Last checked at 16 May 2024 11:28
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP Group Limited |
(c) Name of the party to the offer with which exempt principal trader is connected: | BHP Group Limited |
(d) Date dealing undertaken: | 15 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary NPV | Buy
| 3152803 | 23.80964 GBP | 22.71530 GBP |
Ordinary NPV | Sell
| 3070296 | 23.82652 GBP | 22.71530 GBP |
ADR
| Buy | 6854 | 59.47000 USD | 57.60462 USD |
ADR
| Sell | 10026 | 59.47000 USD | 58.92203 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD
| Long | 4245 | 44.2251216463604 AUD |
Ordinary NPV | CFD
| Long | 171 | 44.2271655152047 AUD |
Ordinary NPV | CFD
| Long | 3515 | 44.233383 AUD |
Ordinary NPV | CFD
| Long | 300 | 44.260574 AUD |
Ordinary NPV | CFD
| Long | 8125 | 44.231284 AUD |
Ordinary NPV | CFD
| Long | 5360 | 44.232772 AUD |
Ordinary NPV | CFD
| Long | 178 | 44.223346 AUD |
Ordinary NPV | CFD
| Long | 75000 | 43.15 AUD |
Ordinary NPV | CFD
| Long | 65888 | 44.1159979992326 AUD |
Ordinary NPV | CFD
| Long | 19405 | 44.2247628639191 AUD |
Ordinary NPV | CFD
| Long | 128 | 44.22704111 AUD |
Ordinary NPV | CFD
| Long | 6687 | 44.232223 AUD |
Ordinary NPV | CFD
| Long | 134 | 44.223643 AUD |
Ordinary NPV | CFD
| Long | 14514 | 44.231776 AUD |
Ordinary NPV | CFD
| Long | 7829 | 44.234777 AUD |
Ordinary NPV | CFD
| Long | 64292 | 545.76622908 ZAR |
Ordinary NPV | CFD
| Long | 1000 | 23.6 GBP |
Ordinary NPV | CFD
| Long | 282 | 23.305 GBP |
Ordinary NPV | CFD
| Long | 129 | 23.3 GBP |
Ordinary NPV | CFD
| Long | 31729 | 23.530106 GBP |
Ordinary NPV | CFD
| Long | 264 | 44.2312788706061 AUD |
Ordinary NPV | CFD
| Long | 19 | 44.2494154447368 AUD |
Ordinary NPV | CFD
| Long | 467 | 44.227615 AUD |
Ordinary NPV | CFD
| Long | 1114 | 44.232183 AUD |
Ordinary NPV | CFD
| Long | 40 | 44.238192 AUD |
Ordinary NPV | CFD
| Long | 1823 | 44.235238 AUD |
Ordinary NPV | CFD
| Long | 90946 | 44.09 AUD |
Ordinary NPV | CFD
| Long | 39097 | 44.218155 AUD |
Ordinary NPV | CFD
| Long | 16306 | 23.26 GBP |
Ordinary NPV | CFD
| Long | 22008 | 23.44480075 GBP |
Ordinary NPV | CFD
| Long | 1895 | 23.3564168832137 GBP |
Ordinary NPV | CFD
| Long | 852 | 23.69964789 GBP |
Ordinary NPV | CFD
| Long | 10000 | 44.107532 AUD |
Ordinary NPV | CFD
| Long | 26 | 543.9794 ZAR |
Ordinary NPV | CFD
| Long | 28681 | 543.83254106 ZAR |
Ordinary NPV | CFD
| Long | 43587 | 44.223928 AUD |
Ordinary NPV | CFD
| Long | 60924 | 44.259702 AUD |
Ordinary NPV | CFD
| Long | 33 | 44.131818 AUD |
Ordinary NPV | CFD
| Long | 27407 | 44.29503 AUD |
Ordinary NPV | CFD
| Long | 117 | 44.13735 AUD |
Ordinary NPV | CFD
| Long | 11400 | 23.507557 GBP |
Ordinary NPV | CFD
| Long | 54669 | 44.185642 AUD |
Ordinary NPV | CFD
| Long | 38586 | 44.2035615280257 AUD |
Ordinary NPV | CFD
| Long | 5116 | 44.0900009469898 AUD |
Ordinary NPV | CFD
| Long | 2557 | 44.164505 AUD |
