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)(Instr. 3, 4 and 5)

6. Date Exercisable and Expiration Date

7. Title and Amount of Securities Underlying Derivative Security(Instr. 3 and 4)

8. Price of Derivative Security(Instr. 5)

9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)

11. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Restricted Stock Units

(1)

12/29/2017

M

15000

12/29/2017 (2)

12/29/2017 (2)

Common Stock

15000

$0

0

D

 

Restricted Stock Units

(1)

12/29/2017

M

16200

12/29/2017 (3)

12/29/2017 (3)

Common Stock

16200

$0

0

D

 

Restricted Stock Units

(1)

12/29/2017

M

90000

12/29/2017 (4)

12/29/2017 (4)

Common Stock

90000

$0

0

D

 

Restricted Stock Units

(1)

12/29/2017

M

16200

12/29/2017 (5)

12/29/2017 (5)

Common Stock

16200

$0

0

D

 

 

Explanation of Responses:

(1) 

1 for 1

(2) 

The RSU award was granted on 7/25/2013 and the lapse was accelerated in connection with the reporting person's retirement.

(3) 

The RSU award was granted on 9/11/2015 and the lapse was accelerated in connection with the reporting person's retirement.

(4) 

The RSU award was granted on 7/28/2016 and the lapse was accelerated in connection with the reporting person's retirement.

(5) 

The RSU award was granted on 9/9/2016 and the lapse was accelerated in connection with the reporting person's retirement.

 

Reporting Owners

Reporting Owner Name / Address

Relationships

Director

10% Owner

Officer

Other

Comstock Elizabeth JGENERAL ELECTRIC COMPANY41 FARNSWORTH STREETBOSTON, MA 02210

Vice Chairman

 

Signatures

Brian Sandstrom on behalf of Elizabeth Comstock

1/3/2018

** Signature of Reporting Person

Date

 

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

*

If the form is filed by more than one reporting person, see Instruction 4(b)(v).

**

Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note:

File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
DSHEADFDEEXPEAF
Date   Source Headline
18th Mar 20247:00 amRNSDirector/PDMR Shareholding
15th Mar 20247:00 amRNSDoc re. GE Files Form ARS
15th Mar 20247:00 amRNSDoc re. GE Files Form DEFA 14A
15th Mar 20247:00 amRNSDoc re. GE Files Def 14A
7th Mar 20243:15 pmRNSDoc re. GE Files 8-K
6th Mar 20247:00 amRNSDirector/PDMR Shareholding
1st Mar 20247:00 amRNSDoc re. GE Files 8-K
1st Mar 20247:00 amRNSDoc re. GE Files 8-K
1st Mar 20247:00 amRNSDoc re. GE Files 8-K
28th Feb 20247:00 amRNSDirector/PDMR Shareholding
28th Feb 20247:00 amRNSDirector/PDMR Shareholding
19th Feb 20247:00 amRNSDirector/PDMR Shareholding
6th Feb 20247:00 amRNSDirector/PDMR Shareholding
2nd Feb 20242:01 pmRNSDoc re. GE Files Form S-3
2nd Feb 202412:55 pmRNSAnnual Financial Report
23rd Jan 20241:55 pmRNSDoc re. GE Files 8-K
17th Jan 20247:00 amRNSDoc re. GE Files 8-K/A
4th Jan 20247:00 amRNSDirector/PDMR Shareholding
15th Dec 20235:36 pmRNSDividend Declaration
8th Dec 20231:53 pmRNSDirector/PDMR Shareholding
8th Dec 20237:00 amRNSDirector/PDMR Shareholding
22nd Nov 20237:00 amRNSDirector/PDMR Shareholding
14th Nov 20232:07 pmRNSDoc re. GE Files 8-K
14th Nov 20231:48 pmRNSDoc re. GE Files 8-K
24th Oct 20234:23 pmRNSDoc re. GE Files 8-K
24th Oct 20234:16 pmRNS3rd Quarter Results
4th Oct 20237:00 amRNSDirector/PDMR Shareholding
8th Sep 20235:42 pmRNSDividend Declaration
7th Sep 20237:00 amRNSDirector/PDMR Shareholding
1st Aug 20237:00 amRNSDirector/PDMR Shareholding
25th Jul 20232:08 pmRNSDoc re. GE Files 8-K
25th Jul 20232:05 pmRNSDoc re. GE Files 8-K
25th Jul 20232:01 pmRNSDoc re. GE Files 10-Q
6th Jul 20237:00 amRNSDirector/PDMR Shareholding
30th Jun 20235:04 pmRNSDividend Declaration
26th Jun 20237:00 amRNSDirector/PDMR Shareholding
15th Jun 20237:00 amRNSDirector/PDMR Shareholding
13th Jun 20237:00 amRNSDirector/PDMR Shareholding
1st Jun 20237:00 amRNSDoc re. GE files Form SD
26th May 20237:00 amRNSDoc re. GE Files Form S-8 Registration Statement
25th May 20237:00 amRNSDirector/PDMR Shareholding
18th May 20232:19 pmRNSDoc re. GE Files 8-K
18th May 20237:00 amRNSDoc re. GE Files 8-K
17th May 20237:00 amRNSDirector/PDMR Shareholding
12th May 20232:40 pmRNSDirector/PDMR Shareholding
10th May 20231:21 pmRNSDirector/PDMR Shareholding
9th May 20237:00 amRNSDoc re. GE Files 8-K
4th May 20237:00 amRNSDirector/PDMR Shareholding
25th Apr 20231:57 pmRNSDoc re. GE Files 8-K
25th Apr 20231:48 pmRNSDoc re. GE Files 8-K

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