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Pin to quick picksBarclays Regulatory News (BARC)

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Form 8.3 - SCHNEIDER ELECTRIC

16 Sep 2022 14:08

RNS Number : 8068Z
Barclays PLC
16 September 2022
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

SCHNEIDER ELECTRIC SE

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

15 Sep 2022

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

AVEVA GROUP PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

EUR 4 ordinary shares

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

2,291,297

0.41%

7,244,869

1.30%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

2,337,731

0.42%

2,004,605

0.36%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

30,000

0.01%

12,236,057

2.19%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

4,659,028

0.83%

21,485,531

3.84%

Class of relevant security:

EUR 4 ordinary shares

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

860

0.00%

0

0.00%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

860

0.00%

0

0.00%

Class of relevant security:

 

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

142,387

0.03%

0

0.00%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

142,387

0.03%

0

0.00%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

EUR 4 ordinary shares

Purchase

2

126.3173 EUR

EUR 4 ordinary shares

Purchase

2

125.7400 EUR

EUR 4 ordinary shares

Purchase

8

126.3000 EUR

EUR 4 ordinary shares

Purchase

20

126.0200 EUR

EUR 4 ordinary shares

Purchase

31

126.2032 EUR

EUR 4 ordinary shares

Purchase

39

125.4256 EUR

EUR 4 ordinary shares

Purchase

51

124.6090 EUR

EUR 4 ordinary shares

Purchase

56

125.0351 EUR

EUR 4 ordinary shares

Purchase

60

125.3000 EUR

EUR 4 ordinary shares

Purchase

72

126.2055 EUR

EUR 4 ordinary shares

Purchase

76

125.4000 EUR

EUR 4 ordinary shares

Purchase

105

126.0600 EUR

EUR 4 ordinary shares

Purchase

116

125.8320 EUR

EUR 4 ordinary shares

Purchase

135

125.5927 EUR

EUR 4 ordinary shares

Purchase

150

125.7365 EUR

EUR 4 ordinary shares

Purchase

179

124.7049 EUR

EUR 4 ordinary shares

Purchase

207

125.5200 EUR

EUR 4 ordinary shares

Purchase

262

125.0007 EUR

EUR 4 ordinary shares

Purchase

308

125.7136 EUR

EUR 4 ordinary shares

Purchase

308

125.9200 EUR

EUR 4 ordinary shares

Purchase

321

124.6707 EUR

EUR 4 ordinary shares

Purchase

392

125.7404 EUR

EUR 4 ordinary shares

Purchase

405

125.2680 EUR

EUR 4 ordinary shares

Purchase

536

125.4662 EUR

EUR 4 ordinary shares

Purchase

624

125.6491 EUR

EUR 4 ordinary shares

Purchase

713

125.3608 EUR

EUR 4 ordinary shares

Purchase

728

125.4381 EUR

EUR 4 ordinary shares

Purchase

846

125.7270 EUR

EUR 4 ordinary shares

Purchase

887

125.6513 EUR

EUR 4 ordinary shares

Purchase

1,052

125.6333 EUR

EUR 4 ordinary shares

Purchase

2,171

125.3823 EUR

EUR 4 ordinary shares

Purchase

3,310

126.0310 EUR

EUR 4 ordinary shares

Purchase

3,335

125.8187 EUR

ADR

Purchase

3,900

24.8346 USD

EUR 4 ordinary shares

Purchase

4,004

125.6124 EUR

EUR 4 ordinary shares

Purchase

7,000

126.0704 EUR

EUR 4 ordinary shares

Purchase

8,248

125.3289 EUR

EUR 4 ordinary shares

Purchase

10,604

125.2330 EUR

EUR 4 ordinary shares

Purchase

21,176

124.8559 EUR

EUR 4 ordinary shares

Purchase

28,056

124.6800 EUR

EUR 4 ordinary shares

Sale

1

126.2200 EUR

EUR 4 ordinary shares

Sale

6

126.1140 EUR

EUR 4 ordinary shares

Sale

6

126.1000 EUR

EUR 4 ordinary shares

Sale

6

126.0000 EUR

EUR 4 ordinary shares

Sale

16

125.4900 EUR

EUR 4 ordinary shares

Sale

19

126.3000 EUR

EUR 4 ordinary shares

Sale

24

124.6524 EUR

EUR 4 ordinary shares

Sale

42

126.0300 EUR

EUR 4 ordinary shares

Sale

45

126.1400 EUR

EUR 4 ordinary shares

Sale

46

126.1800 EUR

EUR 4 ordinary shares

Sale

46

125.8200 EUR

EUR 4 ordinary shares

Sale

51

125.8000 EUR

EUR 4 ordinary shares

Sale

55

125.8681 EUR

EUR 4 ordinary shares

Sale

59

124.4400 EUR

EUR 4 ordinary shares

Sale

59

124.2800 EUR

EUR 4 ordinary shares

Sale

79

125.9000 EUR

EUR 4 ordinary shares

Sale

80

126.1385 EUR

EUR 4 ordinary shares

Sale

102

126.3600 EUR

EUR 4 ordinary shares

Sale

102

124.9498 EUR

EUR 4 ordinary shares

Sale

105

