7 Apr 2009 10:33
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
WITH RECOGNISED INTERMEDIARY STATUS |
DEALING IN A CLIENT-SERVING CAPACITY |
(Rule 38.5(a) of the Takeover Code) |
1. KEY INFORMATION |
Name of exempt principal trader | Merrill Lynch International |
Company dealt in | Candover Investments Plc |
Class of relevant security to which the | Common |
dealings being disclosed relate |
Date of dealing | 06/04/2009 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities | Highest price paid | Lowest price paid |
purchased |
21,994 | GBP 1.22 | GBP 1.18 |
Total number of securities sold | Highest price received | Lowest price received |
10,000 | GBP 1.19 | GBP 1.19 |
(b) Derivatives transactions (other than options) |
Product name, | Short/Long | Number of securities | Price per unit |
eg. CFD |
Long Swap | LONG | 7,903 | GBP 1.18 |
(c) Options transactions in respect of existing securities |
Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
selling, | securities under | price | American, | date | money |
eg call option | purchasing, | option | European etc | paid/received |
varying etc. | per unit |
(ii) Exercising |
Product name | Number of securities under | Exercise price |
eg call option | option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure | 07/04/2009 |
Contact name | Bhavika Mistry |
Telephone number | +44 207 995 4747 |
Name of offeree/offeror with whom connected | Candover Investments Plc |
Nature of connection # | Advisor |
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
WITH RECOGNISED INTERMEDIARY STATUS |
DEALING IN A CLIENT-SERVING CAPACITY |
(Rule 38.5(a) of the Takeover Code) |
1. KEY INFORMATION |
Name of exempt principal trader | Merrill Lynch International |
Company dealt in | Aquarius Platinum Limited |
Class of relevant security to which the | Common |
dealings being disclosed relate |
Date of dealing | 06/04/2009 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities | Highest price paid | Lowest price paid |
purchased |
547,723 | GBP 2.31 | GBP 2.18 |
Total number of securities sold | Highest price received | Lowest price received |
647,940 | GBP 2.35 | GBP 2.18 | |
7,785 | ZAR 32.00 | ZAR 32.00 |
(b) Derivatives transactions (other than options) |
Product name, | Short/Long | Number of securities | Price per unit |
eg. CFD |
Long Swap | LONG | 113,138 | GBP 2.24 |
Long Swap | LONG | 12,626 | GBP 2.22 |
Long Swap | LONG | 9,260 | GBP 2.30 |
Long Swap | LONG | 3,943 | GBP 2.36 |
Long Swap | LONG | 3,842 | GBP 2.36 |
Long Swap | LONG | 2,548 | GBP 2.24 |
Product name, | Short/Long | Number of securities | Price per unit |
eg. CFD |
Short Swap | SHORT | 867 | GBP 2.23 |
Short Swap | SHORT | 2,548 | GBP 2.23 |
Short Swap | SHORT | 9,218 | GBP 2.32 |
Short Swap | SHORT | 12,626 | GBP 2.23 |
Short Swap | SHORT | 22,370 | GBP 2.32 |
Short Swap | SHORT | 79,924 | GBP 2.32 |
Short Swap | SHORT | 108,246 | GBP 2.26 | |||||||||||
| SHORT | 3,842 | ZAR 32.00 | |||||||||||
Short Swap | SHORT | 3,842 | ZAR 32.00 |
(c) Options transactions in respect of existing securities |
Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
selling, | securities under | price | American, | date | money |
eg call option | purchasing, | option | European etc | paid/received |
varying etc. | per unit |
(ii) Exercising |
Product name | Number of securities under | Exercise price |
eg call option | option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure | 07/04/2009 |
Contact name | Bhavika Mistry |
Telephone number | +44 207 995 4747 |
Name of offeree/offeror with whom connected | Aquarius Platinum Limited |
Nature of connection # | Advisor |
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
WITH RECOGNISED INTERMEDIARY STATUS |
DEALING IN A CLIENT-SERVING CAPACITY |
(Rule 38.5(a) of the Takeover Code) |
1. KEY INFORMATION |
Name of exempt principal trader | Merrill Lynch International |
Company dealt in | Bowleven Plc |
Class of relevant security to which the | Common |
dealings being disclosed relate |
Date of dealing | 06/04/2009 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities | Highest price paid | Lowest price paid |
purchased |
22,160 | GBP 0.81 | GBP 0.79 |
Total number of securities sold | Highest price received | Lowest price received |
35,970 | GBP 0.79 | GBP 0.75 |
(b) Derivatives transactions (other than options) |
Product name, | Short/Long | Number of securities | Price per unit |
eg. CFD |
Long Swap | LONG | 17,160 | GBP 0.81 |
Product name, | Short/Long | Number of securities | Price per unit |
eg. CFD |
Short Swap | SHORT | 10,970 | GBP 0.75 |
(c) Options transactions in respect of existing securities |
Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
selling, | securities under | price | American, | date | money |
eg call option | purchasing, | option | European etc | paid/received |
varying etc. | per unit |
(ii) Exercising |
Product name | Number of securities under | Exercise price |
eg call option | option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure | 07/04/2009 |
Contact name | Bhavika Mistry |
Telephone number | +44 207 995 4747 |
Name of offeree/offeror with whom connected | Bowleven Plc |
Nature of connection # | Advisor |