Ordinary NPV | CFD
| Long | 1918 | 44.115584458488 AUD |
Ordinary NPV | CFD
| Long | 555 | 44.2248183590991 AUD |
Ordinary NPV | CFD
| Long | 6 | 44.2308551933333 AUD |
Ordinary NPV | CFD
| Long | 222 | 44.234773 AUD |
Ordinary NPV | CFD
| Long | 8 | 44.235456 AUD |
Ordinary NPV | CFD
| Long | 200 | 44.232391 AUD |
Ordinary NPV | CFD
| Long | 413 | 44.231702 AUD |
Ordinary NPV | CFD
| Long | 285 | 44.2312605292982 AUD |
Ordinary NPV | CFD
| Long | 21 | 44.2495908833333 AUD |
Ordinary NPV | CFD
| Long | 501 | 44.227608 AUD |
Ordinary NPV | CFD
| Long | 1199 | 44.232177 AUD |
Ordinary NPV | CFD
| Long | 47744 | 545.35815726 ZAR |
Ordinary NPV | CFD
| Long | 976 | 44.2249625122951 AUD |
Ordinary NPV | CFD
| Long | 778 | 44.2047693563753 AUD |
Ordinary NPV | CFD
| Long | 29 | 44.2339840682759 AUD |
Ordinary NPV | CFD
| Long | 538 | 44.233371 AUD |
Ordinary NPV | CFD
| Long | 1192 | 44.23163 AUD |
Ordinary NPV | CFD
| Long | 812 | 44.233538 AUD |
Ordinary NPV | CFD
| Long | 32 | 44.23141 AUD |
Ordinary NPV | CFD
| Long | 3956 | 44.1163248387664 AUD |
Ordinary NPV | CFD
| Long | 1229 | 44.2247682146705 AUD |
Ordinary NPV | CFD
| Long | 9 | 44.2310611733333 AUD |
Ordinary NPV | CFD
| Long | 888 | 44.231791 AUD |
Ordinary NPV | CFD
| Long | 7 | 44.211693 AUD |
Ordinary NPV | CFD
| Long | 481 | 44.234879 AUD |
Ordinary NPV | CFD
| Long | 1165 | 44.232238 AUD |
Ordinary NPV | CFD
| Long | 2870 | 44.241638 AUD |
Ordinary NPV | CFD
| Long | 5263 | 44.2217056728558 AUD |
Ordinary NPV | CFD
| Long | 3989 | 44.083387 AUD |
Ordinary NPV | CFD
| Long | 13250 | 44.1646457907547 AUD |
Ordinary NPV | CFD
| Long | 128 | 44.25650405 AUD |
Ordinary NPV | CFD
| Long | 6260 | 44.24006 AUD |
Ordinary NPV | CFD
| Long | 4 | 44.251814 AUD |
Ordinary NPV | CFD
| Long | 12146 | 44.239328 AUD |
Ordinary NPV | CFD
| Long | 7796 | 44.238188 AUD |
Ordinary NPV | CFD
| Long | 138 | 44.250085 AUD |
Ordinary NPV | CFD
| Long | 7421 | 44.1159874125428 AUD |
Ordinary NPV | CFD
| Long | 2185 | 44.2247400915103 AUD |
Ordinary NPV | CFD
| Long | 14 | 44.2294390628571 AUD |
Ordinary NPV | CFD
| Long | 1629 | 44.23173 AUD |
Ordinary NPV | CFD
| Long | 885 | 44.234815 AUD |
Ordinary NPV | CFD
| Long | 13 | 44.221297 AUD |
Ordinary NPV | CFD
| Long | 3780 | 44.1647560625926 AUD |
Ordinary NPV | CFD
| Long | 36 | 44.2563466055556 AUD |
Ordinary NPV | CFD
| Long | 1782 | 44.240067 AUD |
Ordinary NPV | CFD
| Long | 3470 | 44.239327 AUD |
Ordinary NPV | CFD
| Long | 39 | 44.250216 AUD |
Ordinary NPV | CFD
| Long | 2225 | 44.238182 AUD |
Ordinary NPV | CFD
| Long | 724 | 44.2216684026519 AUD |
Ordinary NPV | CFD
| Long | 586 | 44.2251699772014 AUD |
Ordinary NPV | CFD
| Long | 25 | 44.22742009 AUD |
Ordinary NPV | CFD
| Long | 486 | 44.233336 AUD |
Ordinary NPV | CFD
| Long | 1122 | 44.231331 AUD |
Ordinary NPV | CFD
| Long | 25 | 44.220622 AUD |
Ordinary NPV | CFD
