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Holding(s) in Company

14 Dec 2015 17:15

RNS Number : 0154J
Brewin Dolphin Holdings PLC
14 December 2015
 



TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii

Brewin Dolphin Holdings plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

An event changing the breakdown of voting rights

Other (please specify):

CHANGE TO THE NUMBER OF VOTING RIGHTS IN ISSUE

3. Full name of person(s) subject to thenotification obligation: iii

Aviva plc & its subsidiaries

4. Full name of shareholder(s)  (if different from 3.):iv

Registered Holder:

 

BNY Norwich Union Nominees Limited 518,224*

 

Chase (GA Group) Nominees Limited 9,479,960*

 

Chase Nominees Limited 100,735*

 

State Street Nominees Limited 186,755*

 

Available on Request 11,000*

* denotes direct interest

 

5. Date of the transaction and date onwhich the threshold is crossed orreached: v

11 December 2015

6. Date on which issuer notified:

14 December 2015

7. Threshold(s) that is/are crossed orreached: vi, vii

4% to 3% Change at Direct Interest Level

 (Box 8A+B+C)

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type ofshares

if possible usingthe ISIN CODE

Situation previousto the triggeringtransaction

Resulting situation after the triggering transaction

NumberofShares

NumberofVotingRights

Numberof shares

Number of votingrights

% of voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

Ordinary Shares

GB0001765816

11,549,454 *

11,549,454 *

 

 

 

10,296,674

 

 

 

10,296,674

 

 

Not Disclosable

 

 

 

3.64%

 

 

Not Disclosable

 

* Includes Right to Recall Loaned Shares (1,011,134)

 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expirationdate xiii

Exercise/Conversion Period xiv

Number of votingrights that may beacquired if theinstrument isexercised/ converted.

% of votingrights

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financialinstrument

Exercise price

Expiration date xvii

Exercise/Conversion period xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

RIGHT TO RECALL LOANED SHARES

N/A

N/A

N/A

814,640 *

 

* Direct Interest

Nominal

Delta

0.29%

 

 

Total (A+B+C)

Number of voting rights

Percentage of voting rights

11,111,314

3.93%

 

 

9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi

The voting rights are managed and controlled by Aviva Investors Global Services Limited and Friends Provident International Limited, with the following chain of controlled undertakings:-

 

Aviva Investors Global Services Limited:

· Aviva plc (Parent Company)

· Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc)

· Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited)

· Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited)

 

Friends Provident International Limited:

· Aviva plc (Parent Company)

· Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc)

· Aviva Life Holdings UK Limited (wholly owned subsidiary of Aviva Group Holdings Limited)

· Friends Life FPG Limited (wholly owned subsidiary of Aviva Life Holdings UK Limited)

· Friends Life FPL Limited (wholly owned subsidiary of Friends Life FPG Limited)

· Friends Life Limited (wholly owned subsidiary of Friends Life FPL Limited)

· Friends Life and Pensions Limited (wholly owned subsidiary of Friends Life Limited)

· Friends Provident International Limited (wholly owned subsidiary of Friends Life and Pensions Limited)

 

 

 

Proxy Voting:

10. Name of the proxy holder:

See Section 4

11. Number of voting rights proxy holder will ceaseto hold:

12. Date on which proxy holder will cease to holdvoting rights:

 

 

13. Additional information:

Figures are based on the total number of voting rights of 282,762,303, as per the Company's Additional Listing announcement of 3 December 2015.

 

14. Contact name:

Neil Whittaker, Aviva plc

15. Contact telephone number:

01603 684420

 

 

