Last checked at 6 Apr 2009 10:19
| FORM 38.5(a) |
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
| WITH RECOGNISED INTERMEDIARY STATUS |
| DEALING IN A CLIENT-SERVING CAPACITY |
| (Rule 38.5(a) of the Takeover Code) |
| 1. KEY INFORMATION |
| Name of exempt principal trader | Merrill Lynch International |
| Company dealt in | Candover Investments Plc |
| Class of relevant security to which the | Common |
| dealings being disclosed relate |
| Date of dealing | 03/04/2009 |
| 2. DEALINGS |
| (a) Purchases and sales |
| Total number of securities | Highest price paid | Lowest price paid |
| purchased |
| 23,190 | GBP 1.12 | GBP 1.09 |
| Total number of securities sold | Highest price received | Lowest price received |
| 7,500 | GBP 1.11 | GBP 1.03 |
| (b) Derivatives transactions (other than options) |
| Product name, | Short/Long | Number of securities | Price per unit |
| eg. CFD |
| Long Swap | LONG | 8,487 | GBP 1.12 |
| Long Swap | LONG | 6,594 | GBP 1.12 |
| Long Swap | LONG | 2,500 | GBP 1.12 |
| Product name, | Short/Long | Number of securities | Price per unit |
| eg. CFD |
| Short Swap | SHORT | 2,500 | GBP 1.11 |
| (c) Options transactions in respect of existing securities |
| Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
| selling, | securities under | price | American, | date | money |
| eg call option | purchasing, | option | European etc | paid/received |
| varying etc. | per unit |
| (ii) Exercising |
| Product name | Number of securities under | Exercise price |
| eg call option | option |
| 3. OTHER INFORMATION |
| Agreements, arrangements or understandings relating to options or derivatives |
| Full details of any agreement, arrangement or understanding between the person disclosing and any |
| other person relating to the voting rights of any relevant securities under any option referred to on this |
| form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
| any derivative referred to on this form is referenced. If none, this should be stated. |
| NONE |
| Date of disclosure | 06/04/2009 |
| Contact name | Bhavika Mistry |
| Telephone number | +44 207 995 4747 |
| Name of offeree/offeror with whom connected | Candover Investments Plc |
| Nature of connection # | Advisor |
| FORM 38.5(a) |
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
| WITH RECOGNISED INTERMEDIARY STATUS |
| DEALING IN A CLIENT-SERVING CAPACITY |
| (Rule 38.5(a) of the Takeover Code) |
| 1. KEY INFORMATION |
| Name of exempt principal trader | Merrill Lynch International |
| Company dealt in | Aquarius Platinum Limited |
| Class of relevant security to which the | Common |
| dealings being disclosed relate |
| Date of dealing | 03/04/2009 |
| 2. DEALINGS |
| (a) Purchases and sales |
| Total number of securities | Highest price paid | Lowest price paid |
| purchased |
| 674,284 | GBP 2.40 | GBP 2.31 | |
| 2,500 | ZAR 32.50 | ZAR 32.50 |
| Total number of securities sold | Highest price received | Lowest price received |
| 727,374 | GBP 2.45 | GBP 2.29 |
| (b) Derivatives transactions (other than options) |
| Product name, | Short/Long | Number of securities | Price per unit |
| eg. CFD |
| Long Swap | LONG | 97,839 | GBP 2.36 |
| Long Swap | LONG | 79,924 | GBP 2.37 |
| Long Swap | LONG | 27,582 | GBP 2.38 |
| Long Swap | LONG | 13,020 | GBP 2.36 |
| Long Swap | LONG | 867 | GBP 2.38 | |
| Long Swap | LONG | 2,500 | ZAR 32.50 |
| Product name, | Short/Long | Number of securities | Price per unit |
| eg. CFD |
| Short Swap | SHORT | 2,500 | GBP 2.42 |
| Short Swap | SHORT | 2,835 | GBP 2.37 |
| Short Swap | SHORT | 13,020 | GBP 2.37 |
| Short Swap | SHORT | 27,582 | GBP 2.36 |
| Short Swap | SHORT | 97,839 | GBP 2.36 |
| Short Swap | SHORT | 104,939 | GBP 2.42 |
| (c) Options transactions in respect of existing securities |
| Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
| selling, | securities under | price | American, | date | money |
| eg call option | purchasing, | option | European etc | paid/received |
| varying etc. | per unit |
| (ii) Exercising |
| Product name | Number of securities under | Exercise price |
| eg call option | option |
| 3. OTHER INFORMATION |
| Agreements, arrangements or understandings relating to options or derivatives |
| Full details of any agreement, arrangement or understanding between the person disclosing and any |
