18 Jan 2021 12:15
FORM 8.3
Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. |
(b) | Owner or controller of interest and short | |
positions disclosed, if different from 1(a): | ||
(c) | Name of offeror/offeree in relation to whose | MGM RESORTS INTERNATIONAL |
relevant securities this form relates: | ||
(d) | If an exempt fund manager connected with an | |
offeror/offeree, state this and specify identity of | ||
offeror/offeree: | ||
(e) | Date position held/dealing undertaken: | 14 January 2021 |
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
disclosures in respect of any other party to the offer? | ENTAIN PLC | |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | USD 0.01 common | ||||
Interests | Short Positions | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities owned |
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and/or controlled: | 550,610 | 0.11% | 757,096 | 0.15% | |
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(2) | Cash-settled derivatives: |
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771,753 | 0.16% | 0 | 0.00% | ||
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 1,021,000 | 0.21% | 633,000 | 0.13% | |
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(4) |
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TOTAL: | 2,343,363 | 0.47% | 1,390,096 | 0.28% | |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit |
security | securities | ||
USD 0.01 common | Purchase | 100 | 30.0100 USD |
USD 0.01 common | Purchase | 100 | 30.2000 USD |
USD 0.01 common | Purchase | 100 | 30.2700 USD |
USD 0.01 common | Purchase | 100 | 30.0500 USD |
USD 0.01 common | Purchase | 100 | 30.2850 USD |
USD 0.01 common | Purchase | 126 | 30.1670 USD |
USD 0.01 common | Purchase | 200 | 29.9450 USD |
USD 0.01 common | Purchase | 200 | 30.2875 USD |
USD 0.01 common | Purchase | 200 | 30.0550 USD |
USD 0.01 common | Purchase | 300 | 30.3000 USD |
USD 0.01 common | Purchase | 400 | 30.2775 USD |
USD 0.01 common | Purchase | 425 | 30.2104 USD |
USD 0.01 common | Purchase | 505 | 30.1655 USD |
USD 0.01 common | Purchase | 537 | 30.1709 USD |
USD 0.01 common | Purchase | 600 | 30.0925 USD |
USD 0.01 common | Purchase | 700 | 30.2771 USD |
USD 0.01 common | Purchase | 779 | 30.1819 USD |
USD 0.01 common | Purchase | 881 | 30.1646 USD |
USD 0.01 common | Purchase | 1,000 | 30.0960 USD |
USD 0.01 common | Purchase | 1,100 | 30.0690 USD |
USD 0.01 common | Purchase | 1,402 | 30.1817 USD |
USD 0.01 common | Purchase | 1,468 | 30.0765 USD |
USD 0.01 common | Purchase | 1,677 | 30.0988 USD |
USD 0.01 common | Purchase | 1,700 | 30.2929 USD |
USD 0.01 common | Purchase | 1,720 | 30.0566 USD |
USD 0.01 common | Purchase | 1,932 | 30.0497 USD |
USD 0.01 common | Purchase | 2,272 | 30.1972 USD |
USD 0.01 common | Purchase | 2,400 | 30.2825 USD |
USD 0.01 common | Purchase | 2,425 | 30.1717 USD |
USD 0.01 common | Purchase | 2,700 | 30.0429 USD |
USD 0.01 common | Purchase | 2,800 | 30.0282 USD |
USD 0.01 common | Purchase | 4,453 | 30.0544 USD |
USD 0.01 common | Purchase | 5,007 | 30.2370 USD |
USD 0.01 common | Purchase | 5,135 | 30.0845 USD |
