Last checked at 7 Jan 2021 12:33
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short | |
| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | MGM RESORTS INTERNATIONAL |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an | |
| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 06 January 2021 |
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
| disclosures in respect of any other party to the offer? | ENTAIN PLC | |
| GVC HLDGS PLC | ||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common | ||||
| Interests | Short Positions | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities owned | ||||
| and/or controlled: | 446,356 | 0.09% | 445,746 | 0.09% | |
(2) | Cash-settled derivatives: | ||||
335,406 | 0.07% | 0 | 0.00% | ||
(3) | Stock-settled derivatives (including options) | ||||
| and agreements to purchase/sell: | 996,000 | 0.20% | 633,000 | 0.13% | |
| TOTAL: | 1,777,762 | 0.36% | 1,078,746 | 0.22% | |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit |
| security | securities | ||
USD 0.01 common | Purchase | 7 | 31.0857 USD |
USD 0.01 common | Purchase | 7 | 31.0514 USD |
USD 0.01 common | Purchase | 9 | 31.0777 USD |
USD 0.01 common | Purchase | 12 | 31.6300 USD |
USD 0.01 common | Purchase | 27 | 31.0944 USD |
USD 0.01 common | Purchase | 32 | 31.1850 USD |
USD 0.01 common | Purchase | 98 | 31.0100 USD |
USD 0.01 common | Purchase | 100 | 31.6350 USD |
USD 0.01 common | Purchase | 100 | 31.1000 USD |
USD 0.01 common | Purchase | 100 | 30.9100 USD |
USD 0.01 common | Purchase | 103 | 31.0575 USD |
USD 0.01 common | Purchase | 107 | 31.5678 USD |
USD 0.01 common | Purchase | 128 | 31.0862 USD |
USD 0.01 common | Purchase | 128 | 31.1425 USD |
USD 0.01 common | Purchase | 131 | 30.7616 USD |
USD 0.01 common | Purchase | 140 | 31.0395 USD |
USD 0.01 common | Purchase | 140 | 31.0603 USD |
USD 0.01 common | Purchase | 142 | 31.0739 USD |
USD 0.01 common | Purchase | 192 | 31.1225 USD |
USD 0.01 common | Purchase | 352 | 31.1495 USD |
USD 0.01 common | Purchase | 388 | 31.1112 USD |
USD 0.01 common | Purchase | 510 | 31.1591 USD |
USD 0.01 common | Purchase | 600 | 30.9958 USD |
USD 0.01 common | Purchase | 652 | 31.1151 USD |
USD 0.01 common | Purchase | 801 | 31.0597 USD |
USD 0.01 common | Purchase | 891 | 31.1208 USD |
USD 0.01 common | Purchase | 1,353 | 30.8724 USD |
USD 0.01 common | Purchase | 1,600 | 30.8406 USD |
USD 0.01 common | Purchase | 2,122 | 30.9381 USD |
USD 0.01 common | Purchase | 2,982 | 31.1838 USD |
USD 0.01 common | Purchase | 4,959 | 31.0370 USD |
USD 0.01 common | Purchase | 8,558 | 31.0707 USD |
USD 0.01 common | Purchase | 9,360 | 31.3920 USD |
USD 0.01 common | Purchase | 11,311 | 31.0039 USD |
USD 0.01 common | Purchase | 11,360 | 31.0880 USD |
USD 0.01 common | Purchase | 16,711 | 31.0677 USD |
USD 0.01 common | Purchase | 19,886 | 31.0750 USD |
USD 0.01 common | Purchase | 20,749 | 30.9829 USD |
USD 0.01 common | Purchase | 29,189 | 31.0487 USD |
USD 0.01 common | Purchase | 29,301 | 31.0897 USD |
USD 0.01 common | Purchase | 33,164 | 31.0484 USD |
USD 0.01 common | Purchase | 36,714 | 31.1015 USD |
USD 0.01 common | Purchase | 40,809 | 30.9762 USD |
USD 0.01 common | Purchase | 44,692 | 31.1800 USD |
USD 0.01 common | Purchase | 59,770 | 31.0779 USD |
USD 0.01 common | Purchase | 95,892 | 30.9972 USD |
USD 0.01 common | Purchase | 117,644 | 31.1954 USD |
USD 0.01 common | Purchase | 180,271 | 31.1552 USD |
USD 0.01 common | Sale | 100 | 31.0700 USD |
USD 0.01 common | Sale | 100 | 31.4100 USD |
USD 0.01 common | Sale | 100 | 31.2200 USD |
USD 0.01 common | Sale | 100 | 31.1250 USD |
USD 0.01 common | Sale | 100 | 31.4500 USD |
USD 0.01 common | Sale | 100 | 31.0400 USD |
USD 0.01 common | Sale | 174 | 31.0542 USD |
USD 0.01 common | Sale | 200 | 30.8500 USD |
USD 0.01 common | Sale | 200 | 31.0200 USD |
USD 0.01 common | Sale | 200 | 31.1200 USD |
USD 0.01 common | Sale | 200 | 30.7950 USD |
USD 0.01 common | Sale | 295 | 31.0500 USD |
USD 0.01 common | Sale | 300 | 30.9166 USD |
USD 0.01 common | Sale | 300 | 31.1600 USD |
USD 0.01 common | Sale | 303 | 31.2728 USD |
USD 0.01 common | Sale | 397 | 31.3308 USD |
USD 0.01 common | Sale | 400 | 31.0975 USD |
USD 0.01 common | Sale | 400 | 30.9750 USD |
USD 0.01 common | Sale | 400 | 31.0462 USD |
USD 0.01 common | Sale | 400 | 31.1862 USD |
USD 0.01 common | Sale | 500 | 30.9869 USD |
USD 0.01 common | Sale | 500 | 31.5460 USD |
USD 0.01 common | Sale | 531 | 31.1233 USD |
USD 0.01 common | Sale | 531 | 31.0178 USD |
