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Pin to quick picksGen.electric Regulatory News (GEC)

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Director/PDMR Shareholding

4 Jan 2018 07:00

RNS Number : 9133A
General Electric Company
03 January 2018
 

FORM 4

[ X ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549

 

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVALOMB Number: 3235-0287Estimated average burdenhours per response... 0.5

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

 

 

 

1. Name and Address of Reporting Person *

 

Comstock Elizabeth J

2. Issuer Name and Ticker or Trading Symbol

 

GENERAL ELECTRIC CO [ GE ]

5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

 

_____ Director _____ 10% Owner__ X __ Officer (give title below) _____ Other (specify below)Vice Chairman

(Last) (First) (Middle)

 

GENERAL ELECTRIC COMPANY, 41 FARNSWORTH STREET

3. Date of Earliest Transaction (MM/DD/YYYY)

 

12/29/2017

(Street)

 

BOSTON, MA 02210

(City) (State) (Zip)

4. If Amendment, Date Original Filed (MM/DD/YYYY)

 

 

6. Individual or Joint/Group Filing (Check Applicable Line)

 

_ X _ Form filed by One Reporting Person___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security(Instr. 3)

2. Trans. Date

2A. Deemed Execution Date, if any

3. Trans. Code(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)(Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s)(Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)

7. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

Amount

(A) or (D)

Price

Common Stock

12/29/2017

M

15000

A

$0

195542

D

 

Common Stock

12/29/2017

F

8260

D

$17.40

187282

D

 

Common Stock

12/29/2017

M

16200

A

$0

203482

D

 

Common Stock

12/29/2017

F

8955

D

$17.40

194527

D

 

Common Stock

12/29/2017

M

90000

A

$0

284527

D

 

Common Stock

12/29/2017

F

50068

D

$17.40

234459

D

 

Common Stock

12/29/2017

M

16200

A

$0

250659

D

 

Common Stock

12/29/2017

F

9026

D

$17.40

241633

D

 

Common Stock

28199

I

By 401(k) plan

Common Stock

1267

I

By family

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)

1. Title of Derivate Security(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Trans. Date

3A. Deemed Execution Date, if any

4. Trans. Code(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)(Instr. 3, 4 and 5)

6. Date Exercisable and Expiration Date

7. Title and Amount of Securities Underlying Derivative Security(Instr. 3 and 4)

8. Price of Derivative Security(Instr. 5)

9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)

11. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Restricted Stock Units

(1)

12/29/2017

M

15000

12/29/2017 (2)

12/29/2017 (2)

Common Stock

15000

$0

0

D

 

Restricted Stock Units

(1)

12/29/2017

M

16200

12/29/2017 (3)

12/29/2017 (3)

Common Stock

16200

$0

0

D

 

Restricted Stock Units

(1)

12/29/2017

M

90000

12/29/2017 (4)

12/29/2017 (4)

Common Stock

90000

$0

0

D

 

Restricted Stock Units

(1)

12/29/2017

M

16200

12/29/2017 (5)

12/29/2017 (5)

Common Stock

16200

$0

0

D

 

 

Explanation of Responses:

(1) 

1 for 1

(2) 

The RSU award was granted on 7/25/2013 and the lapse was accelerated in connection with the reporting person's retirement.

(3) 

The RSU award was granted on 9/11/2015 and the lapse was accelerated in connection with the reporting person's retirement.

(4) 

The RSU award was granted on 7/28/2016 and the lapse was accelerated in connection with the reporting person's retirement.

(5) 

The RSU award was granted on 9/9/2016 and the lapse was accelerated in connection with the reporting person's retirement.

 

Reporting Owners

Reporting Owner Name / Address

Relationships

Director

10% Owner

Officer

Other

Comstock Elizabeth JGENERAL ELECTRIC COMPANY41 FARNSWORTH STREETBOSTON, MA 02210

Vice Chairman

 

Signatures

Brian Sandstrom on behalf of Elizabeth Comstock

1/3/2018

** Signature of Reporting Person

Date

 

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

*

If the form is filed by more than one reporting person, see Instruction 4(b)(v).

