Last checked at 18 Oct 2021 11:28
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short |
|
| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | DRAFTKINGS INC |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an |
|
| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 15 October 2021 |
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
| disclosures in respect of any other party to the offer? | ENTAIN PLC | |
GVC HLDGS PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.0001 class A common | ||||
| Interests | Short Positions | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities owned | ||||
| and/or controlled: | 612,123 | 0.15% | 438,574 | 0.11% | |
(2) | Cash-settled derivatives: | ||||
21,805 | 0.01% | 0 | 0.00% | ||
(3) | Stock-settled derivatives (including options) | ||||
| and agreements to purchase/sell: | 2,500,261 | 0.62% | 1,413,361 | 0.35% | |
| TOTAL: | 3,134,189 | 0.77% | 1,851,935 | 0.46% | |
| Class of relevant security: | Convertible Bond US26142RAA23 | ||||
| Interests | Short Positions | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities owned | ||||
| and/or controlled: | 0 | 0.00% | 206,000 | 0.05% | |
(2) | Cash-settled derivatives: | ||||
0 | 0.00% | 0 | 0.00% | ||
(3) | Stock-settled derivatives (including options) | ||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |
| TOTAL: | 0 | 0.00% | 206,000 | 0.05% | |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
|
Details, including nature of the rights concerned and relevant percentages: |
|
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit |
security |
| securities |
|
USD 0.0001 class A common | Purchase | 37 | 48.0443 USD |
USD 0.0001 class A common | Purchase | 40 | 48.4800 USD |
USD 0.0001 class A common | Purchase | 43 | 48.5917 USD |
USD 0.0001 class A common | Purchase | 65 | 48.6400 USD |
USD 0.0001 class A common | Purchase | 73 | 48.0346 USD |
USD 0.0001 class A common | Purchase | 91 | 49.4600 USD |
USD 0.0001 class A common | Purchase | 98 | 48.0986 USD |
USD 0.0001 class A common | Purchase | 100 | 48.8700 USD |
USD 0.0001 class A common | Purchase | 100 | 48.1550 USD |
USD 0.0001 class A common | Purchase | 100 | 48.0600 USD |
USD 0.0001 class A common | Purchase | 100 | 49.0500 USD |
USD 0.0001 class A common | Purchase | 100 | 47.9500 USD |
USD 0.0001 class A common | Purchase | 100 | 47.9900 USD |
USD 0.0001 class A common | Purchase | 100 | 48.0300 USD |
USD 0.0001 class A common | Purchase | 109 | 47.9800 USD |
USD 0.0001 class A common | Purchase | 112 | 49.4321 USD |
USD 0.0001 class A common | Purchase | 134 | 48.2071 USD |
USD 0.0001 class A common | Purchase | 150 | 49.0533 USD |
USD 0.0001 class A common | Purchase | 187 | 48.5913 USD |
USD 0.0001 class A common | Purchase | 200 | 48.7475 USD |
USD 0.0001 class A common | Purchase | 200 | 49.0900 USD |
USD 0.0001 class A common | Purchase | 202 | 48.9008 USD |
USD 0.0001 class A common | Purchase | 221 | 48.7491 USD |
USD 0.0001 class A common | Purchase | 274 | 48.4507 USD |
USD 0.0001 class A common | Purchase | 300 | 48.0400 USD |
USD 0.0001 class A common | Purchase | 300 | 49.1466 USD |
USD 0.0001 class A common | Purchase | 309 | 48.5220 USD |
USD 0.0001 class A common | Purchase | 321 | 49.0265 USD |
USD 0.0001 class A common | Purchase | 338 | 48.4493 USD |
USD 0.0001 class A common | Purchase | 338 | 48.3645 USD |
USD 0.0001 class A common | Purchase | 355 | 49.2023 USD |
USD 0.0001 class A common | Purchase | 400 | 48.9875 USD |
USD 0.0001 class A common | Purchase | 479 | 48.7626 USD |
USD 0.0001 class A common | Purchase | 493 | 48.6732 USD |
USD 0.0001 class A common | Purchase | 502 | 48.4345 USD |
USD 0.0001 class A common | Purchase | 509 | 48.5828 USD |
USD 0.0001 class A common | Purchase | 562 | 48.5931 USD |
USD 0.0001 class A common | Purchase | 600 | 49.1241 USD |
USD 0.0001 class A common | Purchase | 700 | 49.2057 USD |
USD 0.0001 class A common | Purchase | 709 | 49.0931 USD |
USD 0.0001 class A common | Purchase | 775 | 49.1054 USD |
