Last checked at 15 May 2024 11:38
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP Group Limited |
(c) Name of the party to the offer with which exempt principal trader is connected: | BHP Group Limited |
(d) Date dealing undertaken: | 14 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary NPV | Buy
| 4791845 | 23.76393 GBP | 22.40319 GBP |
Ordinary NPV | Sell
| 4619233 | 23.76652 GBP | 22.40319 GBP |
ADR
| Buy | 46018 | 58.91500 USD | 52.45080 USD |
ADR
| Sell | 85386 | 58.91500 USD | 52.45080 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD
| Long | 10853 | 43.042088 AUD |
Ordinary NPV | CFD
| Long | 17491 | 43.164559 AUD |
Ordinary NPV | CFD
| Long | 1427687 | 43.15 AUD |
Ordinary NPV | CFD
| Long | 18149 | 43.135546 AUD |
Ordinary NPV | CFD
| Long | 17731 | 43.125196 AUD |
Ordinary NPV | CFD
| Long | 5166 | 43.149925 AUD |
Ordinary NPV | CFD
| Long | 20000 | 44.3773 AUD |
Ordinary NPV | CFD
| Long | 134000 | 22.82 GBP |
Ordinary NPV | CFD
| Long | 512 | 23.43746086 GBP |
Ordinary NPV | CFD
| Long | 270 | 23.43533497 GBP |
Ordinary NPV | CFD
| Long | 160 | 23.44510066 GBP |
Ordinary NPV | CFD
| Long | 91525 | 43.139399 AUD |
Ordinary NPV | CFD
| Long | 11499 | 43.1419250092791 AUD |
Ordinary NPV | CFD
| Long | 38 | 43.141579 AUD |
Ordinary NPV | CFD
| Long | 5734 | 43.139386 AUD |
Ordinary NPV | CFD
| Long | 2326 | 23.3272 GBP |
Ordinary NPV | CFD
| Long | 7801 | 43.137304 AUD |
Ordinary NPV | CFD
| Long | 18690 | 43.057064 AUD |
Ordinary NPV | CFD
| Long | 26197 | 43.150421 AUD |
Ordinary NPV | CFD
| Long | 159 | 43.12477987 AUD |
Ordinary NPV | CFD
| Long | 1031 | 43.1250097 AUD |
Ordinary NPV | CFD
| Long | 185846 | 43.109345 AUD |
Ordinary NPV | CFD
| Long | 25000 | 43.173201 AUD |
Ordinary NPV | CFD
| Long | 247 | 43.132024 AUD |
Ordinary NPV | CFD
| Long | 1927 | 43.140334 AUD |
Ordinary NPV | CFD
| Long | 60000 | 43.18519 AUD |
Ordinary NPV | CFD
| Long | 2777 | 43.140515 AUD |
Ordinary NPV | CFD
| Long | 17523 | 43.1 AUD |
Ordinary NPV | CFD
| Long | 200 | 42.97925 AUD |
Ordinary NPV | CFD
| Long | 43498 | 43.137539 AUD |
Ordinary NPV | CFD
| Long | 15325 | 43.139751 AUD |
Ordinary NPV | CFD
| Long | 120 | 23.41 GBP |
Ordinary NPV | CFD
| Long | 996 | 43.097731 AUD |
Ordinary NPV | CFD
| Long | 78 | 43.070733 AUD |
Ordinary NPV | CFD
| Long | 2773 | 43.1123865216336 AUD |
Ordinary NPV | CFD
| Long | 84 | 43.0869371004762 AUD |
Ordinary NPV | CFD
| Long | 418 | 43.109466 AUD |
Ordinary NPV | CFD
| Long | 545 | 43.103685 AUD |
Ordinary NPV | CFD
| Long | 96 | 43.110398 AUD |
Ordinary NPV | CFD
| Long | 1300419 | 43.08 AUD |
Ordinary NPV | CFD
| Long | 274 | 43.111182 AUD |
Ordinary NPV | CFD
| Long | 17 | 43.090127 AUD |