**

Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note:

File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
DSHEADFDEEXPEAF
Date   Source Headline
1st Apr 20192:57 pmRNSDoc re. GE Files Form 8-K
22nd Mar 20197:00 amRNSDirector/PDMR Shareholding
19th Mar 20197:00 amRNSDoc re. GE Files DEFA14A
19th Mar 20197:00 amRNSDoc re. GE Files DEF 14A
14th Mar 20196:31 pmRNSDoc re. GE Files Form 8-K
14th Mar 20197:00 amRNSDirector/PDMR Shareholding
5th Mar 20197:00 amRNSDirector/PDMR Shareholding
4th Mar 20197:00 amRNSDirector/PDMR Shareholding
28th Feb 20197:00 amRNSDirector/PDMR Shareholding
27th Feb 20197:00 amRNSDoc re. GE Files Form 10-K
27th Feb 20197:00 amRNSDoc re. GE Files Form S-3
26th Feb 20197:00 amRNSDoc re. GE Files Form 8-K
26th Feb 20197:00 amRNSDoc re. GE Files Form 8-K
22nd Feb 20197:00 amRNSDoc re. GE Files Form 8-K
20th Feb 20197:00 amRNSDirector/PDMR Shareholding
18th Feb 20197:00 amRNSDividend Declaration
13th Feb 20197:00 amRNSDirector/PDMR Shareholding
11th Feb 20197:00 amRNSDoc re. GE Files Form 8-K
5th Feb 201912:57 pmRNSDoc re. GE Files Form 8-K
5th Feb 20197:00 amRNSDirector/PDMR Shareholding
15th Jan 20197:00 amRNSDoc re. GE Files Form 8-K
9th Jan 20197:00 amRNSDirector/PDMR Shareholding
7th Jan 20197:00 amRNSDirector/PDMR Shareholding
4th Jan 20197:00 amRNSDirector/PDMR Shareholding
12th Dec 20187:00 amRNSDirector/PDMR Shareholding
10th Dec 20183:08 pmGNWDoc re. GE Files Form 8-K
10th Dec 20182:18 pmRNSDoc re. GE Files Form 8-K
10th Dec 20187:00 amRNSDividend Declaration
10th Dec 20187:00 amGNWGeneral Electric Company: Dividend Declaration
21st Nov 20187:00 amRNSDirector/PDMR Shareholding
15th Nov 20182:20 pmRNSDirector/PDMR Shareholding
13th Nov 20184:30 pmGNWDoc re. GE Files Form 8-K
13th Nov 20183:31 pmRNSDoc re. GE Files Form 8-K
8th Nov 20187:00 amRNSDirector/PDMR Shareholding
5th Nov 20183:48 pmRNSDirector/PDMR Shareholding
5th Nov 20182:54 pmGNWDoc re. GE Files Form 8-K/A
5th Nov 20182:13 pmRNSDoc re. GE Files Form 8-K/A
30th Oct 20182:57 pmGNWDoc re. GE Files Form 10-Q
30th Oct 20182:08 pmRNSDoc re. GE Files Form 10-Q
5th Oct 20187:00 amRNSDoc re. GE File Form 8-K
4th Oct 20187:00 amRNSDirector/PDMR Shareholding
2nd Oct 20187:00 amRNSDirector/PDMR Shareholding
14th Sep 20187:00 amRNSDirector/PDMR Shareholding
12th Sep 20187:00 amRNSDirector/PDMR Shareholding
11th Sep 20187:00 amRNSDirector/PDMR Shareholding
10th Sep 20187:00 amRNSDividend Declaration
31st Jul 20187:00 amRNSDirector/PDMR Shareholding
30th Jul 20182:31 pmRNSDoc re. GE Files Form 10-Q
27th Jul 20182:29 pmRNSDoc re. GE Files Form 8-K
27th Jul 20187:00 amRNSDirector/PDMR Shareholding

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