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Pin to quick picksBarclays Regulatory News (BARC)

Share Price Information for Barclays (BARC)

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Share Price: 202.35
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Change: 1.35 (0.67%)
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Form 8.3 - EMIS Group plc

8 Mar 2023 11:20

RNS Number : 3174S
Barclays PLC
08 March 2023
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

EMIS GROUP PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

07 Mar 2023

(f)

In addition to the company in 1(c) above, is the discloser making

NO

 

 

 

disclosures in respect of any other party to the offer?

 

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

1p ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

3,459,831

5.46%

280,318

0.44%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

271,854

0.43%

3,450,815

5.45%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

3,731,685

5.89%

3,731,133

5.89%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

1p ordinary

Purchase

10

18.4300 GBP

1p ordinary

Purchase

13

18.4100 GBP

1p ordinary

Purchase

94

18.3790 GBP

1p ordinary

Purchase

152

18.4400 GBP

1p ordinary

Purchase

340

18.4200 GBP

1p ordinary

Purchase

500

18.4041 GBP

1p ordinary

Purchase

920

18.4356 GBP

1p ordinary

Purchase

4,111

18.4240 GBP

1p ordinary

Purchase

12,230

18.4312 GBP

1p ordinary

Purchase

20,000

18.4218 GBP

1p ordinary

Purchase

20,000

18.4392 GBP

1p ordinary

Purchase

25,000

18.4093 GBP

1p ordinary

Purchase

28,467

18.4199 GBP

1p ordinary

Purchase

200,000

18.3800 GBP

1p ordinary

Sale

94

18.3800 GBP

1p ordinary

Sale

152

18.4400 GBP

1p ordinary

Sale

293

18.4430 GBP

1p ordinary

Sale

340

18.4200 GBP

1p ordinary

Sale

673

18.4066 GBP

1p ordinary

Sale

3,170

18.3809 GBP

1p ordinary

Sale

20,000

18.4555 GBP

1p ordinary

Sale

20,000

18.4181 GBP

1p ordinary

Sale

41,237

18.4385 GBP

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

1p ordinary

SWAP

Long

36

18.3801 GBP

1p ordinary

SWAP

Long

1,214

18.4173 GBP

1p ordinary

SWAP

Long

20,000

18.4181 GBP

1p ordinary

SWAP

Long

20,000

18.4555 GBP

1p ordinary

SWAP

Long

41,219

18.4385 GBP

1p ordinary

SWAP

Short

18

18.3801 GBP

1p ordinary

SWAP

Short

287

18.4327 GBP

1p ordinary

CFD

Short

340

18.4200 GBP

1p ordinary

SWAP

Short

500

18.4041 GBP

1p ordinary

SWAP

Short

666

18.4298 GBP

1p ordinary

SWAP

Short

852

18.4248 GBP

1p ordinary

SWAP

Short

1,688

18.4239 GBP

1p ordinary

SWAP

Short

2,239

18.4238 GBP

1p ordinary

SWAP

Short

2,805

18.4280 GBP

1p ordinary

SWAP

Short

3,900

18.4278 GBP

1p ordinary

SWAP

Short

4,345

18.4473 GBP

1p ordinary

SWAP

Short

4,877

18.4503 GBP

1p ordinary

SWAP

Short

9,765

18.4188 GBP

1p ordinary

SWAP

Short

10,969

18.4161 GBP

1p ordinary

SWAP

Short

20,000

18.4392 GBP

1p ordinary

SWAP

Short

20,000

18.4218 GBP

1p ordinary

SWAP

Short

25,000

18.4093 GBP

1p ordinary

SWAP

Short

200,000

18.3800 GBP

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

08 Mar 2023

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 
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