USD 0.01 common | Purchase | 6,659 | 30.0376 USD |
USD 0.01 common | Purchase | 7,530 | 30.0596 USD |
USD 0.01 common | Purchase | 7,813 | 30.0724 USD |
USD 0.01 common | Purchase | 8,327 | 30.1403 USD |
USD 0.01 common | Purchase | 8,664 | 30.0458 USD |
USD 0.01 common | Purchase | 8,675 | 30.1300 USD |
USD 0.01 common | Purchase | 12,867 | 30.1488 USD |
USD 0.01 common | Purchase | 14,917 | 30.0955 USD |
USD 0.01 common | Purchase | 16,996 | 30.0772 USD |
USD 0.01 common | Purchase | 20,185 | 30.2102 USD |
USD 0.01 common | Purchase | 22,722 | 30.1548 USD |
USD 0.01 common | Purchase | 32,098 | 30.2800 USD |
USD 0.01 common | Purchase | 35,578 | 30.1253 USD |
USD 0.01 common | Purchase | 38,510 | 30.1443 USD |
USD 0.01 common | Purchase | 48,314 | 30.1164 USD |
USD 0.01 common | Purchase | 131,513 | 30.2029 USD |
USD 0.01 common | Purchase | 135,612 | 30.1885 USD |
USD 0.01 common | Sale | 51 | 30.1100 USD |
USD 0.01 common | Sale | 100 | 30.0050 USD |
USD 0.01 common | Sale | 100 | 30.2400 USD |
USD 0.01 common | Sale | 200 | 30.1900 USD |
USD 0.01 common | Sale | 200 | 30.0825 USD |
USD 0.01 common | Sale | 200 | 30.2750 USD |
USD 0.01 common | Sale | 201 | 29.9950 USD |
USD 0.01 common | Sale | 237 | 30.1950 USD |
USD 0.01 common | Sale | 300 | 30.0700 USD |
USD 0.01 common | Sale | 300 | 29.9800 USD |
USD 0.01 common | Sale | 300 | 30.0350 USD |
USD 0.01 common | Sale | 400 | 30.0875 USD |
USD 0.01 common | Sale | 500 | 30.0880 USD |
USD 0.01 common | Sale | 600 | 30.0833 USD |
USD 0.01 common | Sale | 630 | 30.0690 USD |
USD 0.01 common | Sale | 688 | 30.0827 USD |
USD 0.01 common | Sale | 700 | 30.0450 USD |
USD 0.01 common | Sale | 777 | 30.0721 USD |
USD 0.01 common | Sale | 841 | 30.0199 USD |
USD 0.01 common | Sale | 879 | 30.0815 USD |
USD 0.01 common | Sale | 900 | 30.0438 USD |
USD 0.01 common | Sale | 938 | 30.0575 USD |
USD 0.01 common | Sale | 993 | 30.0792 USD |
USD 0.01 common | Sale | 996 | 30.1962 USD |
USD 0.01 common | Sale | 1,000 | 30.0895 USD |
USD 0.01 common | Sale | 1,000 | 30.0530 USD |
USD 0.01 common | Sale | 1,000 | 30.2090 USD |
USD 0.01 common | Sale | 1,300 | 30.0930 USD |
USD 0.01 common | Sale | 1,300 | 29.9807 USD |
USD 0.01 common | Sale | 1,500 | 30.0776 USD |
USD 0.01 common | Sale | 1,554 | 29.9806 USD |
USD 0.01 common | Sale | 1,595 | 30.0722 USD |
USD 0.01 common | Sale | 1,600 | 30.1768 USD |
USD 0.01 common | Sale | 1,820 | 30.0909 USD |
USD 0.01 common | Sale | 1,887 | 30.1213 USD |
USD 0.01 common | Sale | 1,901 | 30.0621 USD |
USD 0.01 common | Sale | 1,919 | 30.0760 USD |
USD 0.01 common | Sale | 1,922 | 30.0751 USD |
USD 0.01 common | Sale | 2,054 | 30.0723 USD |
USD 0.01 common | Sale | 2,085 | 30.0707 USD |
USD 0.01 common | Sale | 2,400 | 30.1845 USD |
USD 0.01 common | Sale | 3,501 | 29.9820 USD |
USD 0.01 common | Sale | 3,871 | 30.1214 USD |
USD 0.01 common | Sale | 3,990 | 30.0693 USD |
USD 0.01 common | Sale | 4,300 | 29.9926 USD |
USD 0.01 common | Sale | 4,662 | 29.9914 USD |
USD 0.01 common | Sale | 4,990 | 30.1495 USD |
USD 0.01 common | Sale | 5,300 | 29.9856 USD |
USD 0.01 common | Sale | 6,000 | 30.2853 USD |
USD 0.01 common | Sale | 6,537 | 30.0837 USD |
