Last checked at 9 Jun 2017 11:44
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | STANDARD LIFE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 08 June 2017 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ABERDEEN ASSET MANAGEMENT PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 12 2/9 ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 12,406,855 | 0.63% | 6,758,029 | 0.34% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 3,340,187 | 0.17% | 5,793,934 | 0.29% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 15,747,042 | 0.80% | 12,551,963 | 0.63% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 12 2/9 ORD | Purchase | 12 | 3.8441 GBP | ||||
| 12 2/9 ORD | Purchase | 12 | 3.8205 GBP | ||||
| 12 2/9 ORD | Purchase | 261 | 3.8190 GBP | ||||
| 12 2/9 ORD | Purchase | 390 | 3.8175 GBP | ||||
| 12 2/9 ORD | Purchase | 425 | 3.8105 GBP | ||||
| 12 2/9 ORD | Purchase | 779 | 3.8340 GBP | ||||
| 12 2/9 ORD | Purchase | 787 | 3.8350 GBP | ||||
| 12 2/9 ORD | Purchase | 790 | 3.8370 GBP | ||||
| 12 2/9 ORD | Purchase | 798 | 3.8120 GBP | ||||
| 12 2/9 ORD | Purchase | 801 | 3.8310 GBP | ||||
| 12 2/9 ORD | Purchase | 818 | 3.8390 GBP | ||||
| 12 2/9 ORD | Purchase | 962 | 3.8330 GBP | ||||
| 12 2/9 ORD | Purchase | 2,721 | 3.8360 GBP | ||||
| 12 2/9 ORD | Purchase | 3,207 | 3.8297 GBP | ||||
| 12 2/9 ORD | Purchase | 3,634 | 3.8236 GBP | ||||
| 12 2/9 ORD | Purchase | 5,721 | 3.8374 GBP | ||||
| 12 2/9 ORD | Purchase | 8,036 | 3.8139 GBP | ||||
| 12 2/9 ORD | Purchase | 10,714 | 3.8209 GBP | ||||
| 12 2/9 ORD | Purchase | 11,231 | 3.8352 GBP | ||||
| 12 2/9 ORD | Purchase | 11,287 | 3.8293 GBP | ||||
| 12 2/9 ORD | Purchase | 24,695 | 3.8251 GBP | ||||
| 12 2/9 ORD | Purchase | 46,062 | 3.8248 GBP | ||||
| 12 2/9 ORD | Purchase | 115,319 | 3.8257 GBP | ||||
| 12 2/9 ORD | Purchase | 126,555 | 3.8407 GBP | ||||
| 12 2/9 ORD | Purchase | 207,225 | 3.8292 GBP | ||||
| 12 2/9 ORD | Purchase | 511,764 | 3.8420 GBP | ||||
| 12 2/9 ORD | Sale | 12 | 3.8205 GBP | ||||
| 12 2/9 ORD | Sale | 261 | 3.8190 GBP | ||||
| 12 2/9 ORD | Sale | 292 | 3.8146 GBP | ||||
| 12 2/9 ORD | Sale | 390 | 3.8175 GBP | ||||
| 12 2/9 ORD | Sale | 401 | 3.8421 GBP | ||||
| 12 2/9 ORD | Sale | 425 | 3.8105 GBP | ||||
| 12 2/9 ORD | Sale | 497 | 3.8267 GBP | ||||
| 12 2/9 ORD | Sale | 541 | 3.8360 GBP | ||||
| 12 2/9 ORD | Sale | 664 | 3.8407 GBP | ||||
| 12 2/9 ORD | Sale | 787 | 3.8350 GBP | ||||
| 12 2/9 ORD | Sale | 790 | 3.8370 GBP | ||||
| 12 2/9 ORD | Sale | 798 | 3.8120 GBP | ||||
| 12 2/9 ORD | Sale | 818 | 3.8390 GBP | ||||
| 12 2/9 ORD | Sale | 1,193 | 3.8207 GBP | ||||
| 12 2/9 ORD | Sale | 2,050 | 3.8235 GBP | ||||
