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Last checked at 
16 Apr 2015 11:26
| DISCLOSURE FORM | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | CATLIN GROUP LTD | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 15 April 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 1,510,711 | 0.41% | 405,319 | 0.11% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 47,431 | 0.01% | 1,057,287 | 0.29% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 1,558,142 | 0.42% | 1,462,606 | 0.40% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 270 | 7.1577 GBP | ||||||||||||
| ORD | Purchase | 455 | 7.1500 GBP | ||||||||||||
| ORD | Purchase | 472 | 7.1351 GBP | ||||||||||||
| ORD | Purchase | 599 | 7.1900 GBP | ||||||||||||
| ORD | Purchase | 1,044 | 7.1550 GBP | ||||||||||||
| ORD | Purchase | 1,502 | 7.1850 GBP | ||||||||||||
| ORD | Purchase | 1,878 | 7.1950 GBP | ||||||||||||
| ORD | Purchase | 2,301 | 7.1400 GBP | ||||||||||||
| ORD | Purchase | 2,783 | 7.1613 GBP | ||||||||||||
| ORD | Purchase | 2,959 | 7.1678 GBP | ||||||||||||
| ORD | Purchase | 6,097 | 7.1705 GBP | ||||||||||||
| ORD | Purchase | 8,000 | 7.1750 GBP | ||||||||||||
| ORD | Purchase | 24,503 | 7.1489 GBP | ||||||||||||
| ORD | Purchase | 100,687 | 7.1776 GBP | ||||||||||||
| ORD | Sale | 668 | 7.1900 GBP | ||||||||||||
| ORD | Sale | 1,020 | 7.1800 GBP | ||||||||||||
| ORD | Sale | 1,044 | 7.1550 GBP | ||||||||||||
| ORD | Sale | 1,502 | 7.1850 GBP | ||||||||||||
| ORD | Sale | 1,725 | 7.1500 GBP | ||||||||||||
| ORD | Sale | 1,878 | 7.1950 GBP | ||||||||||||
| ORD | Sale | 4,882 | 7.1750 GBP | ||||||||||||
| ORD | Sale | 8,054 | 7.1356 GBP | ||||||||||||
| ORD | Sale | 8,377 | 7.1753 GBP | ||||||||||||
| ORD | Sale | 9,987 | 7.1400 GBP | ||||||||||||
| ORD | Sale | 15,732 | 7.1917 GBP | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | SWAP | Long | 1,397 | 7.1809 GBP | |||||||||||
| ORD | SWAP | Long | 16,400 | 7.1909 GBP | |||||||||||
| ORD | SWAP | Short | 1,303 | 7.1552 GBP | |||||||||||
| ORD | SWAP | Short | 4,760 | 7.1677 GBP | |||||||||||
| ORD | SWAP | Short | 5,439 | 7.1709 GBP | |||||||||||
| ORD | CFD | Short | 6,014 | 7.1621 GBP | |||||||||||
| ORD | CFD | Short | 100,687 | 7.1776 GBP | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 16 Apr 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 020 7773 0635 | ||||||||||||||
Copyright Business Wire 2015
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