Last checked at 8 Oct 2018 14:38
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CYBG PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 05 October 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | VIRGIN MONEY HOLDINGS (UK) PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 10p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 3,324,034 | 0.38% | 15,323,990 | 1.73% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 13,741,502 | 1.55% | 2,570,781 | 0.29% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 17,065,536 | 1.93% | 17,894,771 | 2.02% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 10p ordinary | Purchase | 507 | 3.0760 GBP | ||||
| 10p ordinary | Purchase | 508 | 3.1003 GBP | ||||
| 10p ordinary | Purchase | 797 | 5.8383 AUD | ||||
| 10p ordinary | Purchase | 809 | 3.1070 GBP | ||||
| 10p ordinary | Purchase | 895 | 3.0960 GBP | ||||
| 10p ordinary | Purchase | 978 | 3.0730 GBP | ||||
| 10p ordinary | Purchase | 1,042 | 3.0660 GBP | ||||
| 10p ordinary | Purchase | 1,052 | 3.1180 GBP | ||||
| 10p ordinary | Purchase | 1,072 | 3.1220 GBP | ||||
| 10p ordinary | Purchase | 1,083 | 3.0900 GBP | ||||
| 10p ordinary | Purchase | 1,130 | 3.0990 GBP | ||||
| 10p ordinary | Purchase | 1,165 | 3.0890 GBP | ||||
| 10p ordinary | Purchase | 1,229 | 3.1110 GBP | ||||
| 10p ordinary | Purchase | 1,300 | 3.0856 GBP | ||||
| 10p ordinary | Purchase | 1,972 | 3.0910 GBP | ||||
| 10p ordinary | Purchase | 2,001 | 3.0814 GBP | ||||
| 10p ordinary | Purchase | 2,230 | 3.0950 GBP | ||||
| 10p ordinary | Purchase | 2,292 | 3.0880 GBP | ||||
| 10p ordinary | Purchase | 2,345 | 3.0980 GBP | ||||
| 10p ordinary | Purchase | 2,385 | 3.1200 GBP | ||||
| 10p ordinary | Purchase | 2,394 | 3.0797 GBP | ||||
| 10p ordinary | Purchase | 2,398 | 3.0830 GBP | ||||
| 10p ordinary | Purchase | 2,536 | 3.0870 GBP | ||||
| 10p ordinary | Purchase | 2,540 | 3.0777 GBP | ||||
| 10p ordinary | Purchase | 2,586 | 3.1030 GBP | ||||
| 10p ordinary | Purchase | 2,695 | 3.0930 GBP | ||||
| 10p ordinary | Purchase | 2,722 | 3.0720 GBP | ||||
| 10p ordinary | Purchase | 2,920 | 3.0970 GBP | ||||
| 10p ordinary | Purchase | 3,022 | 3.0707 GBP | ||||
| 10p ordinary | Purchase | 3,060 | 3.0862 GBP | ||||
| 10p ordinary | Purchase | 3,158 | 3.1090 GBP | ||||
| 10p ordinary | Purchase | 3,608 | 3.1130 GBP | ||||
| 10p ordinary | Purchase | 4,024 | 3.1140 GBP | ||||
| 10p ordinary | Purchase | 4,033 | 3.0920 GBP | ||||
| 10p ordinary | Purchase | 4,922 | 3.1100 GBP | ||||
| 10p ordinary | Purchase | 5,594 | 3.1150 GBP | ||||
| 10p ordinary | Purchase | 5,760 | 3.1010 GBP | ||||
| 10p ordinary | Purchase | 6,746 | 3.1080 GBP | ||||
| 10p ordinary | Purchase | 6,936 | 3.0850 GBP | ||||
| 10p ordinary | Purchase | 7,191 | 3.0860 GBP | ||||
| 10p ordinary | Purchase | 7,205 | 3.1120 GBP | ||||
| 10p ordinary | Purchase | 7,269 | 3.0800 GBP | ||||
| 10p ordinary | Purchase | 7,522 | 3.1060 GBP | ||||
| 10p ordinary | Purchase | 7,740 | 3.1050 GBP | ||||
| 10p ordinary | Purchase | 8,504 | 3.1040 GBP | ||||
| 10p ordinary | Purchase | 8,679 | 3.1160 GBP | ||||
| 10p ordinary | Purchase | 9,108 | 3.1000 GBP | ||||
| 10p ordinary | Purchase | 10,266 | 3.0790 GBP | ||||
