Last checked at 1 Jul 2021 12:31
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short | |
| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | WM MORRISON SUPERMARKETS PLC |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an | |
| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 30 June 2021 |
| (f) | In addition to the company in 1(c) above, is the discloser making | NO |
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 10p ordinary |
|
| ||
Interests | Short Positions | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities owned |
|
|
|
|
| and/or controlled: | 17,719,439 | 0.74% | 15,427,675 | 0.64% | |
|
|
|
| ||
(2) | Cash-settled derivatives: |
|
|
|
|
14,117,580 | 0.59% | 8,134,833 | 0.34% | ||
|
|
|
| ||
(3) | Stock-settled derivatives (including options) |
|
|
|
|
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |
|
|
|
| ||
|
|
|
| ||
| TOTAL: | 31,837,019 | 1.32% | 23,562,508 | 0.98% | |
|
|
|
| ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
|
Details, including nature of the rights concerned and relevant percentages: |
|
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit |
| security | securities | ||
| 10p ordinary | Purchase | 10 | 2.4630 GBP |
| 10p ordinary | Purchase | 235 | 2.4560 GBP |
| 10p ordinary | Purchase | 298 | 2.3598 GBP |
| 10p ordinary | Purchase | 532 | 2.4761 GBP |
| 10p ordinary | Purchase | 1,314 | 2.4350 GBP |
| 10p ordinary | Purchase | 1,553 | 2.3710 GBP |
| 10p ordinary | Purchase | 1,718 | 2.4580 GBP |
| 10p ordinary | Purchase | 2,114 | 2.4270 GBP |
| 10p ordinary | Purchase | 3,046 | 2.4259 GBP |
| 10p ordinary | Purchase | 3,832 | 2.4406 GBP |
| 10p ordinary | Purchase | 4,000 | 2.3580 GBP |
| 10p ordinary | Purchase | 4,346 | 2.4837 GBP |
| 10p ordinary | Purchase | 4,702 | 2.4779 GBP |
| 10p ordinary | Purchase | 5,616 | 2.3681 GBP |
| 10p ordinary | Purchase | 6,626 | 2.3812 GBP |
| 10p ordinary | Purchase | 7,020 | 2.3660 GBP |
| 10p ordinary | Purchase | 7,084 | 2.4451 GBP |
| 10p ordinary | Purchase | 8,141 | 2.3692 GBP |
| 10p ordinary | Purchase | 12,000 | 2.3593 GBP |
| 10p ordinary | Purchase | 13,754 | 2.3833 GBP |
| 10p ordinary | Purchase | 13,797 | 2.3934 GBP |
| 10p ordinary | Purchase | 15,012 | 2.4204 GBP |
| 10p ordinary | Purchase | 16,541 | 2.3969 GBP |
| 10p ordinary | Purchase | 17,698 | 2.4595 GBP |
| 10p ordinary | Purchase | 17,860 | 2.3891 GBP |
| 10p ordinary | Purchase | 18,538 | 2.4698 GBP |
| 10p ordinary | Purchase | 20,919 | 2.4153 GBP |
| 10p ordinary | Purchase | 25,254 | 2.3871 GBP |
| 10p ordinary | Purchase | 27,695 | 2.4016 GBP |
| 10p ordinary | Purchase | 32,853 | 2.4670 GBP |
| 10p ordinary | Purchase | 37,953 | 2.4421 GBP |
| 10p ordinary | Purchase | 45,209 | 2.3837 GBP |
| 10p ordinary | Purchase | 47,308 | 2.4047 GBP |
| 10p ordinary | Purchase | 68,710 | 2.4251 GBP |
| 10p ordinary | Purchase | 77,825 | 2.3767 GBP |
| 10p ordinary | Purchase | 172,186 | 2.4458 GBP |
| 10p ordinary | Purchase | 1,122,980 | 2.4415 GBP |
| 10p ordinary | Purchase | 1,285,634 | 2.4584 GBP |
| 10p ordinary | Purchase | 1,634,773 | 2.3968 GBP |
| 10p ordinary | Sale | 6 | 2.3755 GBP |
| 10p ordinary | Sale | 99 | 2.4271 GBP |
| 10p ordinary | Sale | 140 | 2.4680 GBP |
| 10p ordinary | Sale | 179 | 2.4805 GBP |
| 10p ordinary | Sale | 298 | 2.3600 GBP |
| 10p ordinary | Sale | 500 | 2.4230 GBP |
| 10p ordinary | Sale | 1,270 | 2.3746 GBP |
| 10p ordinary | Sale | 1,314 | 2.4350 GBP |
| 10p ordinary | Sale | 1,320 | 2.3745 GBP |
| 10p ordinary | Sale | 1,718 | 2.4580 GBP |
| 10p ordinary | Sale | 1,820 | 2.4820 GBP |
| 10p ordinary | Sale | 2,114 | 2.4270 GBP |
| 10p ordinary | Sale | 3,204 | 2.4793 GBP |
| 10p ordinary | Sale | 3,346 | 2.3927 GBP |
| 10p ordinary | Sale | 3,539 | 2.3750 GBP |
| 10p ordinary | Sale | 3,799 | 2.3883 GBP |
| 10p ordinary | Sale | 4,278 | 2.4317 GBP |
| 10p ordinary | Sale | 5,145 | 2.4488 GBP |
