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Share Price Information for Dci Advisors (DCI)

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Share Price: 4.70
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Holding(s) in Company

23 Apr 2013 16:59

RNS Number : 0489D
Dolphin Capital Investors Limited
23 April 2013
 



TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii

DOLPHIN CAPITAL INVESTORS LIMITED

2. Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

YES

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

An event changing the breakdown of voting rights

Other (please specify):

3. Full name of person(s) subject to thenotification obligation: iii

FIR TREE INC.

4. Full name of shareholder(s)  (if different from 3.):iv

See box 9 below

5. Date of the transaction and date onwhich the threshold is crossed orreached: v

18 April 2013

6. Date on which issuer notified:

23 April 2013

7. Threshold(s) that is/are crossed orreached: vi, vii

5%

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type ofshares

if possible usingthe ISIN CODE

Situation previousto the triggeringtransaction

Resulting situation after the triggering transaction

 

NumberofShares

NumberofVotingRights

Numberof shares

Number of votingrights

% of voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

 

VGG2803G1028

 

31,205,000

31,205,000

38,425,000

38,425,000

5.98%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financialinstrument

Expirationdate xiii

Exercise/Conversion Period xiv

Number of votingrights that may beacquired if theinstrument isexercised/ converted.

% of votingrights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

 

Type of financialinstrument

Exercise price

Expiration date xvii

Exercise/Conversion period xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

US$ 2,020,000 of convertible bonds

US$ 0.7246

Maturity 31.03.2016

 

Convertible until 22.03.2016

 

 

2,787,745 (approx)

Nominal

Delta

0.43%

Total (A+B+C)

Number of voting rights

Percentage of voting rights

41,212,745

6.41%

 

9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi

 

FIR TREE INC., investor manager of:-

 

Fund

No. of voting rights attached to shares

% of voting rights

Fir Tree REF III Master Fund, LLC

440,000

0.07%

Fir Tree Value Master Fund, L.P.

37,985,000

5.91%

No. of voting rights through convertible bonds

Fir Tree Capital Opportunity Master Fund, L.P. ("FCO")

2,787,745

0.43%

 

 

Proxy Voting:

10. Name of the proxy holder:

N/A

11. Number of voting rights proxy holder will ceaseto hold:

N/A

12. Date on which proxy holder will cease to holdvoting rights:

N/A

13. Additional information:

 

Calculation based on:

 

·; 642,440,167 total shares in issue.

 

·; FCO holds convertible bonds convertible to approx 2,787,745 shares (based on conversion price: US$0.7246)

 

·; If FCO exercised all convertible bonds held (and assuming no other convertible bonds or warrants had been exercised), the funds described at box 9 above would hold a combined total 6.41% of voting rights in the then issued share capital

 

14. Contact name:

Martin T. Towey, Fir Tree Inc.

15. Contact telephone number:

212-599-0090

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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