| Long | 736 | 44.232799 AUD |
Ordinary NPV | CFD
| Long | 1848 | 44.204129 AUD |
Ordinary NPV | CFD
| Long | 3042 | 44.209241 AUD |
Ordinary NPV | CFD
| Long | 261818 | 44.239517 AUD |
Ordinary NPV | CFD
| Long | 3477 | 44.1931 AUD |
Ordinary NPV | CFD
| Long | 20000 | 44.6528 AUD |
Ordinary NPV | CFD
| Long | 51853 | 44.151653 AUD |
Ordinary NPV | CFD
| Long | 2861 | 44.229563 AUD |
Ordinary NPV | CFD
| Long | 840 | 44.127833 AUD |
Ordinary NPV | CFD
| Long | 14357 | 44.172545 AUD |
Ordinary NPV | CFD
| Long | 2906 | 44.250746 AUD |
Ordinary NPV | CFD
| Long | 100 | 44.24 AUD |
Ordinary NPV | CFD
| Long | 121 | 44.193246 AUD |
Ordinary NPV | CFD
| Long | 35000 | 44.186285 AUD |
Ordinary NPV | CFD
| Long | 26139 | 44.090938 AUD |
Ordinary NPV | CFD
| Long | 11803 | 44.151197 AUD |
Ordinary NPV | CFD
| Long | 16044 | 44.238143 AUD |
Ordinary NPV | CFD
| Long | 33728 | 44.108485 AUD |
Ordinary NPV | CFD
| Long | 319539 | 44.217824 AUD |
Ordinary NPV | CFD
| Long | 21143 | 44.113792 AUD |
Ordinary NPV | CFD
| Long | 201714 | 44.215241 AUD |
Ordinary NPV | CFD
| Long | 16929 | 44.15 AUD |
Ordinary NPV | CFD
| Long | 397 | 44.183577 AUD |
Ordinary NPV | CFD
| Long | 571 | 44.22510508 AUD |
Ordinary NPV | CFD
| Long | 1360 | 44.245103 AUD |
Ordinary NPV | CFD
| Long | 2108 | 44.22695683 AUD |
Ordinary NPV | CFD
| Long | 100688 | 44.185184 AUD |
Ordinary NPV | CFD
| Long | 500 | 44.23004 AUD |
Ordinary NPV | CFD
| Long | 110208 | 44.237442 AUD |
Ordinary NPV | CFD
| Long | 492 | 23.1789034459146 GBP |
Ordinary NPV | CFD
| Long | 7 | 23.585 GBP |
Ordinary NPV | CFD
| Short | 121 | 44.193246 AUD |
Ordinary NPV | CFD
| Short | 319539 | 44.217824 AUD |
Ordinary NPV | CFD
| Short | 35000 | 44.186285 AUD |
Ordinary NPV | CFD
| Short | 120462 | 23.26 GBP |
Ordinary NPV | CFD
| Short | 2108 | 44.22695683 AUD |
Ordinary NPV | CFD
| Short | 33728 | 44.108485 AUD |
Ordinary NPV | CFD
| Short | 28169 | 44.235554 AUD |
Ordinary NPV | CFD
| Short | 10000 | 44.107532 AUD |
Ordinary NPV | CFD
| Short | 1848 | 44.204129 AUD |
Ordinary NPV | CFD
| Short | 22219 | 44.235106 AUD |
Ordinary NPV | CFD
| Short | 45812 | 44.234266 AUD |
Ordinary NPV | CFD
| Short | 96062 | 44.09 AUD |
Ordinary NPV | CFD
| Short | 33 | 44.131818 AUD |
Ordinary NPV | CFD
| Short | 3989 | 44.083387 AUD |
Ordinary NPV | CFD
| Short | 2870 | 44.241638 AUD |
Ordinary NPV | CFD
| Short | 300 | 44.260567 AUD |
Ordinary NPV | CFD
| Short | 133294 | 44.152317 AUD |
Ordinary NPV | CFD
| Short | 54669 | 44.185642 AUD |
Ordinary NPV | CFD
| Short | 261818 | 44.239517 AUD |
Ordinary NPV | CFD
| Short | 43587 | 44.223928 AUD |
Ordinary NPV | CFD
| Short | 51853 | 44.151653 AUD |
Ordinary NPV | CFD
| Short | 117 | 44.13735 AUD |
Ordinary NPV | CFD
| Short | 39097 | 44.218155 AUD |
Ordinary NPV | CFD
| Short | 38586 | 44.203562 AUD |
Ordinary NPV | CFD
| Short | 2557 | 44.164505 AUD |
