6 Oct 2008 07:38
Form TR-1 with annex. FSA Version 2.1 updated April 2007
For filings with the FSA include the annex For filings with issuer exclude the annex |
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | FERREXPO PLC | ||
2. Reason for notification (yes/no) | |||
An acquisition or disposal of voting rights | YES | ||
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | NO | ||
An event changing the breakdown of voting rights | NO | ||
Other (please specify):______________ | NO | ||
3. Full name of person(s) subject to notification obligation: | FEVAMOTINICO S.À.R.L. | ||
4. Full name of shareholder(s) (if different from 3): | N/A | ||
5. Date of transaction (and date on which the threshold is crossed or reached if different): | 6 OCTOBER 2008 | ||
6. Date on which issuer notified: | 6 OCTOBER 2008 | ||
7. Threshold(s) that is/are crossed or reached: | 71% to 51% (inclusive) |
8: Notified Details | |||||||
A: Voting rights attached to shares | |||||||
Class/type of shares If possible use ISIN code ORDINARY | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of shares 422,562,593 | Number of voting rights 422,562,593 | Number of shares 300,198,313 | Number of voting rights | Percentage of voting rights | |||
Direct 300,198,313 | Indirect N/A | Direct 51.0% | Indirect N/A | ||||
B: Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date | Exercise/ conversion period/date | No. of voting rights that may be acquired (if the instrument exercised/converted) | Percentage of voting rights |
N/A | N/A | N/A | N/A | N/A |
Total (A+B) | |
Number of voting rights | Percentage of voting rights |
300,198,313 | 51.0% |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
N/A |
Proxy Voting: | |
10. Name of proxy holder: | N/A |
11. Number of voting rights proxy holder will cease to hold: | N/A |
12. Date on which proxy holder will cease to hold voting rights: | N/A |
13. Additional information: | The disposal of the 122,364,280 ordinary shares in Ferrexpo PLC was effected under a power of sale through JPMorgan Chase Bank, N.A. pursuant to a charge granted in connection with a loan from JPMorgan Chase Bank, N.A. as announced on 7 April 2008. The ordinary shares were disposed of at a price of 83 pence per share. |
14 Contact name: | Mr Gavin Mackay |
15. Contact telephone name: | +44 (0) 20 7389 8300 |
For notes on how to complete form TR-1 please see the FSA website.
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in shares |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities) | Fevamotinico S.a r.l. |
Contact address (registered office for legal entities) | 12, rue Guillaume Schneider L-2522 Luxembourg |
Phone number & email | + 352 44 09 29 3047 ltavares@fidei.lu |
Other useful information (at least legal representative for legal persons) |
B: Identity of the notifier, if applicable | |
Full name | Fevamotinico S.a r.l |
Contact address | 12, rue Guillaume Schneider L-2522 Luxembourg |
Phone number & email | + 352 44 09 29 3047 ltavares@fidei.lu |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
|
C: Additional information |
N/A |