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Last checked at 
16 Apr 2024 16:00
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0007668071
Issuer Name
CLOSE BROTHERS GROUP PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
Bank of America Corporation
City of registered office (if applicable)
Ā
Country of registered office (if applicable)
US
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
Ā
City of registered office (if applicable)
Ā
Country of registered office (if applicable)
Ā
5. Date on which the threshold was crossed or reached
15-Apr-2024
6. Date on which Issuer notified
16-Apr-2024
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 0.000199 | 1.972237 | 1.972436 | 2968270 |
Position of previous notification (if applicable) | 1.154031 | 7.011253 | 8.165284 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
US1890621022 | 300 | 0.000199 | ||
Sub Total 8.A | 300 | 0.000199% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Physical Swap | 15/05/2024 | N/A | 762132 | 0.506442 |
Sub Total 8.B1 | 762132 | 0.506442% | ||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Swaps | 18/04/2024 | N/A | Cash | 715247 | 0.475287 |
Swaps | 31/07/2024 | N/A | Cash | 322042 | 0.213999 |
Swaps | 23/10/2024 | N/A | Cash | 1115245 | 0.741088 |
Swaps | 26/05/2026 | N/A | Cash | 53304 | 0.035421 |
Sub Total 8.B2 | 2205838 | 1.465795% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
Bank of America Corporation | Bank of America, National Association | |||
Bank of America Corporation | Managed Account Advisors, LLC |
10. In case of proxy voting
Name of the proxy holder
Ā
The number and % of voting rights held
Ā
The date until which the voting rights will be held
Ā
11. Additional Information
Ā
12. Date of Completion
16-Apr-2024
13. Place Of Completion
United Kingdom
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