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18 Dec 2014 12:23
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||
| (b) | Name of offeror/offeree in relation to whose | CATLIN GROUP PLC | |||
| relevant securities this form relates: | |||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP PLC | |||
| principal trader is connected | |||||
| (d) | Date position held/dealing undertaken: | 17 December 2014 | |||
| (e) | Has the EPT previously disclosed, or is it | ||||
| today disclosing, under the Code in respect | NO | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,512,220 | 0.42% | 887,422 | 0.24% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 550,264 | 0.15% | 1,267,132 | 0.35% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 2,062,484 | 0.57% | 2,154,554 | 0.59% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 60 | 6.4050 GBP | ||||
| ORD | Purchase | 78 | 6.5200 GBP | ||||
| ORD | Purchase | 119 | 6.4059 GBP | ||||
| ORD | Purchase | 206 | 6.0200 GBP | ||||
| ORD | Purchase | 239 | 5.9600 GBP | ||||
| ORD | Purchase | 444 | 6.0800 GBP | ||||
| ORD | Purchase | 501 | 6.0450 GBP | ||||
| ORD | Purchase | 651 | 5.9850 GBP | ||||
| ORD | Purchase | 664 | 6.0550 GBP | ||||
| ORD | Purchase | 702 | 6.0750 GBP | ||||
| ORD | Purchase | 721 | 6.0414 GBP | ||||
| ORD | Purchase | 771 | 5.9700 GBP | ||||
| ORD | Purchase | 808 | 6.4525 GBP | ||||
| ORD | Purchase | 849 | 5.9750 GBP | ||||
| ORD | Purchase | 855 | 6.0350 GBP | ||||
| ORD | Purchase | 997 | 5.9350 GBP | ||||
| ORD | Purchase | 1,065 | 5.9300 GBP | ||||
| ORD | Purchase | 1,096 | 6.0650 GBP | ||||
| ORD | Purchase | 1,269 | 6.3957 GBP | ||||
| ORD | Purchase | 1,304 | 6.4466 GBP | ||||
| ORD | Purchase | 1,346 | 6.0300 GBP | ||||
| ORD | Purchase | 1,429 | 6.0700 GBP | ||||
| ORD | Purchase | 1,446 | 6.0500 GBP | ||||
| ORD | Purchase | 2,104 | 6.5297 GBP | ||||
| ORD | Purchase | 3,077 | 5.9900 GBP | ||||
| ORD | Purchase | 3,280 | 6.0489 GBP | ||||
| ORD | Purchase | 3,633 | 6.3940 GBP | ||||
| ORD | Purchase | 5,118 | 6.4384 GBP | ||||
| ORD | Purchase | 6,997 | 6.4686 GBP | ||||
| ORD | Purchase | 7,786 | 6.4381 GBP | ||||
| ORD | Purchase | 9,455 | 6.0327 GBP | ||||
| ORD | Purchase | 12,561 | 6.1969 GBP | ||||
| ORD | Purchase | 13,416 | 6.0098 GBP | ||||
| ORD | Purchase | 14,033 | 6.5168 GBP | ||||
| ORD | Purchase | 27,480 | 6.6386 GBP | ||||
| ORD | Purchase | 34,691 | 6.4000 GBP | ||||
| ORD | Purchase | 44,256 | 6.4506 GBP | ||||
| ORD | Purchase | 49,255 | 6.6399 GBP | ||||
| ORD | Purchase | 50,000 | 6.0569 GBP | ||||
| ORD | Purchase | 141,740 | 6.4500 GBP | ||||
| ORD | Purchase | 206,719 | 6.4534 GBP | ||||
| ORD | Purchase | 388,832 | 6.6553 GBP | ||||
| ORD | Purchase | 694,965 | 6.4303 GBP | ||||
| ORD | Sale | 73 | 6.5206 GBP | ||||
| ORD | Sale | 83 | 6.5200 GBP | ||||
| ORD | Sale | 206 | 6.0200 GBP | ||||
| ORD | Sale | 239 | 5.9600 GBP | ||||
| ORD | Sale | 311 | 6.5000 GBP | ||||
| ORD | Sale | 444 | 6.0800 GBP | ||||