USD 0.0001 class A common | Purchase | 800 | 49.1542 USD |
USD 0.0001 class A common | Purchase | 800 | 49.1650 USD |
USD 0.0001 class A common | Purchase | 836 | 48.5083 USD |
USD 0.0001 class A common | Purchase | 930 | 48.3376 USD |
USD 0.0001 class A common | Purchase | 980 | 48.5053 USD |
USD 0.0001 class A common | Purchase | 1,011 | 49.1458 USD |
USD 0.0001 class A common | Purchase | 1,100 | 49.2227 USD |
USD 0.0001 class A common | Purchase | 1,300 | 49.4000 USD |
USD 0.0001 class A common | Purchase | 1,900 | 49.2000 USD |
USD 0.0001 class A common | Purchase | 2,321 | 49.2004 USD |
USD 0.0001 class A common | Purchase | 2,377 | 48.9535 USD |
USD 0.0001 class A common | Purchase | 2,503 | 49.0387 USD |
USD 0.0001 class A common | Purchase | 3,100 | 49.1893 USD |
USD 0.0001 class A common | Purchase | 3,997 | 48.6745 USD |
USD 0.0001 class A common | Purchase | 4,000 | 48.4390 USD |
USD 0.0001 class A common | Purchase | 4,800 | 48.5501 USD |
USD 0.0001 class A common | Purchase | 4,832 | 49.0145 USD |
USD 0.0001 class A common | Purchase | 7,320 | 48.1215 USD |
USD 0.0001 class A common | Purchase | 9,639 | 48.7006 USD |
USD 0.0001 class A common | Purchase | 16,275 | 48.6418 USD |
USD 0.0001 class A common | Purchase | 17,141 | 48.0800 USD |
USD 0.0001 class A common | Purchase | 17,304 | 48.5310 USD |
USD 0.0001 class A common | Purchase | 21,980 | 48.1985 USD |
USD 0.0001 class A common | Purchase | 23,632 | 48.5884 USD |
USD 0.0001 class A common | Purchase | 24,444 | 48.5711 USD |
USD 0.0001 class A common | Purchase | 24,890 | 48.9750 USD |
USD 0.0001 class A common | Purchase | 56,094 | 48.4737 USD |
USD 0.0001 class A common | Purchase | 69,749 | 48.9422 USD |
USD 0.0001 class A common | Purchase | 75,562 | 48.4595 USD |
USD 0.0001 class A common | Purchase | 105,165 | 48.6436 USD |
USD 0.0001 class A common | Purchase | 192,966 | 48.5741 USD |
USD 0.0001 class A common | Sale | 1 | 49.0100 USD |
USD 0.0001 class A common | Sale | 5 | 48.8240 USD |
USD 0.0001 class A common | Sale | 6 | 48.1800 USD |
USD 0.0001 class A common | Sale | 9 | 48.7277 USD |
USD 0.0001 class A common | Sale | 9 | 48.0900 USD |
USD 0.0001 class A common | Sale | 15 | 48.1260 USD |
USD 0.0001 class A common | Sale | 15 | 48.5560 USD |
USD 0.0001 class A common | Sale | 19 | 48.5547 USD |
USD 0.0001 class A common | Sale | 21 | 48.2857 USD |
USD 0.0001 class A common | Sale | 24 | 48.5806 USD |
USD 0.0001 class A common | Sale | 26 | 48.9692 USD |
USD 0.0001 class A common | Sale | 36 | 48.1875 USD |
USD 0.0001 class A common | Sale | 36 | 48.0783 USD |
USD 0.0001 class A common | Sale | 55 | 48.7665 USD |
USD 0.0001 class A common | Sale | 63 | 48.1342 USD |
USD 0.0001 class A common | Sale | 66 | 48.3190 USD |
USD 0.0001 class A common | Sale | 100 | 48.4900 USD |
USD 0.0001 class A common | Sale | 100 | 47.9800 USD |
USD 0.0001 class A common | Sale | 100 | 48.0500 USD |
USD 0.0001 class A common | Sale | 106 | 48.0350 USD |
USD 0.0001 class A common | Sale | 107 | 48.1247 USD |
USD 0.0001 class A common | Sale | 112 | 48.4946 USD |
USD 0.0001 class A common | Sale | 120 | 48.1662 USD |
USD 0.0001 class A common | Sale | 144 | 48.5633 USD |
USD 0.0001 class A common | Sale | 160 | 48.7460 USD |
USD 0.0001 class A common | Sale | 162 | 48.1227 USD |
USD 0.0001 class A common | Sale | 180 | 48.5864 USD |
USD 0.0001 class A common | Sale | 200 | 48.0200 USD |
USD 0.0001 class A common | Sale | 200 | 48.0400 USD |
USD 0.0001 class A common | Sale | 200 | 48.0450 USD |
USD 0.0001 class A common | Sale | 241 | 48.0517 USD |
USD 0.0001 class A common | Sale | 300 | 48.7166 USD |
USD 0.0001 class A common | Sale | 300 | 49.5300 USD |
USD 0.0001 class A common | Sale | 400 | 49.1462 USD |
USD 0.0001 class A common | Sale | 408 | 49.2510 USD |
USD 0.0001 class A common | Sale | 436 | 49.2829 USD |
USD 0.0001 class A common | Sale | 460 | 48.8598 USD |
USD 0.0001 class A common | Sale | 565 | 48.0824 USD |
USD 0.0001 class A common | Sale | 597 | 49.0129 USD |