Ordinary NPV | CFD
| Long | 326 | 43.122539 AUD |
Ordinary NPV | CFD
| Long | 1095 | 43.1431588110502 AUD |
Ordinary NPV | CFD
| Long | 32 | 43.1400542 AUD |
Ordinary NPV | CFD
| Long | 47 | 43.143631 AUD |
Ordinary NPV | CFD
| Long | 738 | 43.156361 AUD |
Ordinary NPV | CFD
| Long | 625 | 43.189744 AUD |
Ordinary NPV | CFD
| Long | 5109 | 43.137589 AUD |
Ordinary NPV | CFD
| Long | 325 | 43.130523 AUD |
Ordinary NPV | CFD
| Long | 341 | 43.114177 AUD |
Ordinary NPV | CFD
| Long | 662 | 43.1346577180363 AUD |
Ordinary NPV | CFD
| Long | 34 | 43.1201587564706 AUD |
Ordinary NPV | CFD
| Long | 52 | 43.088976 AUD |
Ordinary NPV | CFD
| Long | 248744 | 43.120058 AUD |
Ordinary NPV | CFD
| Long | 373 | 43.106605 AUD |
Ordinary NPV | CFD
| Long | 52 | 43.148028 AUD |
Ordinary NPV | CFD
| Long | 451 | 43.137467 AUD |
Ordinary NPV | CFD
| Long | 5061 | 43.0655937561747 AUD |
Ordinary NPV | CFD
| Long | 4703 | 43.0789900063789 AUD |
Ordinary NPV | CFD
| Long | 197 | 43.072487 AUD |
Ordinary NPV | CFD
| Long | 15500 | 43.125944 AUD |
Ordinary NPV | CFD
| Long | 71913 | 43.116689 AUD |
Ordinary NPV | CFD
| Long | 939 | 43.140117 AUD |
Ordinary NPV | CFD
| Long | 6411 | 23.40245905 GBP |
Ordinary NPV | CFD
| Long | 2690 | 23.3396356877881 GBP |
Ordinary NPV | CFD
| Long | 1694 | 23.4243535999351 GBP |
Ordinary NPV | CFD
| Long | 159 | 23.4697054779874 GBP |
Ordinary NPV | CFD
| Long | 914 | 43.141559 AUD |
Ordinary NPV | CFD
| Long | 4925 | 542.89462741 ZAR |
Ordinary NPV | CFD
| Long | 3283 | 43.118836 AUD |
Ordinary NPV | CFD
| Long | 200 | 43.16 AUD |
Ordinary NPV | CFD
| Long | 505 | 43.145683 AUD |
Ordinary NPV | CFD
| Long | 44741 | 43.133236 AUD |
Ordinary NPV | CFD
| Long | 24 | 43.1206832166667 AUD |
Ordinary NPV | CFD
| Long | 35 | 43.146945 AUD |
Ordinary NPV | CFD
| Long | 676 | 43.138092 AUD |
Ordinary NPV | CFD
| Long | 393 | 22.97 GBP |
Ordinary NPV | CFD
| Long | 64 | 23.1825 GBP |
Ordinary NPV | CFD
| Long | 80 | 23.58 GBP |
Ordinary NPV | CFD
| Long | 7 | 43.174021 AUD |
Ordinary NPV | CFD
| Long | 7 | 43.167821 AUD |
Ordinary NPV | CFD
| Long | 28 | 43.158844 AUD |
Ordinary NPV | CFD
| Long | 6 | 43.1571563533333 AUD |
Ordinary NPV | CFD
| Long | 2 | 43.17697775 AUD |
Ordinary NPV | CFD
| Long | 80 | 43.169902 AUD |
Ordinary NPV | CFD
| Long | 27 | 542.94925926 ZAR |
Ordinary NPV | CFD
| Long | 392 | 535.85755102 ZAR |
Ordinary NPV | CFD
| Long | 107152 | 540.57265249 ZAR |
Ordinary NPV | CFD
| Long | 2759 | 43.1223816398586 AUD |
Ordinary NPV | CFD
| Long | 86 | 43.1000612558139 AUD |
Ordinary NPV | CFD
| Long | 515 | 43.114791 AUD |
Ordinary NPV | CFD
| Long | 82 | 43.07655 AUD |
Ordinary NPV | CFD
| Long | 113 | 43.131022 AUD |
