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Holding(s) in Company

15 Oct 2020 17:03

RNS Number : 2583C
Filtronic PLC
15 October 2020
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TR-1: Standard form for notification of major holdings

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NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

FILTRONIC PLC

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii: Shares transferred into a client portfolio

X

3. Details of person subject to the notification obligationiv

Name

CANACCORD GENUITY GROUP INC

City and country of registered office (if applicable)

VANCOUVER, CANADA

4. Full name of shareholder(s) (if different from 3.)v

Name

DISCRETIONARY CLIENTS

City and country of registered office (if applicable)

As above

5. Date on which the threshold was crossed or reachedvi:

07 OCTOBER 2020

6. Date on which issuer notified (DD/MM/YYYY):

15 OCTOBER 2020

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

11.7025

11.7025

213,898,416

Position of previous notification (if

applicable)

10.5143

10.5143

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8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB0003362992

25,031,515

11.7025

SUBTOTAL 8. A

25,031,515

11.7025

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B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expirationdatex

Exercise/Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

SUBTOTAL 8. B 1

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B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expirationdatex

Exercise/Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

SUBTOTAL 8.B.2

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9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

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Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

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Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

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Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

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Canaccord Genuity Group Inc.

11.7025

11.7025

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Canaccord Genuity Wealth Group Holdings Limited

11.7025

11.7025

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Canaccord Genuity Wealth Group Holdings (Jersey) Limited

11.7025

11.7025

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Canaccord Genuity Wealth Group Limited

11.7025

11.7025

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Hargreave Hale Ltd

11.7025

11.7025

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10. In case of proxy voting, please identify:

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Name of the proxy holder

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The number and % of voting rights held

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The date until which the voting rights will be held

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11. Additional informationxvi

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The change in the percentage of shares held was due to the transfer in of 2,541,515 Filtronic plc shares by one of the funds we manage.

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Place of completion

BLACKPOOL, ENGLAND

Date of completion

15 OCTOBER 2020

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END
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