USD 0.0001 class A common | Sale | 600 | 48.0233 USD |
USD 0.0001 class A common | Sale | 600 | 48.3041 USD |
USD 0.0001 class A common | Sale | 630 | 49.0632 USD |
USD 0.0001 class A common | Sale | 672 | 49.1121 USD |
USD 0.0001 class A common | Sale | 700 | 48.0114 USD |
USD 0.0001 class A common | Sale | 701 | 48.5171 USD |
USD 0.0001 class A common | Sale | 721 | 48.8672 USD |
USD 0.0001 class A common | Sale | 1,000 | 49.3610 USD |
USD 0.0001 class A common | Sale | 1,000 | 48.5310 USD |
USD 0.0001 class A common | Sale | 1,191 | 48.1866 USD |
USD 0.0001 class A common | Sale | 1,236 | 48.5286 USD |
USD 0.0001 class A common | Sale | 1,417 | 48.5398 USD |
USD 0.0001 class A common | Sale | 1,900 | 48.7942 USD |
USD 0.0001 class A common | Sale | 2,358 | 49.0695 USD |
USD 0.0001 class A common | Sale | 2,610 | 48.8808 USD |
USD 0.0001 class A common | Sale | 3,873 | 48.6390 USD |
USD 0.0001 class A common | Sale | 4,735 | 49.1989 USD |
USD 0.0001 class A common | Sale | 5,135 | 48.4580 USD |
USD 0.0001 class A common | Sale | 5,337 | 48.0851 USD |
USD 0.0001 class A common | Sale | 9,450 | 48.6867 USD |
USD 0.0001 class A common | Sale | 9,919 | 48.3986 USD |
USD 0.0001 class A common | Sale | 11,573 | 48.0917 USD |
USD 0.0001 class A common | Sale | 14,960 | 48.7159 USD |
USD 0.0001 class A common | Sale | 15,716 | 48.7208 USD |
USD 0.0001 class A common | Sale | 17,141 | 48.0800 USD |
USD 0.0001 class A common | Sale | 18,306 | 48.7117 USD |
USD 0.0001 class A common | Sale | 18,313 | 48.2078 USD |
USD 0.0001 class A common | Sale | 18,939 | 48.5594 USD |
USD 0.0001 class A common | Sale | 23,517 | 48.5291 USD |
USD 0.0001 class A common | Sale | 33,444 | 48.5491 USD |
USD 0.0001 class A common | Sale | 37,988 | 48.3605 USD |
USD 0.0001 class A common | Sale | 38,184 | 48.5553 USD |
USD 0.0001 class A common | Sale | 40,307 | 48.1235 USD |
USD 0.0001 class A common | Sale | 51,110 | 48.4345 USD |
USD 0.0001 class A common | Sale | 59,599 | 48.9266 USD |
USD 0.0001 class A common | Sale | 99,022 | 48.7180 USD |
USD 0.0001 class A common | Sale | 118,125 | 48.6790 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
|
| paid/ |
security |
| varying etc | to which |
|
|
| received |
|
|
| option |
|
|
| per unit |
|
|
| relates |
|
|
|
|
USD 0.0001 class A common | Call Options | Purchasing | 62,700 | 50 USD | American | 22 Oct 2021 | 0.8523 USD |
USD 0.0001 class A common | Call Options | Purchasing | 65,000 | 50 USD | American | 29 Oct 2021 | 1.3342 USD |
USD 0.0001 class A common | Call Options | Selling | 119,600 | 50 USD | American | 22 Oct 2021 | 0.8600 USD |
USD 0.0001 class A common | Put Options | Purchasing | 18,700 | 49 USD | American | 22 Oct 2021 | 1.3723 USD |
USD 0.0001 class A common | Put Options | Purchasing | 15,000 | 49 USD | American | 29 Oct 2021 | 1.8592 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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|
|
|
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
|
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
|
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |||
| Date of disclosure: | 18 Oct 2021 | |||
| Contact name: | Large Holdings Regulatory Operations | |||
| Telephone number: | 020 3134 7213 | |||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | ||||
| Name of offeror/offeree in relation to whose | DRAFTKINGS INC | |||
| relevant securities this from relates: | ||||
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry |
of | description | purchasing, | of | price |
| date |
relevant |
| selling, | securities | per unit |
|
|
security |
| varying etc | to which |
|
|
|
|
|
| option |
|
|
|
|
|
| relates |
|
|
|
USD 0.0001 class A common | Call Options | Purchased | 65,000 | 50.0000 | American | 29 Oct 2021 |
USD 0.0001 class A common | Call Options | Written | -56,900 | 50.0000 | American | 22 Oct 2021 |
USD 0.0001 class A common | Call Options | Written | -39,600 | 50.0000 | American | 15 Oct 2021 |