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
HOLUSABRVAAUAAA
Date   Source Headline
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27th Sep 20223:25 pmBUSForm 8.3 - Brewin Dolphin Holdings plc
27th Sep 20223:20 pmRNSForm 8.3 - Brewin Dolphin Holdings plc
27th Sep 20222:45 pmRNSForm 8.3 - Brewin Dolphin Holdings plc
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27th Sep 202212:49 pmRNSForm 8.3 - [Brewin Dolphin Holdings plc]
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27th Sep 20229:34 amRNSForm 8.3 - Brewin Dolphin Holdings Plc
27th Sep 20227:51 amRNSScheme becomes effective
26th Sep 20226:16 pmRNSHolding(s) in Company
26th Sep 20223:51 pmRNSHolding(s) in Company
26th Sep 20223:25 pmBUSForm 8.3 - Brewin Dolphin Holdings plc
26th Sep 20223:20 pmRNSForm 8.3 - Brewin Dolphin Holdings plc
26th Sep 20223:00 pmRNSForm 8.3 - Brewin Dolphin Holdings PLC
26th Sep 20222:26 pmBUSForm 8.3 - Brewin Dolphin Holdings plc
26th Sep 20221:41 pmRNSForm 8.5 (EPT/NON-RI) BREWIN DOLPHIN HOLDINGS PLC
26th Sep 20221:33 pmRNSForm 8.3 - Brewin Dolphin Holdings PLC
26th Sep 202212:05 pmRNSForm 8 (DD) - Brewin Dolphin Holdings PLC
26th Sep 202212:04 pmRNSForm 8 (DD) - Brewin Dolphin Holdings PLC
26th Sep 202212:02 pmRNSForm 8 (DD) - Brewin Dolphin Holdings PLC
26th Sep 202212:02 pmRNSForm 8.3 - Brewin Dolphin Holdings PLC
26th Sep 202212:00 pmRNSDirector/PDMR Shareholding
26th Sep 20229:59 amRNSForm 8.3 - Brewin Dolphin Holdings Plc
26th Sep 20229:40 amRNSHolding(s) in Company
26th Sep 20227:00 amRNSForm 8.3 - Brewin Dolphin Holdings plc
26th Sep 20227:00 amRNSForm 8.3 - Brewin Dolphin Holdings plc
23rd Sep 20225:07 pmRNSHolding(s) in Company
23rd Sep 20223:33 pmRNSHolding(s) in Company
23rd Sep 20223:30 pmRNSForm 8.3 - BRW LN
23rd Sep 20223:25 pmBUSForm 8.3 - Brewin Dolphin Holdings plc
23rd Sep 20223:24 pmRNSForm 8.3 - Brewin Dolphin Holdings plc
23rd Sep 20223:20 pmRNSForm 8.3 - Brewin Dolphin Holdings plc
23rd Sep 20223:00 pmRNSForm 8.3 - Brewin Dolphin Holdings PLC
23rd Sep 20222:51 pmRNSForm 8.3 - BREWIN DOLPHIN HOLDINGS PLC
23rd Sep 20222:03 pmEQSForm 8.3 - The Vanguard Group, Inc.: Brewin Dolphin Holdings plc
23rd Sep 20221:00 pmRNSReplacement Court Sanction Scheme of Arrangement
23rd Sep 202212:51 pmRNSForm 8.3 - Brewin Dolphin Holdings PLC
23rd Sep 202211:58 amRNSForm 8.3 - Brewin Dolphin Holdings Plc
23rd Sep 202211:07 amRNSCourt Sanction of Scheme of Arrangement
23rd Sep 202210:52 amRNSForm 8.3 - [Brewin Dolphin Holdings plc]
23rd Sep 202210:45 amRNSHolding(s) in Company
23rd Sep 202210:31 amRNSForm 8.5 (EPT/NON-RI) BREWIN DOLPHIN HOLDINGS PLC
22nd Sep 20226:00 pmRNSBrewin Dolphin Holdings
22nd Sep 20225:21 pmRNSForm 8.5 (EPT/NON-RI)BREWIN DOLPHIN HOLDINGS PLC
22nd Sep 20223:25 pmBUSForm 8.3 - Brewin Dolphin Holdings plc
22nd Sep 20223:20 pmRNSForm 8.3 - Brewin Dolphin Holdings plc
22nd Sep 20223:18 pmRNSForm 8.3 - Brewin Dolphin Holdings plc
22nd Sep 20223:18 pmRNSForm 8.3 - Brewin Dolphin Holdings plc
22nd Sep 20223:00 pmRNSForm 8.3 - Brewin Dolphin Holdings PLC

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