BLVN.L Regulatory News (BLVN)

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

Candover Investments Plc

Class of relevant security to which the 

Common

dealings being disclosed relate

Date of dealing

07/04/2009

2. DEALINGS

(a) Purchases and sales

Total number of securities 

Highest price paid

Lowest price paid

purchased

5,000

GBP 1.24

GBP 1.24

Total number of securities sold

Highest price received

Lowest price received

5,000

GBP 1.30

GBP 1.30

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Long Swap

LONG

5,000

GBP 1.24

(c)  Options transactions in respect of existing securities

Product name

Writing, 

Number of 

Exercise 

Type, e.g. 

Expiry 

Option 

selling, 

securities under 

price 

American, 

date

money

eg call option

purchasing, 

option

European etc

paid/received

varying etc.

per unit 

(ii) Exercising

Product name

Number of securities under 

Exercise price 

eg call option

option

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any 

other person relating to the voting rights of any relevant securities under any option referred to on this 

form or relating to the voting rights or future acquisition or disposal of any relevant securities to which 

any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

08/04/2009

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

Candover Investments Plc

Nature of connection #

Advisor

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

Aquarius Platinum Limited

Class of relevant security to which the 

Common

dealings being disclosed relate

Date of dealing

07/04/2009

2. DEALINGS

(a) Purchases and sales

Total number of securities 

Highest price paid

Lowest price paid

purchased

481,143

GBP 2.26

GBP 2.10

Total number of securities sold

Highest price received

Lowest price received

344,141

GBP 2.17

GBP 2.10

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Long Swap

LONG

144,636

GBP 2.25

Long Swap

LONG

70,644

GBP 2.16

Long Swap

LONG

3,654

GBP 2.16

Long Swap

LONG

1,675

GBP 2.14

Long Swap

LONG

66

GBP 2.16

Long Swap

LONG

17

GBP 2.16

Long Swap

LONG

3

GBP 2.16

Long Swap

LONG

1

GBP 2.16

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Short Swap

SHORT

46

GBP 2.17

Short Swap

SHORT

1,675

GBP 2.17

Short Swap

SHORT

3,654

GBP 2.17

Short Swap

SHORT

4,892

GBP 2.17

Short Swap

SHORT

70,644

GBP 2.17

(c)  Options transactions in respect of existing securities

Product name

Writing, 

Number of 

Exercise 

Type, e.g. 

Expiry 

Option 

selling, 

securities under 

price 

American, 

date

money

eg call option

purchasing, 

option

European etc

paid/received

varying etc.

per unit 

(ii) Exercising

Product name

Number of securities under 

Exercise price 

eg call option

option

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any 

other person relating to the voting rights of any relevant securities under any option referred to on this 

form or relating to the voting rights or future acquisition or disposal of any relevant securities to which 

any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

08/04/2009

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

Aquarius Platinum Limited

Nature of connection #

Advisor

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

Bowleven Plc

Class of relevant security to which the 

Common

dealings being disclosed relate

Date of dealing

07/04/2009

2. DEALINGS

(a) Purchases and sales

Total number of securities 

Highest price paid

Lowest price paid

purchased

610,616

GBP 0.70

GBP 0.46

Total number of securities sold

Highest price received

Lowest price received

567,674

GBP 0.55

GBP 0.46

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Short Swap

SHORT

32,356

GBP 0.48

(c)  Options transactions in respect of existing securities

Product name

Writing, 

Number of 

Exercise 

Type, e.g. 

Expiry 

Option 

selling, 

securities under 

price 

American, 

date

money

eg call option

purchasing, 

option

European etc

paid/received

varying etc.

per unit 

(ii) Exercising

Product name

Number of securities under 

Exercise price 

eg call option

option

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any 

other person relating to the voting rights of any relevant securities under any option referred to on this 

form or relating to the voting rights or future acquisition or disposal of any relevant securities to which 

any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

08/04/2009

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

Bowleven Plc

Nature of connection #

Advisor

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

KazakhGold Group Limited

Class of relevant security to which the 

ADR

dealings being disclosed relate

Date of dealing

07/04/2009

2. DEALINGS

(a) Purchases and sales

Total number of securities 

Highest price paid

Lowest price paid

purchased

67,364

USD 6.50

USD 6.20

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

(c)  Options transactions in respect of existing securities

Product name

Writing, 

Number of 

Exercise 

Type, e.g. 

Expiry 

Option money

selling, 

securities under 

price 

American, 

date

eg call option

purchasing, 

option

European etc

paid/received 

varying etc.

per unit 

(ii) Exercising

Product name

Number of securities under 

Exercise price 

eg call option

option

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any 

other person relating to the voting rights of any relevant securities under any option referred to on this 

form or relating to the voting rights or future acquisition or disposal of any relevant securities to which 

any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

08/04/2009

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

KazakhGold Group Limited

Nature of connection #

Advisor