25 Aug 2022 10:46
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0001765816
Issuer Name
BREWIN DOLPHIN HOLDINGS PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
J.P. Morgan Securities plc |
5. Date on which the threshold was crossed or reached
22-Aug-2022
6. Date on which Issuer notified
24-Aug-2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 0.000000 | 5.667920 | 5.667920 | 17215219 |
Position of previous notification (if applicable) | 0.808606 | 5.869063 | 6.677669 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB0001765816 | 0 | 0.000000 | ||
Sub Total 8.A | 0 | 0.000000% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
| ||||
Sub Total 8.B1 | ||||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 02/09/2022 | 02/09/2022 | Cash | 41 | 0.000013 |
Cash-settled Equity Swap | 06/09/2022 | 06/09/2022 | Cash | 5317000 | 1.750575 |
Cash-settled Equity Swap | 16/09/2022 | 16/09/2022 | Cash | 1359109 | 0.447474 |
Cash-settled Equity Swap | 23/09/2022 | 23/09/2022 | Cash | 1088005 | 0.358216 |
Cash-settled Equity Swap | 10/10/2022 | 10/10/2022 | Cash | 1561000 | 0.513945 |
Cash-settled Equity Swap | 24/10/2022 | 24/10/2022 | Cash | 499000 | 0.164291 |
Cash-settled Equity Swap | 28/10/2022 | 28/10/2022 | Cash | 1089887 | 0.358835 |
Cash-settled Equity Swap | 07/02/2023 | 07/02/2023 | Cash | 844231 | 0.277955 |
Cash-settled Equity Swap | 01/03/2023 | 01/03/2023 | Cash | 24521 | 0.008067 |
Cash-settled Equity Swap | 06/04/2023 | 06/04/2023 | Cash | 4441440 | 1.462305 |
Cash-settled Equity Swap | 13/04/2023 | 13/04/2023 | Cash | 18611 | 0.006116 |
Cash-settled Equity Swap | 26/04/2023 | 26/04/2023 | Cash | 54167 | 0.017832 |
Cash-settled Equity Swap | 03/05/2023 | 03/05/2023 | Cash | 331843 | 0.109247 |
Cash-settled Equity Swap | 25/08/2023 | 25/08/2023 | Cash | 1831 | 0.000601 |
Cash-settled Equity Swap | 20/09/2023 | 20/09/2023 | Cash | 5300 | 0.001743 |
Cash-settled Equity Swap | 27/01/2027 | 27/01/2027 | Cash | 530440 | 0.174641 |
Cash-settled Equity Swap | 18/06/2027 | 18/06/2027 | Cash | 48793 | 0.016064 |
Sub Total 8.B2 | 17215219 | 5.667920% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities plc | 5.667920 | 5.667920% |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)
12. Date of Completion
24-Aug-2022
13. Place Of Completion
London