USD 0.01 common | Sale | 600 | 30.9958 USD |
USD 0.01 common | Sale | 649 | 31.1090 USD |
USD 0.01 common | Sale | 709 | 31.0600 USD |
USD 0.01 common | Sale | 770 | 30.8779 USD |
USD 0.01 common | Sale | 781 | 31.2107 USD |
USD 0.01 common | Sale | 885 | 31.0513 USD |
USD 0.01 common | Sale | 900 | 30.9711 USD |
USD 0.01 common | Sale | 1,003 | 31.0770 USD |
USD 0.01 common | Sale | 1,152 | 30.9385 USD |
USD 0.01 common | Sale | 1,293 | 31.4031 USD |
USD 0.01 common | Sale | 1,300 | 30.9796 USD |
USD 0.01 common | Sale | 1,300 | 31.0607 USD |
USD 0.01 common | Sale | 1,302 | 31.0454 USD |
USD 0.01 common | Sale | 1,304 | 31.1898 USD |
USD 0.01 common | Sale | 1,400 | 31.0657 USD |
USD 0.01 common | Sale | 1,475 | 31.0756 USD |
USD 0.01 common | Sale | 1,500 | 31.1380 USD |
USD 0.01 common | Sale | 1,600 | 31.1462 USD |
USD 0.01 common | Sale | 1,700 | 31.4011 USD |
USD 0.01 common | Sale | 1,700 | 31.0835 USD |
USD 0.01 common | Sale | 1,800 | 31.0650 USD |
USD 0.01 common | Sale | 1,867 | 31.4157 USD |
USD 0.01 common | Sale | 1,908 | 31.0475 USD |
USD 0.01 common | Sale | 2,045 | 31.0518 USD |
USD 0.01 common | Sale | 2,100 | 31.2723 USD |
USD 0.01 common | Sale | 3,210 | 31.0845 USD |
USD 0.01 common | Sale | 3,300 | 31.3910 USD |
USD 0.01 common | Sale | 3,700 | 30.9056 USD |
USD 0.01 common | Sale | 3,737 | 31.0000 USD |
USD 0.01 common | Sale | 5,500 | 31.0244 USD |
USD 0.01 common | Sale | 6,869 | 31.0467 USD |
USD 0.01 common | Sale | 7,200 | 30.8645 USD |
USD 0.01 common | Sale | 8,234 | 31.2443 USD |
USD 0.01 common | Sale | 8,600 | 30.8670 USD |
USD 0.01 common | Sale | 10,535 | 31.0787 USD |
USD 0.01 common | Sale | 11,385 | 31.1272 USD |
USD 0.01 common | Sale | 17,964 | 31.0426 USD |
USD 0.01 common | Sale | 18,392 | 31.1326 USD |
USD 0.01 common | Sale | 26,373 | 31.1415 USD |
USD 0.01 common | Sale | 35,543 | 31.0852 USD |
USD 0.01 common | Sale | 36,527 | 31.0260 USD |
USD 0.01 common | Sale | 42,756 | 31.1800 USD |
USD 0.01 common | Sale | 48,069 | 31.1351 USD |
USD 0.01 common | Sale | 60,336 | 31.2226 USD |
USD 0.01 common | Sale | 385,937 | 31.0836 USD |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per |
relevant | description |
| reference | unit |
security |
|
| securities |
|
USD 0.01 common | SWAP | Long | 12,400 | 31.0942 USD |
USD 0.01 common | SWAP | Long | 22,754 | 30.8395 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 7 Jan 2021 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. |
| are being disclosed: | |
| Name of offeror/offeree in relation to whose | MGM RESORTS INTERNATIONAL |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry |
of | description | purchasing, | of | price |
| date |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| option |
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| relates |
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USD 0.01 common | Call Options | Purchased | 10,500 | 20.0000 | American | 15 Jan 2021 |
USD 0.01 common | Call Options | Purchased | 15,800 | 20.0000 | American | 21 Jan 2022 |
USD 0.01 common | Call Options | Purchased | 99,800 | 15.0000 | American | 15 Jan 2021 |
USD 0.01 common | Call Options | Purchased | 185,100 | 18.0000 | American | 15 Jan 2021 |
USD 0.01 common | Call Options | Written | -244,000 | 23.0000 | American | 15 Jan 2021 |
USD 0.01 common | Call Options | Written | -31,600 | 40.0000 | American | 21 Jan 2022 |
USD 0.01 common | Put Options | Purchased | -120,000 | 27.0000 | American | 18 Jun 2021 |
USD 0.01 common | Put Options | Purchased | -100,000 | 26.0000 | American | 19 Mar 2021 |
USD 0.01 common | Put Options | Purchased | -99,400 | 20.0000 | American | 15 Jan 2021 |
USD 0.01 common | Put Options | Purchased | -31,000 | 27.0000 | American | 15 Jan 2021 |
USD 0.01 common | Put Options | Purchased | -5,700 | 5.0000 | American | 15 Jan 2021 |
USD 0.01 common | Put Options | Purchased | -1,300 | 18.0000 | American | 18 Jun 2021 |
USD 0.01 common | Put Options | Written | 120,000 | 20.0000 | American | 18 Jun 2021 |
USD 0.01 common | Put Options | Written | 125,000 | 10.0000 | American | 15 Jan 2021 |
USD 0.01 common | Put Options | Written | 200,000 | 35.0000 | American | 15 Jan 2021 |
USD 0.01 common | Put Options | Written | 239,800 | 30.0000 | American | 15 Jan 2021 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
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It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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