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Pin to quick picksDiploma Regulatory News (DPLM)

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Holding(s) in Company

23 Jul 2013 14:00

RNS Number : 9417J
Diploma PLC
23 July 2013
 



TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i

 

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii

Diploma PLC

 

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

Yes

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

No

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

No

An event changing the breakdown of voting rights

No

Other (please specify):

No

 

3. Full name of person(s) subject to the notification obligation: iii

Ameriprise Financial, Inc. and its group

4. Full name of shareholder(s)

(if different from 3.): iv

See additional information under 13.

5. Date of the transaction and date on which the threshold is crossed or reached: v

19 July 2013

6. Date on which issuer notified:

22 July 2013

7. Threshold(s) that is/are crossed or

reached: vi, vii

Below the threshold of 5%

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type ofshares

if possible usingthe ISIN CODE

Situation previousto the triggeringtransaction

Resulting situation after the triggering transaction

NumberofShares

NumberofVotingRights

Numberof shares

Number of votingrights

% of voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

GB0001826634

0

0

83,600

83,600

5,541,407

0.073%

4.893%

 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financialinstrument

Expirationdate xiii

Exercise/ConversionPeriod xiv

Number of votingrights that may beacquired if theinstrument isexercised/ converted.

 

% of votingrights

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financialinstrument

Exerciseprice

Expirationdate xvii

Exercise/Conversionperiod xviii

Number of votingrights instrumentrefers to

% of voting rights xix, xx

 

Nominal

Delta

 

 

Total (A+B+C)

Number of voting rights

Percentage of voting rights

 5,625,007

4.967%

 

9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi

 

Ameriprise Financial, Inc., which through intermediate holding companies controls the voting rights of Columbia Management Investment Advisers, Columbia Wanger Asset Management, Threadneedle Management Luxembourg S.A. and Threadneedle Asset Management Holdings Ltd, which itself controls the voting rights of Threadneedle Asset Management Ltd, Threadneedle International Ltd and Threadneedle Pensions Ltd.

 

 

Proxy Voting:

10. Name of the proxy holder:

 N/A

11. Number of voting rights proxy holder will cease to hold:

 N/A

12. Date on which proxy holder will cease to hold voting rights:

 N/A

 

13. Additional information:

 Registered Owner

Ameriprise Financial Inc

A/c

568,170

HSBC Global Custody Nominee (UK) Limited

A/c 740190

52,661

HSBC Global Custody Nominee (UK) Limited

A/c 739874

239,754

HSBC Global Custody Nominee (UK) Limited

A/c 740311

26,003

Littledown Nominees Ltd

A/c ZLA01

440,000

Littledown Nominees Ltd

A/c ZLA05

238,327

Littledown Nominees Ltd

A/c ZLA07

2,180,000

Littledown Nominees Ltd

A/c 07197

83,600

Littledown Nominees Ltd

A/c 10479

2,583

Littledown Nominees Ltd

A/c ZLA12

83,103

Littledown Nominees Ltd

A/c ZLA14

21,927

Littledown Nominees Ltd

A/c 34789

123,900

Littledown Nominees Ltd

A/c 10488

404,979

 

Littledown Nominees Ltd

A/c 10495

1,160,000

14. Contact name:

 Stacey Dryburgh, Threadneedle Group

15. Contact telephone number:

 01793 363751

 

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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