Last checked at 30 Jan 2014 07:00
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Caracal Energy Inc. | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | - Ordinary shares received in relation to convertible securities | X | ||
3. Full name of person(s) subject to thenotification obligation: iii | FIL Limited | |||
4. Full name of shareholder(s) (if different from 3.):iv | See Section 9 | |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 27th January 2014 | |||
6. Date on which issuer notified: | 29th January 2014 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | 5% | |||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Indirect | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
CA1407561077 | 7,032,987 | 7,032,987 | 7,352,069 | 7,352,069 | 5.01% | |||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
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| Nominal | Delta | ||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
7,352,069 | 5.01% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||||||||||||||||||||
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Proxy Voting: | ||||||||||||||||||||
10. Name of the proxy holder: | FIL Limited | |||||||||||||||||||
11. Number of voting rights proxy holder will acquire: | 319,082 | |||||||||||||||||||
12. Date on which proxy holder will acquire voting rights: | 27th January 2014 | |||||||||||||||||||
13. Additional information: | None | |||||||||||||||||||
14. Contact name: | Nina Collomosse | |||||||||||||||||||
15. Contact telephone number: |
fil-regreporting@fil.com, 01737 837092
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