| 10p ordinary | Sale | 6,965 | 2.3703 GBP |
| 10p ordinary | Sale | 8,700 | 2.3801 GBP |
| 10p ordinary | Sale | 10,000 | 2.4201 GBP |
| 10p ordinary | Sale | 12,889 | 2.3974 GBP |
| 10p ordinary | Sale | 13,261 | 2.3724 GBP |
| 10p ordinary | Sale | 16,442 | 2.3860 GBP |
| 10p ordinary | Sale | 16,500 | 2.4944 GBP |
| 10p ordinary | Sale | 17,774 | 2.3705 GBP |
| 10p ordinary | Sale | 24,926 | 2.4643 GBP |
| 10p ordinary | Sale | 26,164 | 2.4651 GBP |
| 10p ordinary | Sale | 27,512 | 2.4370 GBP |
| 10p ordinary | Sale | 30,316 | 2.3914 GBP |
| 10p ordinary | Sale | 36,521 | 2.4633 GBP |
| 10p ordinary | Sale | 36,857 | 2.4487 GBP |
| 10p ordinary | Sale | 37,900 | 2.4409 GBP |
| 10p ordinary | Sale | 41,882 | 2.4517 GBP |
| 10p ordinary | Sale | 46,980 | 2.4670 GBP |
| 10p ordinary | Sale | 48,225 | 2.4249 GBP |
| 10p ordinary | Sale | 51,215 | 2.3767 GBP |
| 10p ordinary | Sale | 56,195 | 2.3716 GBP |
| 10p ordinary | Sale | 89,388 | 2.4308 GBP |
| 10p ordinary | Sale | 89,589 | 2.3653 GBP |
| 10p ordinary | Sale | 92,500 | 2.4737 GBP |
| 10p ordinary | Sale | 175,606 | 2.3682 GBP |
| 10p ordinary | Sale | 208,276 | 2.4411 GBP |
| 10p ordinary | Sale | 309,613 | 2.4405 GBP |
| 10p ordinary | Sale | 943,937 | 2.4540 GBP |
| 10p ordinary | Sale | 2,220,689 | 2.4304 GBP |
| ADR | Purchase | 5,500 | 16.4652 USD |
| ADR | Sale | 5,500 | 16.4652 USD |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per |
relevant | description | reference | unit | |
security | securities | |||
10p ordinary | SWAP | Long | 3,228 | 2.3686 GBP |
10p ordinary | CFD | Long | 3,799 | 2.3883 GBP |
10p ordinary | SWAP | Long | 5,000 | 2.4491 GBP |
10p ordinary | SWAP | Long | 22,942 | 2.4668 GBP |
10p ordinary | CFD | Long | 27,500 | 2.3972 GBP |
10p ordinary | CFD | Long | 48,225 | 2.4249 GBP |
10p ordinary | SWAP | Long | 53,979 | 2.4353 GBP |
10p ordinary | SWAP | Long | 57,730 | 2.3868 GBP |
10p ordinary | CFD | Long | 178,960 | 2.4553 GBP |
10p ordinary | SWAP | Long | 347,613 | 2.3982 GBP |
10p ordinary | SWAP | Long | 446,488 | 2.4339 GBP |
10p ordinary | SWAP | Long | 745,486 | 2.4404 GBP |
10p ordinary | SWAP | Long | 859,757 | 2.4338 GBP |
10p ordinary | SWAP | Short | 7,084 | 2.4451 GBP |
10p ordinary | SWAP | Short | 7,881 | 2.4053 GBP |
10p ordinary | SWAP | Short | 58,591 | 2.4234 GBP |
10p ordinary | SWAP | Short | 225,840 | 2.4344 GBP |
10p ordinary | SWAP | Short | 252,214 | 2.4670 GBP |
10p ordinary | SWAP | Short | 359,237 | 2.4586 GBP |
10p ordinary | SWAP | Short | 437,737 | 2.4669 GBP |
10p ordinary | SWAP | Short | 1,634,773 | 2.3968 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
|
|
|
|
|
|
|
|
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
|
|
|
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
|
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 1 Jul 2021 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. |
| are being disclosed: | |
| Name of offeror/offeree in relation to whose | WM MORRISON SUPERMARKETS PLC |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry |
of | description | purchasing, | of | price | date | |
relevant | selling, | securities | per unit |
| ||
security | varying etc | to which |
| |||
|
| option |
| |||
|
| relates |
| |||
10p ordinary | Call Options | Purchased | 291,758 | 1.9224 | European | 19 Aug 2021 |
10p ordinary | Call Options | Purchased | 492,529 | 1.8728 | European | 8 Sep 2021 |
10p ordinary | Call Options | Purchased | 591,982 | 1.9075 | European | 25 Aug 2021 |
10p ordinary | Call Options | Purchased | 591,982 | 1.9044 | European | 1 Sep 2021 |
10p ordinary | Call Options | Purchased | 639,341 | 1.9121 | European | 11 Aug 2021 |
10p ordinary | Call Options | Purchased | 878,792 | 1.8790 | European | 14 Sep 2021 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
|
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20210701005460/en/
Copyright Business Wire 2021