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Pin to quick picksBarclays Regulatory News (BARC)

Share Price Information for Barclays (BARC)

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Form 8.3 - NortonLifeLock Inc.

4 Aug 2022 11:36

RNS Number : 9575U
Barclays PLC
04 August 2022
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

03 Aug 2022

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing(if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,293,504

0.23%

1,439,026

0.25%

(2)

Cash-settled derivatives:

and/or controlled:

1,648,723

0.29%

3,757,122

0.66%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

73,200

0.01%

150,000

0.03%

TOTAL:

3,015,427

0.53%

5,346,148

0.94%

Class of relevant security:

Convertible Bond US668771AB40

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

2,458,000

0.43%

0

0.00%

(2)

Cash-settled derivatives:

and/or controlled:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

2,458,000

0.43%

0

0.00%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

37

26.0800 USD

USD 0.01 common

Purchase

40

26.6800 USD

USD 0.01 common

Purchase

51

26.7082 USD

USD 0.01 common

Purchase

54

26.3439 USD

USD 0.01 common

Purchase

95

26.6814 USD

USD 0.01 common

Purchase

100

26.2200 USD

USD 0.01 common

Purchase

100

26.2600 USD

USD 0.01 common

Purchase

100

26.3600 USD

USD 0.01 common

Purchase

100

26.1450 USD

USD 0.01 common

Purchase

108

26.6681 USD

USD 0.01 common

Purchase

219

25.6932 EUR

USD 0.01 common

Purchase

230

26.7321 USD

USD 0.01 common

Purchase

293

26.6000 USD

USD 0.01 common

Purchase

300

26.1300 USD

USD 0.01 common

Purchase

356

26.1000 USD

USD 0.01 common

Purchase

400

26.4500 USD

USD 0.01 common

Purchase

400

26.1462 USD

USD 0.01 common

Purchase

416

26.4017 USD

USD 0.01 common

Purchase

421

25.7241 EUR

USD 0.01 common

Purchase

452

26.4377 USD

USD 0.01 common

Purchase

469

26.5537 USD

USD 0.01 common

Purchase

484

26.5784 USD

USD 0.01 common

Purchase

500

26.1384 USD

USD 0.01 common

Purchase

500

26.1330 USD

USD 0.01 common

Purchase

600

26.1366 USD

USD 0.01 common

Purchase

600

26.1200 USD

USD 0.01 common

Purchase

600

26.2666 USD

USD 0.01 common

Purchase

600

26.1475 USD

USD 0.01 common

Purchase

645

26.1586 USD

USD 0.01 common

Purchase

676

26.5148 USD

USD 0.01 common

Purchase

800

26.1387 USD

USD 0.01 common

Purchase

824

26.4198 USD

USD 0.01 common

Purchase

840

26.1263 USD

USD 0.01 common

Purchase

1,000

26.4350 USD

USD 0.01 common

Purchase

1,121

26.5383 USD

USD 0.01 common

Purchase

1,158

26.1452 USD

USD 0.01 common

Purchase

1,228

26.6394 USD

USD 0.01 common

Purchase

1,261

26.4435 USD

USD 0.01 common

Purchase

1,278

26.6132 USD

USD 0.01 common

Purchase

1,334

26.3780 USD

USD 0.01 common

Purchase

1,390

26.5823 USD

USD 0.01 common

Purchase

1,400

26.1967 USD

USD 0.01 common

Purchase

1,627

26.5181 USD

USD 0.01 common

Purchase

1,788

26.4536 USD

USD 0.01 common

Purchase

1,851

26.4898 USD

USD 0.01 common

Purchase

2,218

26.1327 USD

USD 0.01 common

Purchase

2,320

26.3043 USD

USD 0.01 common

Purchase

2,344

26.1824 USD

USD 0.01 common

Purchase

2,500

26.3268 USD

USD 0.01 common

Purchase

2,528

26.3424 USD