| other person relating to the voting rights of any relevant securities under any option referred to on this |
| form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
| any derivative referred to on this form is referenced. If none, this should be stated. |
| NONE |
| Date of disclosure | 06/04/2009 |
| Contact name | Bhavika Mistry |
| Telephone number | +44 207 995 4747 |
| Name of offeree/offeror with whom connected | Aquarius Platinum Limited |
| Nature of connection # | Advisor |
| FORM 38.5(a) |
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
| WITH RECOGNISED INTERMEDIARY STATUS |
| DEALING IN A CLIENT-SERVING CAPACITY |
| (Rule 38.5(a) of the Takeover Code) |
| 1. KEY INFORMATION |
| Name of exempt principal trader | Merrill Lynch International |
| Company dealt in | Bowleven Plc |
| Class of relevant security to which the | Common |
| dealings being disclosed relate |
| Date of dealing | 03/04/2009 |
| 2. DEALINGS |
| (a) Purchases and sales |
| Total number of securities sold | Highest price received | Lowest price received |
| 55,000 | GBP 0.76 | GBP 0.76 |
| (b) Derivatives transactions (other than options) |
| Product name, | Short/Long | Number of securities | Price per unit |
| eg. CFD |
| (c) Options transactions in respect of existing securities |
| Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option money |
| selling, | securities under | price | American, | date |
| eg call option | purchasing, | option | European etc | paid/received |
| varying etc. | per unit |
| (ii) Exercising |
| Product name | Number of securities under | Exercise price |
| eg call option | option |
| 3. OTHER INFORMATION |
| Agreements, arrangements or understandings relating to options or derivatives |
| Full details of any agreement, arrangement or understanding between the person disclosing and any |
| other person relating to the voting rights of any relevant securities under any option referred to on this |
| form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
| any derivative referred to on this form is referenced. If none, this should be stated. |
| NONE |
| Date of disclosure | 06/04/2009 |
| Contact name | Bhavika Mistry |
| Telephone number | +44 207 995 4747 |
| Name of offeree/offeror with whom connected | Bowleven Plc |
| Nature of connection # | Advisor |
| FORM 38.5(a) |
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
| WITH RECOGNISED INTERMEDIARY STATUS |
| DEALING IN A CLIENT-SERVING CAPACITY |
| (Rule 38.5(a) of the Takeover Code) |
| 1. KEY INFORMATION |
| Name of exempt principal trader | Merrill Lynch International |
| Company dealt in | OJSC Polyus Gold (OR) ADR. |
| Class of relevant security to which the | ADR |
| dealings being disclosed relate |
| Date of dealing | 03/04/2009 |
| 2. DEALINGS |
| (a) Purchases and sales |
| Total number of securities | Highest price paid | Lowest price paid |
| purchased |
| 29,931 | USD 23.69 | USD 23.00 |
| Total number of securities sold | Highest price received | Lowest price received |
| 16,678 | USD 23.89 | USD 23.60 |
| (b) Derivatives transactions (other than options) |
| Product name, | Short/Long | Number of securities | Price per unit |
| eg. CFD |
| (c) Options transactions in respect of existing securities |
| Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option money |
| selling, | securities under | price | American, | date |
| eg call option | purchasing, | option | European etc | paid/received |
| varying etc. | per unit |
| (ii) Exercising |
| Product name | Number of securities under | Exercise price |
| eg call option | option |
| 3. OTHER INFORMATION |
| Agreements, arrangements or understandings relating to options or derivatives |
| Full details of any agreement, arrangement or understanding between the person disclosing and any |
| other person relating to the voting rights of any relevant securities under any option referred to on this |
| form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
| any derivative referred to on this form is referenced. If none, this should be stated. |
| NONE |
| Date of disclosure | 06/04/2009 |
| Contact name | Bhavika Mistry |
| Telephone number | +44 207 995 4747 |
| Name of offeree/offeror with whom connected | KazakhGold Group Limited |
| Nature of connection # | Advisor |