Last checked at 2 May 2024 10:25
FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose relevant securities this form relates: | BHP GROUP LTD | |||||
(c) | Name of the party to the offer with which exempt principal trader is connected | BHP GROUP LTD | |||||
(d) | Date position held/dealing undertaken: | 01 May 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? | YES: ANGLO AMERICAN PLC | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | Ordinary NPV | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 7,936,439 | 0.16% | 6,126,917 | 0.12% | |||
(2) Cash-settled derivatives: | 4,041,669 | 0.08% | 4,190,145 | 0.08% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 11,978,108 | 0.24% | 10,317,062 | 0.20% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists |
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Details, including nature of the rights concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
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Class of relevant security | Purchase/sale | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Ordinary NPV | Purchase | 248757 | 22.1800 GBP | 22.0100 GBP | |||
Ordinary NPV | Sale | 42991 | 42.6104 AUD | 42.2916 AUD | |||
Ordinary NPV | Sale | 323462 | 22.1802 GBP | 22.0200 GBP | |||
Ordinary NPV | Purchase | 163801 | 42.6505 AUD | 42.3006 AUD | |||
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(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
Ordinary NPV | CFD | Decreasing Long | 1,000 | 42.5613 AUD | |||
Ordinary NPV | CFD | Decreasing Long | 3,313 | 42.3006 AUD | |||
Ordinary NPV | CFD | Decreasing Long | 12,859 | 42.3200 AUD | |||
Ordinary NPV | CFD | Decreasing Short | 19 | 22.0700 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 36 | 22.1800 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 96 | 22.0299 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 104 | 22.1058 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 130 | 22.0716 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 165 | 22.1003 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 195 | 22.0800 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 287 | 22.1048 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 382 | 22.0873 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 389 | 22.0927 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 957 | 22.0794 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,028 | 22.1104 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,180 | 22.0700 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,467 | 22.0849 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,609 | 22.0770 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,912 | 22.0819 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 1,961 | 22.0754 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,996 | 22.0778 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 2,541 | 22.0924 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 2,747 | 22.1088 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 5,110 | 22.0698 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 5,272 | 22.1040 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 5,459 | 22.1002 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 5,610 | 22.0968 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 7,407 | 22.1521 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 10,920 | 22.1081 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 11,805 | 22.0864 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 14,983 | 42.3115 AUD | |||
Ordinary NPV | SWAP | Decreasing Short | 26,151 | 22.0861 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 26,715 | 22.0942 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 29,416 | 22.0694 GBP | |||
Ordinary NPV | CFD | Increasing Long | 100 | 42.3237 AUD | |||
Ordinary NPV | CFD | Increasing Long | 3,171 | 42.5924 AUD | |||
Ordinary NPV | CFD | Increasing Short | 19 | 22.0700 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 88 | 42.5861 AUD | |||
Ordinary NPV | SWAP | Increasing Short | 226 | 22.0557 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 523 | 22.0946 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 877 | 22.1121 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 997 | 22.1435 GBP | |||
Ordinary NPV | CFD | Increasing Short | 1,029 | 22.1800 GBP | |||
Ordinary NPV | CFD | Increasing Short | 2,149 | 22.1138 GBP | |||
Ordinary NPV | CFD | Increasing Short | 2,596 | 22.1112 GBP | |||
Ordinary NPV | CFD | Increasing Short | 3,128 | 22.1122 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 10,000 | 22.0682 GBP | |||
Ordinary NPV | CFD | Increasing Short | 14,445 | 22.0894 GBP | |||
Ordinary NPV | CFD | Increasing Short | 14,539 | 22.1129 GBP | |||
Ordinary NPV | CFD | Increasing Short | 30,164 | 22.1094 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
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(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 02 May 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||