USD 0.01 common

Purchase

2,660

26.6543 USD

USD 0.01 common

Purchase

2,812

26.5765 USD

USD 0.01 common

Purchase

2,851

26.4205 USD

USD 0.01 common

Purchase

3,195

26.4289 USD

USD 0.01 common

Purchase

3,470

26.3932 USD

USD 0.01 common

Purchase

3,538

26.6738 USD

USD 0.01 common

Purchase

3,620

26.1659 USD

USD 0.01 common

Purchase

3,729

26.3490 USD

USD 0.01 common

Purchase

3,800

26.1328 USD

USD 0.01 common

Purchase

3,900

26.2037 USD

USD 0.01 common

Purchase

4,240

26.4159 USD

USD 0.01 common

Purchase

4,529

26.5317 USD

USD 0.01 common

Purchase

5,090

26.6714 USD

USD 0.01 common

Purchase

5,286

26.3428 USD

USD 0.01 common

Purchase

5,306

26.6676 USD

USD 0.01 common

Purchase

5,567

26.1933 USD

USD 0.01 common

Purchase

7,077

26.4219 USD

USD 0.01 common

Purchase

7,501

26.7103 USD

USD 0.01 common

Purchase

7,739

26.1588 USD

USD 0.01 common

Purchase

10,966

26.3492 USD

USD 0.01 common

Purchase

11,385

26.3883 USD

USD 0.01 common

Purchase

12,708

26.7400 USD

USD 0.01 common

Purchase

18,885

26.4073 USD

USD 0.01 common

Purchase

19,114

26.3387 USD

USD 0.01 common

Purchase

30,904

26.6607 USD

USD 0.01 common

Purchase

41,093

26.3337 USD

USD 0.01 common

Purchase

59,169

26.4760 USD

USD 0.01 common

Purchase

70,000

26.2500 USD

USD 0.01 common

Purchase

70,230

26.3998 USD

USD 0.01 common

Purchase

72,000

26.4666 USD

USD 0.01 common

Purchase

72,000

26.5500 USD

USD 0.01 common

Purchase

74,070

26.3280 USD

USD 0.01 common

Purchase

98,644

26.6903 USD

USD 0.01 common

Purchase

181,416

26.3349 USD

USD 0.01 common

Purchase

219,906

26.1614 USD

USD 0.01 common

Purchase

251,193

26.4851 USD

USD 0.01 common

Purchase

260,523

26.4449 USD

USD 0.01 common

Purchase

345,234

26.3759 USD

USD 0.01 common

Purchase

408,000

26.3754 USD

USD 0.01 common

Sale

1

26.4700 USD

USD 0.01 common

Sale

31

26.1158 USD

USD 0.01 common

Sale

100

26.0100 USD

USD 0.01 common

Sale

100

26.7350 USD

USD 0.01 common

Sale

100

26.6100 USD

USD 0.01 common

Sale

101

26.5936 USD

USD 0.01 common

Sale

109

26.6021 USD

USD 0.01 common

Sale

130

26.7300 USD

USD 0.01 common

Sale

200

26.5800 USD

USD 0.01 common

Sale

200

26.4375 USD

USD 0.01 common

Sale

200

26.7800 USD

USD 0.01 common

Sale

200

26.7200 USD

USD 0.01 common

Sale

201

26.5837 USD

USD 0.01 common

Sale

205

26.7414 USD

USD 0.01 common

Sale

218

26.3345 USD

USD 0.01 common

Sale

219

25.6932 EUR

USD 0.01 common

Sale

300

26.3800 USD

USD 0.01 common

Sale

356

26.1000 USD

USD 0.01 common

Sale

400

26.6825 USD

USD 0.01 common

Sale

400

26.3312 USD

USD 0.01 common

Sale

400

26.7850 USD

USD 0.01 common

Sale

421

25.7241 EUR

USD 0.01 common

Sale

425

26.3441 USD

USD 0.01 common

Sale

433

26.6679 USD

USD 0.01 common

Sale

455

26.3232 USD

USD 0.01 common

Sale

474

26.6788 USD

USD 0.01 common

Sale

500

26.3460 USD

USD 0.01 common

Sale

500

26.6430 USD

USD 0.01 common

Sale

516

26.7070 USD

USD 0.01 common

Sale

525

26.5823 USD

USD 0.01 common

Sale

525

26.7377 USD

USD 0.01 common

Sale

638

26.3434 USD

USD 0.01 common

Sale

1,061

26.4348 USD

USD 0.01 common

Sale

1,062

26.3306 USD

USD 0.01 common

Sale

1,402

26.3375 USD

USD 0.01 common