| 12 2/9 ORD | Sale | 2,388 | 3.8420 GBP | ||||
| 12 2/9 ORD | Sale | 2,398 | 3.8160 GBP | ||||
| 12 2/9 ORD | Sale | 3,740 | 3.8189 GBP | ||||
| 12 2/9 ORD | Sale | 12,389 | 3.8310 GBP | ||||
| 12 2/9 ORD | Sale | 13,394 | 3.8165 GBP | ||||
| 12 2/9 ORD | Sale | 17,365 | 3.8325 GBP | ||||
| 12 2/9 ORD | Sale | 37,559 | 3.8300 GBP | ||||
| 12 2/9 ORD | Sale | 44,551 | 3.8248 GBP | ||||
| 12 2/9 ORD | Sale | 88,499 | 3.8414 GBP | ||||
| 12 2/9 ORD | Sale | 289,829 | 3.8330 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 12 2/9 ORD | CFD | Long | 497 | 3.8267 GBP | |||||
| 12 2/9 ORD | SWAP | Long | 600 | 3.8360 GBP | |||||
| 12 2/9 ORD | CFD | Long | 664 | 3.8407 GBP | |||||
| 12 2/9 ORD | CFD | Long | 1,026 | 3.8180 GBP | |||||
| 12 2/9 ORD | SWAP | Long | 3,224 | 3.8246 GBP | |||||
| 12 2/9 ORD | SWAP | Long | 3,988 | 3.8283 GBP | |||||
| 12 2/9 ORD | SWAP | Long | 9,898 | 3.8394 GBP | |||||
| 12 2/9 ORD | CFD | Long | 11,588 | 3.8310 GBP | |||||
| 12 2/9 ORD | SWAP | Long | 17,921 | 3.8297 GBP | |||||
| 12 2/9 ORD | SWAP | Long | 39,115 | 3.8258 GBP | |||||
| 12 2/9 ORD | CFD | Long | 87,473 | 3.8417 GBP | |||||
| 12 2/9 ORD | SWAP | Long | 131,687 | 3.8362 GBP | |||||
| 12 2/9 ORD | SWAP | Long | 155,441 | 3.8303 GBP | |||||
| 12 2/9 ORD | CFD | Short | 12 | 3.8441 GBP | |||||
| 12 2/9 ORD | SWAP | Short | 2,454 | 3.8212 GBP | |||||
| 12 2/9 ORD | CFD | Short | 2,641 | 3.8199 GBP | |||||
| 12 2/9 ORD | CFD | Short | 2,892 | 3.8191 GBP | |||||
| 12 2/9 ORD | CFD | Short | 3,215 | 3.8278 GBP | |||||
| 12 2/9 ORD | SWAP | Short | 3,406 | 3.8239 GBP | |||||
| 12 2/9 ORD | SWAP | Short | 4,001 | 3.8231 GBP | |||||
| 12 2/9 ORD | CFD | Short | 8,339 | 3.8408 GBP | |||||
| 12 2/9 ORD | CFD | Short | 9,628 | 3.8284 GBP | |||||
| 12 2/9 ORD | CFD | Short | 15,207 | 3.8419 GBP | |||||
| 12 2/9 ORD | SWAP | Short | 17,948 | 3.8227 GBP | |||||
| 12 2/9 ORD | CFD | Short | 19,776 | 3.8368 GBP | |||||
| 12 2/9 ORD | CFD | Short | 25,773 | 3.8257 GBP | |||||
| 12 2/9 ORD | SWAP | Short | 36,884 | 3.8349 GBP | |||||
| 12 2/9 ORD | SWAP | Short | 59,559 | 3.8379 GBP | |||||
| 12 2/9 ORD | SWAP | Short | 62,951 | 3.8241 GBP | |||||
| 12 2/9 ORD | SWAP | Short | 66,780 | 3.8214 GBP | |||||
| 12 2/9 ORD | SWAP | Short | 75,232 | 3.8263 GBP | |||||
| 12 2/9 ORD | CFD | Short | 554,002 | 3.8420 GBP | |||||
| 12 2/9 ORD | SWAP | Short | 554,002 | 3.8420 GBP | |||||
| 12 2/9 ORD | SWAP | Short | 554,002 | 3.8420 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 9 Jun 2017 | ||
| Contact name: | Hemika Mistry | ||
| Telephone number: | 020 7116 3891 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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