USD 0.0001 class A common | Call Options | Written | -35,500 | 55.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Call Options | Written | -33,835 | 70.0000 | American | 20 Jan 2023 |
USD 0.0001 class A common | Call Options | Written | -31,007 | 65.0000 | American | 20 Jan 2023 |
USD 0.0001 class A common | Call Options | Written | -20,503 | 65.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Call Options | Written | -16,059 | 55.0000 | American | 20 Jan 2023 |
USD 0.0001 class A common | Call Options | Written | -14,443 | 60.0000 | American | 20 Jan 2023 |
USD 0.0001 class A common | Call Options | Written | -7,373 | 45.0000 | American | 19 Nov 2021 |
USD 0.0001 class A common | Call Options | Written | -6,363 | 50.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Call Options | Written | -707 | 40.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Call Options | Written | -101 | 60.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Put Options | Purchased | -418,200 | 45.0000 | American | 20 May 2022 |
USD 0.0001 class A common | Put Options | Purchased | -212,400 | 55.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Put Options | Purchased | -211,100 | 45.0000 | American | 20 Jan 2023 |
USD 0.0001 class A common | Put Options | Purchased | -85,700 | 40.0000 | American | 19 Nov 2021 |
USD 0.0001 class A common | Put Options | Purchased | -63,963 | 50.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Put Options | Purchased | -55,631 | 40.0000 | American | 20 Jan 2023 |
USD 0.0001 class A common | Put Options | Purchased | -30,000 | 60.0000 | American | 19 Nov 2021 |
USD 0.0001 class A common | Put Options | Purchased | -22,601 | 60.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Put Options | Purchased | -18,700 | 49.0000 | American | 22 Oct 2021 |
USD 0.0001 class A common | Put Options | Purchased | -16,968 | 65.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Put Options | Purchased | -15,000 | 49.0000 | American | 29 Oct 2021 |
USD 0.0001 class A common | Put Options | Purchased | -707 | 40.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Put Options | Written | 505 | 40.0000 | American | 20 May 2022 |
USD 0.0001 class A common | Put Options | Written | 9,999 | 55.0000 | American | 20 Jan 2023 |
USD 0.0001 class A common | Put Options | Written | 22,500 | 60.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Put Options | Written | 23,230 | 60.0000 | American | 19 Nov 2021 |
USD 0.0001 class A common | Put Options | Written | 30,000 | 60.0000 | American | 15 Oct 2021 |
USD 0.0001 class A common | Put Options | Written | 45,248 | 45.0000 | American | 19 Nov 2021 |
USD 0.0001 class A common | Put Options | Written | 50,500 | 60.0000 | American | 15 Jul 2022 |
USD 0.0001 class A common | Put Options | Written | 54,944 | 50.0000 | American | 20 May 2022 |
USD 0.0001 class A common | Put Options | Written | 57,600 | 50.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Put Options | Written | 111,403 | 60.0000 | American | 20 Jan 2023 |
USD 0.0001 class A common | Put Options | Written | 113,778 | 40.0000 | American | 19 Nov 2021 |
USD 0.0001 class A common | Put Options | Written | 141,400 | 55.0000 | American | 19 Nov 2021 |
USD 0.0001 class A common | Put Options | Written | 188,971 | 50.0000 | American | 20 Jan 2023 |
USD 0.0001 class A common | Put Options | Written | 201,596 | 45.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Put Options | Written | 202,000 | 45.0000 | American | 14 Apr 2022 |
USD 0.0001 class A common | Put Options | Written | 204,000 | 40.0000 | American | 20 Jan 2023 |
USD 0.0001 class A common | Put Options | Written | 228,400 | 55.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Put Options | Written | 247,460 | 45.0000 | American | 20 Jan 2023 |
USD 0.0001 class A common | Put Options | Written | 501,727 | 45.0000 | American | 20 May 2022 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
|
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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