FORM 8. (EPT/NON-RI)
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
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(OR WHERE RI STATUS IS NOT APPLICABLE)
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Rule 8. of the Takeover Coe (the "Coe")
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1.
KEY INFORMATION
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(a)
Name of exempt principal traer:
BARCLAYS CAPITAL SECURITIES LTD
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(b)
Name of offeror/offeree in relation to whose
CAPRICORN ENERGY PLC
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relevant securities this form relates:
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(c)
Name of the party to the offer with which exempt
Tullow Oil plc
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principal traer is connecte
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()
Date position hel/ealing unertaken:
14 October 2022
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(e)
In aition to the company in 1(b) above, is the exempt principal
YES:
160
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traer making isclosures in respect of any other party to the offer?
TULLOW OIL PLC
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2.
POSITIONS OF THE EXEMPT PRINCIPAL TRADER
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(a)
Interests an short positions in the relevant securities of the offeror or offeree
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160
to which the isclosure relates following the ealing (if any)
160
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Class of relevant security:
21/13p orinary
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Interests
Short Positions
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Number
(%)
Number
(%)
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(1)
Relevant securities owne
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an/or controlle:
,800,313
1.84%
701,674
0.22%
|
|
(2)
Cash-settle erivatives:
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296,764
0.09%
,611,04
1.78%
|
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(3)
Stock-settle erivatives (incluing options)
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an agreements to purchase/sell:
0
0.00%
0
0.00%
|
|
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TOTAL:
6,097,077
1.94%
6,312,719
2.00%
|
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(b)
Rights to subscribe for new securities (incluing irectors an other executive
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160
options)
160
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Class of relevant security in relation to
|
which subscription right exists
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Details, incluing nature of the rights
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concerne an relevant percentages:
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3.
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
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(a)
Purchases an sales
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Class of relevant
Purchase/sale
Total number of
Highest price per unit
Lowest price per unit
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security
securities
pai/receive
pai/receive
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21/13p orinary
Purchase
107,649
2.4600 GBP
2.434 GBP
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21/13p orinary
Sale
131,249
2.4631 GBP
2.428 GBP
|
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(b)
Cash-settle erivative transactions
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Class of
Prouct
Nature of ealing
Number of
Price per
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relevant
escription
reference
unit
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security
securities
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21/13p orinary
160CFD
Decreasing Short
30
2.4630 GBP
|
21/13p orinary
160CFD
Decreasing Short
33
2.4339 GBP
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21/13p orinary
160SWAP
Decreasing Short
218
2.4400 GBP
|
21/13p orinary
160SWAP
Decreasing Short
1,142
2.4360 GBP
|
21/13p orinary
160SWAP
Decreasing Short
1,431
2.4339 GBP
|
21/13p orinary
160CFD
Decreasing Short
3,128
2.4299 GBP
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21/13p orinary
160SWAP
Decreasing Short
3,41
2.4400 GBP
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21/13p orinary
160SWAP
Decreasing Short
6,160
2.433 GBP
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21/13p orinary
160SWAP
Decreasing Short
9,236
2.4340 GBP
|
21/13p orinary
160SWAP
Decreasing Short
9,294
2.4294 GBP
|
21/13p orinary
160CFD
Decreasing Short
32,072
2.4340 GBP
|
21/13p orinary
160SWAP
Increasing Short
7,77
2.433 GBP
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21/13p orinary
160SWAP
Increasing Short
8,228
2.4366 GBP
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21/13p orinary
160SWAP
Increasing Short
9,837
2.4401 GBP
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21/13p orinary
160SWAP
Increasing Short
20,206
2.4379 GBP
|
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(c)
Stock-settle erivative transactions (incluing options)
160
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(i)
Writing, selling, purchasing or varying
160
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Class
Prouct
Writing,
Number
Exercise
Type
Expiry
Option
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of
escription
purchasing,
of
price
ate
money
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relevant
selling,
securities
per unit
pai/
|
security
varying etc
to which
receive
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option
per unit
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relates
|
|
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(ii)
Exercising
160
|
Class of relevant
Prouct escription
Exercising/ exercise against
Number of
Exercise price per
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security
securities
unit
|
|
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()
Other ealings (incluing subscribing for new securities)
160
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Class of relevant
Nature of Dealings
Details
Price per unit (if
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security
applicable)
|
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4.
OTHER INFORMATION
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(a)
Inemnity an other ealings arrangements
160
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Details of any inemnity or option arrangement, or any agreement or unerstaning,
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formal or informal, relating to relevant securities which may be an inucement to eal
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or refrain from ealing entere into by the exempt principal traer making the isclosure an any party
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to the offer or any person acting in concert with a party to the offer:
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NONE
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(b)
Agreements, arrangements or unerstanings relating to options or erivatives
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Details of any agreement, arrangement or unerstaning, formal or informal, between
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the exempt principal traer making the isclosure an any other person relating to:
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(i)160160 the voting rights of any relevant securities uner any option or
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(ii)160160 the voting rights of future acquisition or isposal of any relevant securities to which
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any erivative is reference:
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NONE
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(c)
Attachments
160
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Is a Supplemental Form 8 (Open Positions) attache?
NO
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Date of isclosure:
17 Oct 2022
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Contact name:
Large Holings Regulatory Operations
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Telephone number:
020 3134 7213
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