USD 0.01 common | Sale | 10,739 | 30.1249 USD |
USD 0.01 common | Sale | 10,828 | 30.0032 USD |
USD 0.01 common | Sale | 11,253 | 30.1747 USD |
USD 0.01 common | Sale | 11,590 | 30.1360 USD |
USD 0.01 common | Sale | 27,430 | 30.1441 USD |
USD 0.01 common | Sale | 28,261 | 30.1540 USD |
USD 0.01 common | Sale | 29,200 | 30.2800 USD |
USD 0.01 common | Sale | 30,079 | 30.1524 USD |
USD 0.01 common | Sale | 37,990 | 30.2295 USD |
USD 0.01 common | Sale | 56,101 | 30.2134 USD |
USD 0.01 common | Sale | 61,406 | 30.1097 USD |
USD 0.01 common | Sale | 96,297 | 30.2636 USD |
USD 0.01 common | Sale | 113,824 | 30.1141 USD |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per |
relevant | description | reference | unit | |
security | securities | |||
USD 0.01 common | SWAP | Long | 1,140 | 30.2800 USD |
USD 0.01 common | SWAP | Long | 11,400 | 30.0421 USD |
USD 0.01 common | SWAP | Long | 32,016 | 29.9605 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | 18 Jan 2021 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. |
are being disclosed: | |
Name of offeror/offeree in relation to whose | MGM RESORTS INTERNATIONAL |
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry |
of | description | purchasing, | of | price | date | |
relevant | selling, | securities | per unit | |||
security | varying etc | to which | ||||
option | ||||||
| relates |
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USD 0.01 common | Call Options | Purchased | 10,500 | 20.0000 | American | 15 Jan 2021 |
USD 0.01 common | Call Options | Purchased | 15,800 | 20.0000 | American | 21 Jan 2022 |
USD 0.01 common | Call Options | Purchased | 25,000 | 31.0000 | American | 15 Jan 2021 |
USD 0.01 common | Call Options | Purchased | 99,800 | 15.0000 | American | 15 Jan 2021 |
USD 0.01 common | Call Options | Purchased | 185,100 | 18.0000 | American | 15 Jan 2021 |
USD 0.01 common | Call Options | Written | -244,000 | 23.0000 | American | 15 Jan 2021 |
USD 0.01 common | Call Options | Written | -31,600 | 40.0000 | American | 21 Jan 2022 |
USD 0.01 common | Put Options | Purchased | -120,000 | 27.0000 | American | 18 Jun 2021 |
USD 0.01 common | Put Options | Purchased | -100,000 | 26.0000 | American | 19 Mar 2021 |
USD 0.01 common | Put Options | Purchased | -99,400 | 20.0000 | American | 15 Jan 2021 |
USD 0.01 common | Put Options | Purchased | -31,000 | 27.0000 | American | 15 Jan 2021 |
USD 0.01 common | Put Options | Purchased | -5,700 | 5.0000 | American | 15 Jan 2021 |
USD 0.01 common | Put Options | Purchased | -1,300 | 18.0000 | American | 18 Jun 2021 |
USD 0.01 common | Put Options | Written | 120,000 | 20.0000 | American | 18 Jun 2021 |
USD 0.01 common | Put Options | Written | 125,000 | 10.0000 | American | 15 Jan 2021 |
USD 0.01 common | Put Options | Written | 200,000 | 35.0000 | American | 15 Jan 2021 |
USD 0.01 common | Put Options | Written | 239,800 | 30.0000 | American | 15 Jan 2021 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
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It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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