Ordinary NPV | CFD
| Long | 609 | 43.105621 AUD |
Ordinary NPV | CFD
| Long | 975 | 43.111051 AUD |
Ordinary NPV | CFD
| Long | 282 | 23.1823758865248 GBP |
Ordinary NPV | CFD
| Long | 288 | 43.114479 AUD |
Ordinary NPV | CFD
| Long | 349 | 43.112856 AUD |
Ordinary NPV | CFD
| Long | 1434 | 43.144482415802 AUD |
Ordinary NPV | CFD
| Long | 28 | 43.1195547628571 AUD |
Ordinary NPV | CFD
| Long | 46 | 43.145995 AUD |
Ordinary NPV | CFD
| Long | 67 | 43.088684 AUD |
Ordinary NPV | CFD
| Long | 169 | 43.144536 AUD |
Ordinary NPV | CFD
| Long | 2603 | 43.155756 AUD |
Ordinary NPV | CFD
| Long | 3984 | 43.1432035583133 AUD |
Ordinary NPV | CFD
| Long | 120 | 43.13927425 AUD |
Ordinary NPV | CFD
| Long | 992 | 43.110426 AUD |
Ordinary NPV | CFD
| Long | 1166 | 43.121834 AUD |
Ordinary NPV | CFD
| Long | 2548 | 43.144438868022 AUD |
Ordinary NPV | CFD
| Long | 50 | 43.12024558 AUD |
Ordinary NPV | CFD
| Long | 430 | 43.088521 AUD |
Ordinary NPV | CFD
| Long | 80 | 43.146812 AUD |
Ordinary NPV | CFD
| Long | 506 | 43.114141 AUD |
Ordinary NPV | CFD
| Long | 623 | 43.112638 AUD |
Ordinary NPV | CFD
| Long | 695 | 43.138182 AUD |
Ordinary NPV | CFD
| Long | 22 | 23.1822727272727 GBP |
Ordinary NPV | CFD
| Long | 41 | 23.1824390243902 GBP |
Ordinary NPV | CFD
| Long | 7261 | 43.097922 AUD |
Ordinary NPV | CFD
| Long | 20154 | 43.1124428932232 AUD |
Ordinary NPV | CFD
| Long | 588 | 43.0859341840816 AUD |
Ordinary NPV | CFD
| Long | 3007 | 43.10918 AUD |
Ordinary NPV | CFD
| Long | 568 | 43.071011 AUD |
Ordinary NPV | CFD
| Long | 4031 | 43.104354 AUD |
Ordinary NPV | CFD
| Long | 656 | 43.109716 AUD |
Ordinary NPV | CFD
| Long | 294 | 43.077891 AUD |
Ordinary NPV | CFD
| Long | 5496 | 43.112367 AUD |
Ordinary NPV | CFD
| Long | 6128 | 43.13792 AUD |
Ordinary NPV | CFD
| Long | 22615 | 43.1444440093898 AUD |
Ordinary NPV | CFD
| Long | 456 | 43.1202288957895 AUD |
Ordinary NPV | CFD
| Long | 4516 | 43.114463 AUD |
Ordinary NPV | CFD
| Long | 731 | 43.148038 AUD |
Ordinary NPV | CFD
| Long | 18 | 23.1822222222222 GBP |
Ordinary NPV | CFD
| Long | 70011 | 543.40699376 ZAR |
Ordinary NPV | CFD
| Long | 884 | 23.1823755656109 GBP |
Ordinary NPV | CFD
| Long | 2452 | 23.4446696545514 GBP |
Ordinary NPV | CFD
| Long | 50213 | 23.290694 GBP |
Ordinary NPV | CFD
| Long | 601 | 23.35 GBP |
Ordinary NPV | CFD
| Long | 1226 | 22.7 GBP |
Ordinary NPV | CFD
| Long | 300 | 22.76 GBP |
Ordinary NPV | CFD
| Long | 10526 | 43.14137 AUD |
Ordinary NPV | CFD
| Long | 10526 | 43.156152 AUD |
Ordinary NPV | CFD
| Long | 8786 | 43.135539 AUD |
Ordinary NPV | CFD
| Long | 54 | 43.14751 AUD |
Ordinary NPV | CFD
| Long | 357 | 43.1144 AUD |
Ordinary NPV | CFD
| Long | 596 | 43.1320208942282 AUD |
