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20 Jul 2015 10:45
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Ap27
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FORMΒ 38.5(b)
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IRISHΒ TAKEOVERΒ PANEL
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DISCLOSUREΒ UNDERΒ RULEΒ 38.5(b)Β OFΒ THEΒ IRISHΒ TAKEOVERΒ PANEL ACT,Β 1997,Β TAKEOVERΒ RULES,Β 2013
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DEALINGSΒ BYΒ CONNECTEDΒ EXEMPTΒ PRINCIPALΒ TRADERSΒ WITHOUTΒ RECOGNISEDΒ INTERMEDIARYΒ STATUS,Β ORΒ WITHΒ RECOGNISEDΒ INTERMEDIARYΒ
STATUSΒ BUTΒ NOTΒ DEALINGΒ INΒ AΒ CLIENT-SERVINGΒ CAPACITY
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1. KEYΒ INFORMATION
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Name of exempt principal trader | Nomura International Plc |
Company dealt in | Dragon Oil Plc |
Class of relevant security to which the dealings being disclosed relate (Note 1) | Ordinary shares |
Date of dealing | 17 July 2015 |
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2. INTERESTSΒ ANDΒ SHORTΒ POSITIONS
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(a) InterestsΒ andΒ shortΒ positionsΒ (followingΒ dealing)Β inΒ theΒ classΒ ofΒ relevantΒ securityΒ dealtΒ inΒ (NoteΒ 2)
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Long | Short | |||||
Number | (%) | Number | (%) | |||
(1) Relevant securities | 72,355 0.015 | Β 7,572 0.002 | ||||
(2) Derivatives (other than options) | Β 18,930 0.004 | Β 50,218 0.010 Β | ||||
(3) Options and agreements to purchase/sell | 0 0.000 | 0 0.000 | ||||
Total | 91,285 0.019
Β Β | Β 57,790 0.012 | ||||
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(b) InterestsΒ andΒ shortΒ positionsΒ inΒ relevantΒ securitiesΒ ofΒ theΒ company,Β otherΒ thanΒ theΒ classΒ dealtΒ inΒ (NoteΒ 2)
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Class of relevant security: | Long | Short | ||||
Number | (%) | Number | (%) | |||
(1) Relevant securities | ||||||
(2) Derivatives (other than options) | ||||||
(3) Options and agreements to purchase/sell | ||||||
Total | ||||||
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3. DEALINGSΒ (NoteΒ 3)
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(a) PurchasesΒ andΒ sales
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Purchase/sale | Number of relevant securities | Price per unit (Note 4) |
Purchase | 9,822 | 7.2130 |
Purchase | 114,131 | 7.2215 |
Purchase | 110,425 | 7.2226 |
Purchase | 9,332 | 7.2247 |
Sale | 545 | 7.2094 |
Sale | 3,726 | 7.2149 |
Sale | 110,425 | 7.2225 |
Sale | 64,772 | 7.2249 |
(b) DerivativesΒ transactionsΒ (otherΒ thanΒ optionsΒ transactions)
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Product name, e.g. CFD | Nature of transaction (Note 5) | Number of relevant securities (Note 6) | Price per unit (Note 4) |
Swap | Long | 545 | 7.2100 |
Swap | Long | 3,726 | 7.2156 |
Swap | Long | 110,425 | 7.2225 |
Swap | Long | 64,772 | 7.2250 |
Swap | Short | 9,822 | 7.2125 |
Swap | Short | 114,131 | 7.2214 |
Swap | Short | 110,425 | 7.2226 |
Swap | Short | 9,332 | 7.2240 |
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(c) OptionsΒ transactionsΒ inΒ respectΒ ofΒ existingΒ relevantΒ securities
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(i) Writing,Β selling,Β purchasingΒ orΒ varying
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Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 4) |
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(ii) Exercising
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Product name, e.g. call option | Number of securities | Exercise price per unit (Note 4) |
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(d) OtherΒ dealingsΒ (includingΒ transactionsΒ inΒ respectΒ ofΒ newΒ securities)Β (NoteΒ 3)
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Nature of transaction (Note 7) | Details | Price per unit (if applicable) (Note 4) |
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4. OTHERΒ INFORMATION
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Agreements,Β arrangementsΒ orΒ understandingsΒ relatingΒ toΒ optionsΒ orΒ derivatives
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FullΒ detailsΒ ofΒ anyΒ agreement,Β arrangementΒ orΒ understandingΒ betweenΒ theΒ person disclosingΒ andΒ anyΒ otherΒ personΒ relatingΒ toΒ theΒ votingΒ rightsΒ ofΒ anyΒ relevantΒ securitiesΒ
underΒ anyΒ optionΒ referredΒ toΒ onΒ thisΒ formΒ orΒ relatingΒ toΒ theΒ votingΒ rightsΒ orΒ futureΒ
acquisitionΒ orΒ disposalΒ ofΒ anyΒ relevantΒ securitiesΒ toΒ whichΒ anyΒ derivative referredΒ toΒ onΒ thisΒ formΒ isΒ referenced.Β IfΒ none,Β thisΒ shouldΒ beΒ stated.
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IsΒ aΒ SupplementalΒ FormΒ 38.5(b)Β attached?Β (NoteΒ 8) Β NO
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Date of disclosure | 20 July 2015 |
Contact name | Kyere Tabiri |
Telephone number | 020 7102 1267 |
Name of offeree/offeror with which connected | Dragon Oil PLC |
Nature of connection (Note 9) |
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