Ordinary NPV | CFD
| Short | 3477 | 44.1931 AUD |
Ordinary NPV | CFD
| Short | 3042 | 44.209241 AUD |
Ordinary NPV | CFD
| Short | 60924 | 44.259702 AUD |
Ordinary NPV | CFD
| Short | 27407 | 44.29503 AUD |
Ordinary NPV | CFD
| Short | 5250 | 23.57928381 GBP |
Ordinary NPV | CFD
| Short | 89 | 23.56 GBP |
Ordinary NPV | CFD
| Short | 436 | 23.555 GBP |
Ordinary NPV | CFD
| Short | 134 | 23.54 GBP |
Ordinary NPV | CFD
| Short | 40868 | 23.458535 GBP |
Ordinary NPV | CFD
| Short | 397 | 44.183577 AUD |
Ordinary NPV | CFD
| Short | 2208 | 44.2592663043478 AUD |
Ordinary NPV | CFD
| Short | 698 | 44.2237965616046 AUD |
Ordinary NPV | CFD
| Short | 2861 | 44.229563 AUD |
Ordinary NPV | CFD
| Short | 14357 | 44.172545 AUD |
Ordinary NPV | CFD
| Short | 840 | 44.127833 AUD |
Ordinary NPV | CFD
| Short | 201714 | 44.215241 AUD |
Ordinary NPV | CFD
| Short | 11803 | 44.151197 AUD |
Ordinary NPV | CFD
| Short | 75000 | 22.715308 GBP |
Ordinary NPV | CFD
| Short | 571 | 44.22510508 AUD |
Ordinary NPV | CFD
| Short | 100 | 44.24 AUD |
Ordinary NPV | CFD
| Short | 217 | 23.472304 GBP |
Ordinary NPV | CFD
| Short | 110208 | 44.237442 AUD |
Ordinary NPV | CFD
| Short | 1360 | 44.245103 AUD |
Ordinary NPV | CFD
| Short | 500 | 44.23004 AUD |
Ordinary NPV | CFD
| Short | 16044 | 44.2381432311144 AUD |
Ordinary NPV | CFD
| Short | 26139 | 44.090938 AUD |
Ordinary NPV | CFD
| Short | 21143 | 44.1137925419288 AUD |
Ordinary NPV | CFD
| Short | 16929 | 44.1500001906787 AUD |
Ordinary NPV | CFD
| Short | 10661 | 23.5922859018854 GBP |
Ordinary NPV | CFD
| Short | 2422 | 23.5922873658134 GBP |
Ordinary NPV | CFD
| Short | 26 | 543.9794 ZAR |
Ordinary NPV | CFD
| Short | 64292 | 545.76622908 ZAR |
Ordinary NPV | CFD
| Short | 28681 | 543.83254106 ZAR |
Ordinary NPV | CFD
| Short | 75000 | 43.15 AUD |
Ordinary NPV | CFD
| Short | 100688 | 44.185184 AUD |
Ordinary NPV | CFD
| Short | 47744 | 545.35815726 ZAR |
Ordinary NPV | CFD
| Short | 10 | 23.65 GBP |
Ordinary NPV | CFD
| Short | 10 | 23.69 GBP |
Ordinary NPV | CFD
| Short | 1000 | 23.13 GBP |
Ordinary NPV | CFD
| Short | 10 | 23.25 GBP |
ADR
| CFD | Short | 13 | 57.6046 USD |
ADR
| CFD | Short | 632 | 58.9220 USD |
ADR
| CFD | Short | 8 | 59.0263 USD |
ADR
| CFD | Short | 11 | 59.0473 USD |
ADR
| CFD | Short | 1599 | 59.0744 USD |
ADR
| CFD | Short | 3 | 59.1033 USD |
ADR
| CFD | Short | 967 | 59.1740 USD |
ADR
| CFD | Short | 98 | 59.2700 USD |
ADR
| CFD | Short | 96 | 59.4700 USD |
ADR
| CFD | Long | -632 | 58.9220 USD |
ADR
| CFD | Long | -8 | 59.0263 USD |
ADR
| CFD | Long | -11 | 59.0473 USD |
ADR
| CFD | Long | -3198 | 59.0744 USD |
ADR
| CFD | Long | -3 | 59.1033 USD |
ADR
| CFD | Long | -967 | 59.1740 USD |
ADR
| CFD | Long | -98 | 59.2700 USD |
ADR
| CFD | Long | -96 | 59.4700 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 16 May 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.