Last checked at 20 Aug 2021 12:05
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short | |
| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | ULTRA ELECTRONICS HOLDINGS PLC |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an | |
| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 19 August 2021 |
| (f) | In addition to the company in 1(c) above, is the discloser making | NO |
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||
| Interests | Short Positions | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities owned | ||||
| and/or controlled: | 671,711 | 0.94% | 40,012 | 0.06% | |
(2) | Cash-settled derivatives: | ||||
19,646 | 0.03% | 451,053 | 0.63% | ||
(3) | Stock-settled derivatives (including options) | ||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |
| TOTAL: | 691,357 | 0.97% | 491,065 | 0.69% | |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
|
Details, including nature of the rights concerned and relevant percentages: |
|
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit |
| security | securities | ||
5p ordinary | Purchase | 9 | 33.0455 GBP |
5p ordinary | Purchase | 16 | 33.0725 GBP |
5p ordinary | Purchase | 76 | 33.0600 GBP |
5p ordinary | Purchase | 77 | 33.0800 GBP |
5p ordinary | Purchase | 79 | 32.9200 GBP |
5p ordinary | Purchase | 83 | 32.9000 GBP |
5p ordinary | Purchase | 85 | 32.8800 GBP |
5p ordinary | Purchase | 87 | 33.0100 GBP |
5p ordinary | Purchase | 136 | 32.9267 GBP |
5p ordinary | Purchase | 149 | 33.1200 GBP |
5p ordinary | Purchase | 162 | 32.9097 GBP |
5p ordinary | Purchase | 170 | 33.1300 GBP |
5p ordinary | Purchase | 194 | 32.8900 GBP |
5p ordinary | Purchase | 202 | 33.0424 GBP |
5p ordinary | Purchase | 212 | 32.9289 GBP |
5p ordinary | Purchase | 258 | 33.0536 GBP |
5p ordinary | Purchase | 262 | 33.0806 GBP |
5p ordinary | Purchase | 289 | 33.2205 GBP |
5p ordinary | Purchase | 323 | 33.0000 GBP |
5p ordinary | Purchase | 328 | 32.9648 GBP |
5p ordinary | Purchase | 336 | 32.9349 GBP |
5p ordinary | Purchase | 372 | 33.2000 GBP |
5p ordinary | Purchase | 391 | 33.0513 GBP |
5p ordinary | Purchase | 432 | 33.0423 GBP |
5p ordinary | Purchase | 438 | 32.9426 GBP |
5p ordinary | Purchase | 501 | 32.9864 GBP |
5p ordinary | Purchase | 600 | 33.0605 GBP |
5p ordinary | Purchase | 626 | 33.1247 GBP |
5p ordinary | Purchase | 683 | 32.9272 GBP |
5p ordinary | Purchase | 692 | 32.9819 GBP |
5p ordinary | Purchase | 701 | 33.0950 GBP |
5p ordinary | Purchase | 764 | 33.1070 GBP |
5p ordinary | Purchase | 835 | 33.0922 GBP |
5p ordinary | Purchase | 839 | 32.9294 GBP |
5p ordinary | Purchase | 1,004 | 33.0400 GBP |
5p ordinary | Purchase | 1,427 | 33.0915 GBP |
5p ordinary | Purchase | 2,393 | 33.0315 GBP |
5p ordinary | Purchase | 3,057 | 33.0747 GBP |
5p ordinary | Purchase | 3,577 | 33.1122 GBP |
5p ordinary | Purchase | 10,651 | 32.9659 GBP |
5p ordinary | Sale | 52 | 33.0835 GBP |
5p ordinary | Sale | 79 | 32.9200 GBP |
5p ordinary | Sale | 83 | 32.9000 GBP |
5p ordinary | Sale | 149 | 33.1200 GBP |
5p ordinary | Sale | 157 | 33.1433 GBP |
5p ordinary | Sale | 163 | 33.0241 GBP |
5p ordinary | Sale | 277 | 33.0432 GBP |
5p ordinary | Sale | 372 | 33.2000 GBP |
5p ordinary | Sale | 568 | 32.9397 GBP |
5p ordinary | Sale | 686 | 33.1538 GBP |
5p ordinary | Sale | 697 | 33.1445 GBP |
5p ordinary | Sale | 727 | 33.0409 GBP |
5p ordinary | Sale | 758 | 33.0753 GBP |
5p ordinary | Sale | 1,004 | 33.0400 GBP |
5p ordinary | Sale | 1,145 | 33.0059 GBP |
5p ordinary | Sale | 1,191 | 33.1147 GBP |
5p ordinary | Sale | 1,414 | 33.0092 GBP |
5p ordinary | Sale | 2,788 | 33.0140 GBP |
5p ordinary | Sale | 2,805 | 33.0139 GBP |
5p ordinary | Sale | 2,946 | 33.0800 GBP |
5p ordinary | Sale | 4,226 | 33.1800 GBP |
5p ordinary | Sale | 4,228 | 33.1600 GBP |
5p ordinary | Sale | 4,242 | 33.0534 GBP |
5p ordinary | Sale | 4,690 | 33.0192 GBP |
5p ordinary | Sale | 5,200 | 33.0145 GBP |
5p ordinary | Sale | 5,915 | 33.0200 GBP |
5p ordinary | Sale | 6,370 | 33.0102 GBP |
5p ordinary | Sale | 6,378 | 32.9754 GBP |
5p ordinary | Sale | 6,818 | 33.1001 GBP |
5p ordinary | Sale | 11,000 | 32.9729 GBP |
5p ordinary | Sale | 17,040 | 33.0196 GBP |
5p ordinary | Sale | 18,397 | 33.0203 GBP |
5p ordinary | Sale | 25,392 | 33.0000 GBP |
5p ordinary | Sale | 49,317 | 33.0198 GBP |
5p ordinary | Sale | 63,284 | 33.0005 GBP |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per |
relevant | description |
| reference | unit |
security |
|
| securities |
|
5p ordinary | SWAP | Long | 52 | 33.0835 GBP |
5p ordinary | SWAP | Long | 166 | 33.0800 GBP |
5p ordinary | CFD | Long | 568 | 32.9397 GBP |
5p ordinary | SWAP | Long | 626 | 33.0718 GBP |
5p ordinary | SWAP | Long | 1,301 | 33.0542 GBP |
5p ordinary | SWAP | Long | 1,558 | 33.1426 GBP |
5p ordinary | SWAP | Long | 2,246 | 33.1458 GBP |
5p ordinary | SWAP | Long | 3,228 | 33.0869 GBP |
5p ordinary | SWAP | Short | 432 | 33.0423 GBP |
5p ordinary | CFD | Short | 466 | 33.0646 GBP |
5p ordinary | SWAP | Short | 3,564 | 32.9414 GBP |
5p ordinary | SWAP | Short | 3,585 | 32.9469 GBP |
5p ordinary | SWAP | Short | 4,743 | 32.9932 GBP |
5p ordinary | SWAP | Short | 5,736 | 33.0874 GBP |
5p ordinary | SWAP | Short | 6,329 | 33.0840 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
|
|
|
|
|
|
|
|
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
|
|
|
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
|
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 20 Aug 2021 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20210820005150/en/
Copyright Business Wire 2021