Ordinary NPV | CFD
| Long | 35 | 43.1200034671429 AUD |
Ordinary NPV | CFD
| Long | 29 | 43.089651 AUD |
Ordinary NPV | CFD
| Long | 388 | 43.106495 AUD |
Ordinary NPV | CFD
| Long | 469 | 43.137779 AUD |
Ordinary NPV | CFD
| Long | 215 | 43.114898 AUD |
Ordinary NPV | CFD
| Long | 257 | 43.112226 AUD |
Ordinary NPV | CFD
| Long | 18 | 43.086802 AUD |
Ordinary NPV | CFD
| Long | 1068 | 43.1445322245693 AUD |
Ordinary NPV | CFD
| Short | 4925 | 542.89462741 ZAR |
Ordinary NPV | CFD
| Short | 70011 | 543.40699376 ZAR |
Ordinary NPV | CFD
| Short | 1427687 | 43.15 AUD |
Ordinary NPV | CFD
| Short | 10237 | 23.272721 GBP |
Ordinary NPV | CFD
| Short | 10219 | 23.374668 GBP |
Ordinary NPV | CFD
| Short | 1300419 | 43.08 AUD |
Ordinary NPV | CFD
| Short | 17523 | 43.1 AUD |
Ordinary NPV | CFD
| Short | 17491 | 43.164559 AUD |
Ordinary NPV | CFD
| Short | 18149 | 43.135546 AUD |
Ordinary NPV | CFD
| Short | 107152 | 540.57265249 ZAR |
Ordinary NPV | CFD
| Short | 10 | 23.39 GBP |
Ordinary NPV | CFD
| Short | 1000 | 23.19 GBP |
Ordinary NPV | CFD
| Short | 1000 | 23.61 GBP |
Ordinary NPV | CFD
| Short | 33235 | 23.316664 GBP |
Ordinary NPV | CFD
| Short | 1771 | 22.8643534726143 GBP |
Ordinary NPV | CFD
| Short | 1364 | 22.994362170088 GBP |
Ordinary NPV | CFD
| Short | 5734 | 43.139386 AUD |
Ordinary NPV | CFD
| Short | 294 | 43.077891 AUD |
Ordinary NPV | CFD
| Short | 914 | 43.141559 AUD |
Ordinary NPV | CFD
| Short | 71913 | 43.116689 AUD |
Ordinary NPV | CFD
| Short | 625 | 43.189744 AUD |
Ordinary NPV | CFD
| Short | 11499 | 43.141925 AUD |
Ordinary NPV | CFD
| Short | 3283 | 43.118836 AUD |
Ordinary NPV | CFD
| Short | 134000 | 22.82 GBP |
Ordinary NPV | CFD
| Short | 10853 | 43.0420879019626 AUD |
Ordinary NPV | CFD
| Short | 17731 | 43.125196 AUD |
Ordinary NPV | CFD
| Short | 60000 | 43.18519 AUD |
Ordinary NPV | CFD
| Short | 25000 | 43.173201 AUD |
Ordinary NPV | CFD
| Short | 26197 | 43.1504214010497 AUD |
Ordinary NPV | CFD
| Short | 5166 | 43.1499250869144 AUD |
Ordinary NPV | CFD
| Short | 1031 | 43.1250097 AUD |
Ordinary NPV | CFD
| Short | 4070 | 22.95638821 GBP |
Ordinary NPV | CFD
| Short | 7798 | 22.864354962811 GBP |
Ordinary NPV | CFD
| Short | 6009 | 22.9943634548178 GBP |
Ordinary NPV | CFD
| Short | 15325 | 43.139751 AUD |
Ordinary NPV | CFD
| Short | 325 | 43.130523 AUD |
Ordinary NPV | CFD
| Short | 38 | 43.141579 AUD |
Ordinary NPV | CFD
| Short | 939 | 43.140117 AUD |
Ordinary NPV | CFD
| Short | 248744 | 43.120058 AUD |
Ordinary NPV | CFD
| Short | 134000 | 0.0 AUD |
Ordinary NPV | CFD
| Short | 2086 | 43.132895 AUD |
Ordinary NPV | CFD
| Short | 21072 | 43.123966 AUD |
Ordinary NPV | CFD
| Short | 13024 | 43.110428 AUD |