| ORD | Sale | 501 | 6.0450 GBP | ||||
| ORD | Sale | 651 | 5.9850 GBP | ||||
| ORD | Sale | 664 | 6.0550 GBP | ||||
| ORD | Sale | 702 | 6.0750 GBP | ||||
| ORD | Sale | 771 | 5.9700 GBP | ||||
| ORD | Sale | 849 | 5.9750 GBP | ||||
| ORD | Sale | 855 | 6.0350 GBP | ||||
| ORD | Sale | 997 | 5.9350 GBP | ||||
| ORD | Sale | 1,006 | 6.2373 GBP | ||||
| ORD | Sale | 1,065 | 5.9300 GBP | ||||
| ORD | Sale | 1,096 | 6.0650 GBP | ||||
| ORD | Sale | 1,171 | 6.4335 GBP | ||||
| ORD | Sale | 1,346 | 6.0300 GBP | ||||
| ORD | Sale | 1,429 | 6.0700 GBP | ||||
| ORD | Sale | 1,446 | 6.0500 GBP | ||||
| ORD | Sale | 1,720 | 6.0373 GBP | ||||
| ORD | Sale | 1,728 | 6.0360 GBP | ||||
| ORD | Sale | 2,600 | 6.4113 GBP | ||||
| ORD | Sale | 3,077 | 5.9900 GBP | ||||
| ORD | Sale | 3,267 | 6.5915 GBP | ||||
| ORD | Sale | 3,844 | 6.4341 GBP | ||||
| ORD | Sale | 4,042 | 5.9340 GBP | ||||
| ORD | Sale | 14,576 | 6.4766 GBP | ||||
| ORD | Sale | 16,687 | 6.0502 GBP | ||||
| ORD | Sale | 18,431 | 5.9047 GBP | ||||
| ORD | Sale | 21,119 | 6.4500 GBP | ||||
| ORD | Sale | 22,668 | 6.4625 GBP | ||||
| ORD | Sale | 33,806 | 6.4592 GBP | ||||
| ORD | Sale | 39,936 | 6.4692 GBP | ||||
| ORD | Sale | 42,500 | 6.7550 GBP | ||||
| ORD | Sale | 43,391 | 6.0429 GBP | ||||
| ORD | Sale | 44,466 | 6.0264 GBP | ||||
| ORD | Sale | 408,180 | 6.4148 GBP | ||||
| ORD | Sale | 419,754 | 6.7095 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 500 | 5.8550 GBP | |||||
| ORD | SWAP | Long | 1,004 | 5.9015 GBP | |||||
| ORD | CFD | Long | 1,006 | 6.2373 GBP | |||||
| ORD | SWAP | Long | 1,043 | 6.0599 GBP | |||||
| ORD | CFD | Long | 1,234 | 6.3960 GBP | |||||
| ORD | SWAP | Long | 1,415 | 5.8875 GBP | |||||
| ORD | SWAP | Long | 2,600 | 6.4113 GBP | |||||
| ORD | CFD | Long | 5,000 | 6.5094 GBP | |||||
| ORD | CFD | Long | 6,488 | 6.0660 GBP | |||||
| ORD | SWAP | Long | 17,508 | 6.0267 GBP | |||||
| ORD | CFD | Long | 26,494 | 6.7378 GBP | |||||
| ORD | CFD | Long | 14,421 | 6.0519 GBP | |||||
| ORD | CFD | Long | 37,095 | 6.4576 GBP | |||||
| ORD | CFD | Long | 38,938 | 5.9684 GBP | |||||
| ORD | CFD | Long | 42,500 | 6.7550 GBP | |||||
| ORD | SWAP | Short | 119 | 6.4059 GBP | |||||
| ORD | SWAP | Short | 1,269 | 6.3956 GBP | |||||
| ORD | CFD | Short | 1,304 | 6.4466 GBP | |||||
| ORD | CFD | Short | 1,900 | 6.4506 GBP | |||||
| ORD | SWAP | Short | 3,280 | 6.0489 GBP | |||||
| ORD | CFD | Short | 3,633 | 6.3940 GBP | |||||
| ORD | SWAP | Short | 4,890 | 6.0361 GBP | |||||
| ORD | CFD | Short | 5,118 | 6.4380 GBP | |||||
| ORD | SWAP | Short | 5,392 | 6.0320 GBP | |||||
| ORD | CFD | Short | 6,997 | 6.4686 GBP | |||||
| ORD | CFD | Short | 12,169 | 6.5473 GBP | |||||
| ORD | SWAP | Short | 694,965 | 6.4303 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 18 Dec 2014 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 0207 773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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