17 Oct 2022 08:27
RNS Number : 0827D Capricorn Energy PLC 17 October 2022 160
TR-1: Stanar form for notification of major holings
1. Issuer Details
ISIN
GB00BN0SMB92
Issuer Name
CAPRICORN ENERGY PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or isposal of voting rights
3. Details of person subject to the notification obligation
Name
The Golman Sachs Group, Inc.
City of registere office (if applicable)
Wilmington, Delaware
Country of registere office (if applicable)
USA
4. Details of the shareholer
Name
City of registere office
Country of registere office
|
Golman Sachs International
Lonon
Unite Kingom
|
. Date on which the threshol was crosse or reache
12-Oct-2022
6. Date on which Issuer notifie
14-Oct-2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights attache to shares (total of 8.A)
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights hel in issuer
|
Resulting situation on the ate on which threshol was crosse or reache
10.188002
3.47384
13.73386
43276416
|
Position of previous notification (if applicable)
9.976162
3.324749
13.300911
|
8. Notifie etails of the resulting situation on the ate on which the threshol was crosse or reache
8A. Voting rights attache to shares
Class/Type of shares ISIN coe(if possible)
Number of irect voting rights (DTR.1)
Number of inirect voting rights (DTR.2.1)
% of irect voting rights (DTR.1)
% of inirect voting rights (DTR.2.1)
|
GB00BN0SMB92
3209987
10.188002
|
Sub Total 8.A
3209987
10.188002%
|
8B1. Financial Instruments accoring to (DTR.3.1R.(1) (a))
Type of financial instrument
Expiration ate
Exercise/conversion perio
Number of voting rights that may be acquire if the instrument is exercise/converte
% of voting rights
|
Securities Lening
Open
606760
0.19278
|
Sub Total 8.B1
606760
0.19278%
|
8B2. Financial Instruments with similar economic effect accoring to (DTR.3.1R.(1) (b))
Type of financial instrument
Expiration ate
Exercise/conversion perio
Physical or cash settlement
Number of voting rights
% of voting rights
|
Swap
22-Mar-2023
Cash
187409
1.646418
|
Swap
27-Feb-2023
Cash
43164
1.438289
|
Swap
12-Oct-2032
Cash
47747
0.14283
|
Swap
06-Oct-2032
Cash
18633
0.08918
|
Swap
12-Oct-2032
Cash
17218
0.049899
|
Swap
06-Oct-2032
Cash
2917
0.008226
|
Swap
06-Oct-2032
Cash
1476
0.004912
|
Swap
24-Feb-2032
Cash
871
0.002766
|
Swap
30-Jun-2031
Cash
300
0.00009
|
Sub Total 8.B2
1070069
3.34806%
|
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlle unertakings through which the voting rights an/or the financial instruments are effectively hel starting with the ultimate controlling natural person or legal entities (please a aitional rows as necessary)
Ultimate controlling person
Name of controlle unertaking
% of voting rights if it equals or is higher than the notifiable threshol
% of voting rights through financial instruments if it equals or is higher than the notifiable threshol
Total of both if it equals or is higher than the notifiable threshol
|
The Golman Sachs Group, Inc. (Chain 1)
|
The Golman Sachs Group, Inc. (Chain 1)
Golman Sachs (UK) L.L.C.
10.02978
3.47384
13.76961%
|
The Golman Sachs Group, Inc. (Chain 1)
Golman Sachs Group UK Limite
10.02978
3.47384
13.76961%
|
The Golman Sachs Group, Inc. (Chain 1)
Golman Sachs International
10.02978
3.47384
13.76961%
|
The Golman Sachs Group, Inc. (Chain 2)
|
The Golman Sachs Group, Inc. (Chain 2)
GSAM Holings LLC
|
The Golman Sachs Group, Inc. (Chain 2)
Golman Sachs Asset Management, L.P.
|
The Golman Sachs Group, Inc. (Chain 3)
|
The Golman Sachs Group, Inc. (Chain 3)
NNIP Holings LLC
|
The Golman Sachs Group, Inc. (Chain 3)
NNIP UK Holings I Lt
|
The Golman Sachs Group, Inc. (Chain 3)
NNIP UK Holings II Lt
|
The Golman Sachs Group, Inc. (Chain 3)
NNIP Holings I B.V. / NNIP Holings II B.V.
|
The Golman Sachs Group, Inc. (Chain 3)
NN Investment Partners Holings B.V.
|
The Golman Sachs Group, Inc. (Chain 4)
|
The Golman Sachs Group, Inc. (Chain 4)
The Golman Sachs Group, Inc.
|
The Golman Sachs Group, Inc. (Chain 4)
Golman Sachs Bank USA
|
The Golman Sachs Group, Inc. (Chain 4)
Golman Sachs Bank Europe SE
|
The Golman Sachs Group, Inc. (Chain )
|
The Golman Sachs Group, Inc. (Chain )
Golman Sachs Co. LLC
|
10. In case of proxy voting
Name of the proxy holer
160
The number an % of voting rights hel
160
The ate until which the voting rights will be hel
160
11. Aitional Information
Please note, the total amount of voting rights have been roune to 6 ecimal places therefore there is a possibility of a rouning error.General email contact: gs-regops-emea-position-enquiries@gs.com
12. Date of Completion
14-Oct-2022
13. Place Of Completion
Warsaw
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