Ordinary NPV | CFD
| Short | 13944 | 43.10899 AUD |
Ordinary NPV | CFD
| Short | 15500 | 43.125944 AUD |
Ordinary NPV | CFD
| Short | 505 | 43.145683 AUD |
Ordinary NPV | CFD
| Short | 9764 | 43.072046 AUD |
Ordinary NPV | CFD
| Short | 5109 | 43.137589 AUD |
Ordinary NPV | CFD
| Short | 197 | 43.072487 AUD |
Ordinary NPV | CFD
| Short | 61233 | 43.130187 AUD |
Ordinary NPV | CFD
| Short | 10526 | 43.156152 AUD |
Ordinary NPV | CFD
| Short | 10526 | 43.14137 AUD |
Ordinary NPV | CFD
| Short | 8786 | 43.135539 AUD |
Ordinary NPV | CFD
| Short | 44741 | 43.133236 AUD |
Ordinary NPV | CFD
| Short | 200 | 43.16 AUD |
Ordinary NPV | CFD
| Short | 7801 | 43.137304 AUD |
Ordinary NPV | CFD
| Short | 91525 | 43.139399 AUD |
Ordinary NPV | CFD
| Short | 247 | 43.132024 AUD |
Ordinary NPV | CFD
| Short | 185846 | 43.109345 AUD |
Ordinary NPV | CFD
| Short | 1387 | 43.1361643835616 AUD |
Ordinary NPV | CFD
| Short | 540 | 43.151037037037 AUD |
Ordinary NPV | CFD
| Short | 2777 | 43.140515 AUD |
Ordinary NPV | CFD
| Short | 18690 | 43.057064 AUD |
Ordinary NPV | CFD
| Short | 159 | 43.12477987 AUD |
Ordinary NPV | CFD
| Short | 178 | 23.36089888 GBP |
Ordinary NPV | CFD
| Short | 184 | 23.33274457 GBP |
Ordinary NPV | CFD
| Short | 979 | 23.33034729 GBP |
Ordinary NPV | CFD
| Short | 392 | 535.85755102 ZAR |
Ordinary NPV | CFD
| Short | 27 | 542.94925926 ZAR |
Ordinary NPV | CFD
| Short | 200 | 42.97925 AUD |
Ordinary NPV | CFD
| Short | 43498 | 43.137539 AUD |
Ordinary NPV | CFD
| Short | 346 | 23.376156 GBP |
ADR | CFD | Short
| 1520 | 52.4508 USD |
ADR | CFD | Short
| 39 | 58.7569 USD |
ADR | CFD | Short
| 7084 | 58.7623 USD |
ADR | CFD | Short
| 467 | 58.7674 USD |
ADR | CFD | Short
| 1270 | 58.7683 USD |
ADR | CFD | Short
| 7910 | 58.7719 USD |
ADR | CFD | Short
| 1430 | 58.7755 USD |
ADR | CFD | Short
| 1002 | 58.7786 USD |
ADR | CFD | Short
| 1261 | 58.7816 USD |
ADR | CFD | Short
| 83 | 58.7900 USD |
ADR | CFD | Short
| 773 | 58.8534 USD |
ADR | CFD | Short
| 170 | 58.9150 USD |
ADR | CFD | Long
| -1520 | 52.4508 USD |
ADR | CFD | Long
| -39 | 58.7569 USD |
ADR | CFD | Long
| -7084 | 58.7623 USD |
ADR | CFD | Long
| -467 | 58.7674 USD |
ADR | CFD | Long
| -1270 | 58.7683 USD |
ADR | CFD | Long
| -7910 | 58.7719 USD |
ADR | CFD | Long
| -18215 | 58.7720 USD |
ADR | CFD | Long
| -1469 | 58.7750 USD |
ADR | CFD | Long
| -1430 | 58.7755 USD |
ADR | CFD | Long
| -1002 | 58.7786 USD |
ADR | CFD | Long
| -1261 | 58.7816 USD |
ADR | CFD | Long
| -83 | 58.7900 USD |
ADR | CFD | Long
| -773 | 58.8534 USD |
ADR | CFD | Long
| -170 | 58.9150 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 15 May 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.