Sale

1,816

26.0022 USD

USD 0.01 common

Sale

2,343

26.3319 USD

USD 0.01 common

Sale

2,480

26.5836 USD

USD 0.01 common

Sale

2,574

26.4342 USD

USD 0.01 common

Sale

2,660

26.6543 USD

USD 0.01 common

Sale

3,597

26.7211 USD

USD 0.01 common

Sale

3,625

26.5173 USD

USD 0.01 common

Sale

3,812

26.3300 USD

USD 0.01 common

Sale

3,979

26.4136 USD

USD 0.01 common

Sale

4,600

26.6726 USD

USD 0.01 common

Sale

4,775

26.5341 USD

USD 0.01 common

Sale

5,560

26.6682 USD

USD 0.01 common

Sale

5,712

26.4441 USD

USD 0.01 common

Sale

7,289

26.4323 USD

USD 0.01 common

Sale

7,300

26.5455 USD

USD 0.01 common

Sale

7,559

26.3451 USD

USD 0.01 common

Sale

8,236

26.4184 USD

USD 0.01 common

Sale

8,329

26.4023 USD

USD 0.01 common

Sale

9,144

26.5576 USD

USD 0.01 common

Sale

9,349

26.3025 USD

USD 0.01 common

Sale

10,000

26.6897 USD

USD 0.01 common

Sale

10,089

26.1473 USD

USD 0.01 common

Sale

10,712

26.6066 USD

USD 0.01 common

Sale

12,912

26.4254 USD

USD 0.01 common

Sale

13,455

26.4860 USD

USD 0.01 common

Sale

14,590

26.4016 USD

USD 0.01 common

Sale

14,942

26.3994 USD

USD 0.01 common

Sale

23,950

26.3785 USD

USD 0.01 common

Sale

25,295

26.3700 USD

USD 0.01 common

Sale

26,203

26.0000 USD

USD 0.01 common

Sale

36,347

26.3602 USD

USD 0.01 common

Sale

38,379

26.2710 USD

USD 0.01 common

Sale

42,166

26.4496 USD

USD 0.01 common

Sale

44,656

26.4226 USD

USD 0.01 common

Sale

67,061

26.5249 USD

USD 0.01 common

Sale

70,000

26.2500 USD

USD 0.01 common

Sale

75,075

26.4785 USD

USD 0.01 common

Sale

83,536

26.7400 USD

USD 0.01 common

Sale

91,988

26.4935 USD

USD 0.01 common

Sale

97,265

26.4706 USD

USD 0.01 common

Sale

144,200

26.5500 USD

USD 0.01 common

Sale

320,000

26.2012 USD

USD 0.01 common

Sale

320,714

26.4170 USD

USD 0.01 common

Sale

408,000

26.3755 USD

USD 0.01 common

Sale

408,000

26.3754 USD

(b)

Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

date

money

relevant

selling,

securities

per unit

paid/

security

varying etc

to which

received

option

per unit

relates

USD 0.01 common

Call Options

Selling

17,100

27.0000 USD

American

16 Sep 2022

1.0438 USD

USD 0.01 common

Put Options

Selling

17,100

25.0000 USD

American

16 Sep 2022

0.9105 USD

(ii)

Exercising

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

securities

unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

04 Aug 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2.

OPTIONS AND DERIVATIVES

Class

Product

Writing,

Number

Exercise

Type

Expiry

 

of

description

purchasing,

of

price

date

 

relevant

selling,

securities

per unit

 

security

varying etc

to which

 

option

 

relates

 

USD 0.01 common

Call Options

Purchased

56,100

25.0000

American

19 Aug 2022

 

USD 0.01 common

Call Options

Written

-112,200

28.0000

American

19 Aug 2022

 

USD 0.01 common

Call Options

Written

-20,700

27.0000

American

19 Aug 2022

 

USD 0.01 common

Call Options

Written

-17,100

27.0000

American

16 Sep 2022

 

USD 0.01 common

Put Options

Written

17,100

25.0000

American

16 Sep 2022

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

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