126.0600 EUR

EUR 4 ordinary shares

Sale

126

124.9411 EUR

EUR 4 ordinary shares

Sale

127

125.2150 EUR

EUR 4 ordinary shares

Sale

185

125.7019 EUR

EUR 4 ordinary shares

Sale

214

125.3793 EUR

EUR 4 ordinary shares

Sale

230

125.2115 EUR

EUR 4 ordinary shares

Sale

248

126.2100 EUR

EUR 4 ordinary shares

Sale

265

124.6740 EUR

EUR 4 ordinary shares

Sale

273

125.0257 EUR

EUR 4 ordinary shares

Sale

275

125.4946 EUR

EUR 4 ordinary shares

Sale

389

126.2399 EUR

EUR 4 ordinary shares

Sale

392

125.7404 EUR

EUR 4 ordinary shares

Sale

399

125.7257 EUR

EUR 4 ordinary shares

Sale

423

125.7270 EUR

EUR 4 ordinary shares

Sale

559

126.0018 EUR

EUR 4 ordinary shares

Sale

569

124.9548 EUR

EUR 4 ordinary shares

Sale

1,039

125.5340 EUR

EUR 4 ordinary shares

Sale

1,248

125.6491 EUR

EUR 4 ordinary shares

Sale

1,267

126.1221 EUR

EUR 4 ordinary shares

Sale

1,454

126.1429 EUR

EUR 4 ordinary shares

Sale

1,532

126.0455 EUR

EUR 4 ordinary shares

Sale

1,747

126.0686 EUR

EUR 4 ordinary shares

Sale

1,995

125.3378 EUR

EUR 4 ordinary shares

Sale

2,156

125.9703 EUR

EUR 4 ordinary shares

Sale

2,502

125.8314 EUR

EUR 4 ordinary shares

Sale

3,148

125.5543 EUR

EUR 4 ordinary shares

Sale

3,346

125.3589 EUR

ADR

Sale

3,900

24.8346 USD

EUR 4 ordinary shares

Sale

6,468

125.8105 EUR

EUR 4 ordinary shares

Sale

7,500

125.8209 EUR

EUR 4 ordinary shares

Sale

9,000

125.2122 EUR

EUR 4 ordinary shares

Sale

9,813

124.7329 EUR

EUR 4 ordinary shares

Sale

20,749

124.6800 EUR

EUR 4 ordinary shares

Sale

49,258

125.1183 EUR

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

EUR 4 ordinary shares

SWAP

Long

4

125.5811 EUR

EUR 4 ordinary shares

SWAP

Long

6

126.1133 EUR

EUR 4 ordinary shares

SWAP

Long

26

125.2150 EUR

EUR 4 ordinary shares

SWAP

Long

27

126.1198 EUR

EUR 4 ordinary shares

SWAP

Long

51

125.8000 EUR

EUR 4 ordinary shares

SWAP

Long

87

125.6623 EUR

EUR 4 ordinary shares

SWAP

Long

101

125.2149 EUR

EUR 4 ordinary shares

SWAP

Long

185

125.7019 EUR

EUR 4 ordinary shares

SWAP

Long

224

124.8215 EUR

EUR 4 ordinary shares

CFD

Long

624

125.6491 EUR

EUR 4 ordinary shares

CFD

Long

1,196

124.6650 EUR

EUR 4 ordinary shares

CFD

Long

2,502

125.8314 EUR

EUR 4 ordinary shares

SWAP

Long

6,780

125.8074 EUR

EUR 4 ordinary shares

CFD

Long

20,328

124.6800 EUR

EUR 4 ordinary shares

SWAP

Long

49,258

125.1183 EUR

EUR 4 ordinary shares

CFD

Short

76

125.4000 EUR

EUR 4 ordinary shares

SWAP

Short

179

124.7049 EUR

EUR 4 ordinary shares

CFD

Short

392

125.7404 EUR

EUR 4 ordinary shares

CFD

Short

423

125.7270 EUR

EUR 4 ordinary shares

CFD

Short

519

125.4106 EUR

EUR 4 ordinary shares

CFD

Short

804

124.6788 EUR

EUR 4 ordinary shares

SWAP

Short

1,036

125.5200 EUR

EUR 4 ordinary shares

CFD

Short

1,233

125.4872 EUR

EUR 4 ordinary shares

SWAP

Short

21,176

124.8559 EUR

EUR 4 ordinary shares

CFD

Short

27,635

124.6800 EUR

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

16 Sep 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

SCHNEIDER ELECTRIC SE

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

EUR 4 ordinary shares

Put Options

Purchased

-30,000

120.0000

American

17 Mar 2023

EUR 4 ordinary shares

Put Options

Purchased

-30,000

120.0000

American

16 Dec 2022

EUR 4 ordinary shares

Futures

Selling

-120

164.7962

Z

16 Dec 2022

EUR 4 ordinary shares

Call Options

Written

-4,569,897

 

European

04 Jan 2023

EUR 4 ordinary shares

Call Options

Written

-4,443,170

 

European

28 Dec 2022

EUR 4 ordinary shares

Call Options

Written

-2,225,679

 

European

27 Dec 2022

EUR 4 ordinary shares

Call Options

Written

-275,490

 

European

24 Apr 2024

EUR 4 ordinary shares

Call Options

Written

-225,903

 

European

14 Feb 2023

EUR 4 ordinary shares

Call Options

Written

-216,637

 

European

11 Oct 2023

EUR 4 ordinary shares

Call Options

Written

-189,281

 

European

15 Feb 2023

EUR 4 ordinary shares

Call Options

Written

-30,000

140.0000

American

15 Dec 2023

EUR 4 ordinary shares

Put Options

Written

30,000

140.0000

American

15 Dec 2023

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
END
 
 
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