| 10p ordinary | Purchase | 10,717 | 3.0902 GBP | ||||
| 10p ordinary | Purchase | 12,486 | 3.0820 GBP | ||||
| 10p ordinary | Purchase | 12,909 | 3.0840 GBP | ||||
| 10p ordinary | Purchase | 14,039 | 3.0883 GBP | ||||
| 10p ordinary | Purchase | 14,229 | 3.1020 GBP | ||||
| 10p ordinary | Purchase | 39,379 | 3.1021 GBP | ||||
| 10p ordinary | Purchase | 40,668 | 3.0810 GBP | ||||
| 10p ordinary | Purchase | 49,905 | 3.0926 GBP | ||||
| 10p ordinary | Purchase | 63,842 | 3.0698 GBP | ||||
| 10p ordinary | Purchase | 211,071 | 5.8379 AUD | ||||
| 10p ordinary | Purchase | 216,391 | 3.0781 GBP | ||||
| 10p ordinary | Purchase | 361,198 | 3.0780 GBP | ||||
| 10p ordinary | Sale | 463 | 3.0700 GBP | ||||
| 10p ordinary | Sale | 507 | 3.0760 GBP | ||||
| 10p ordinary | Sale | 809 | 3.1070 GBP | ||||
| 10p ordinary | Sale | 978 | 3.0730 GBP | ||||
| 10p ordinary | Sale | 1,042 | 3.0660 GBP | ||||
| 10p ordinary | Sale | 1,052 | 3.1180 GBP | ||||
| 10p ordinary | Sale | 1,072 | 3.1220 GBP | ||||
| 10p ordinary | Sale | 1,083 | 3.0900 GBP | ||||
| 10p ordinary | Sale | 1,130 | 3.0990 GBP | ||||
| 10p ordinary | Sale | 1,165 | 3.0890 GBP | ||||
| 10p ordinary | Sale | 1,229 | 3.1110 GBP | ||||
| 10p ordinary | Sale | 1,252 | 3.0720 GBP | ||||
| 10p ordinary | Sale | 1,386 | 3.0960 GBP | ||||
| 10p ordinary | Sale | 1,972 | 3.0910 GBP | ||||
| 10p ordinary | Sale | 2,000 | 3.1034 GBP | ||||
| 10p ordinary | Sale | 2,230 | 3.0950 GBP | ||||
| 10p ordinary | Sale | 2,246 | 3.0788 GBP | ||||
| 10p ordinary | Sale | 2,292 | 3.0880 GBP | ||||
| 10p ordinary | Sale | 2,345 | 3.0980 GBP | ||||
| 10p ordinary | Sale | 2,385 | 3.1200 GBP | ||||
| 10p ordinary | Sale | 2,536 | 3.0870 GBP | ||||
| 10p ordinary | Sale | 2,586 | 3.1030 GBP | ||||
| 10p ordinary | Sale | 2,695 | 3.0930 GBP | ||||
| 10p ordinary | Sale | 2,920 | 3.0970 GBP | ||||
| 10p ordinary | Sale | 3,158 | 3.1090 GBP | ||||
| 10p ordinary | Sale | 3,483 | 3.0780 GBP | ||||
| 10p ordinary | Sale | 3,608 | 3.1130 GBP | ||||
| 10p ordinary | Sale | 4,024 | 3.1140 GBP | ||||
| 10p ordinary | Sale | 4,033 | 3.0920 GBP | ||||
| 10p ordinary | Sale | 4,354 | 3.0830 GBP | ||||
| 10p ordinary | Sale | 4,366 | 3.0978 GBP | ||||
| 10p ordinary | Sale | 4,377 | 3.0850 GBP | ||||
| 10p ordinary | Sale | 4,645 | 3.1019 GBP | ||||
| 10p ordinary | Sale | 4,922 | 3.1100 GBP | ||||
| 10p ordinary | Sale | 5,594 | 3.1150 GBP | ||||
| 10p ordinary | Sale | 5,760 | 3.1010 GBP | ||||
| 10p ordinary | Sale | 6,420 | 3.1020 GBP | ||||
| 10p ordinary | Sale | 6,740 | 3.1080 GBP | ||||
| 10p ordinary | Sale | 7,191 | 3.0860 GBP | ||||
| 10p ordinary | Sale | 7,205 | 3.1120 GBP | ||||
| 10p ordinary | Sale | 7,269 | 3.0800 GBP | ||||
| 10p ordinary | Sale | 7,522 | 3.1060 GBP | ||||
| 10p ordinary | Sale | 7,740 | 3.1050 GBP | ||||
| 10p ordinary | Sale | 8,504 | 3.1040 GBP | ||||
| 10p ordinary | Sale | 8,679 | 3.1160 GBP | ||||
| 10p ordinary | Sale | 9,108 | 3.1000 GBP | ||||
| 10p ordinary | Sale | 10,266 | 3.0790 GBP | ||||
| 10p ordinary | Sale | 11,731 | 3.0901 GBP | ||||
| 10p ordinary | Sale | 12,313 | 3.0810 GBP | ||||
| 10p ordinary | Sale | 12,486 | 3.0820 GBP | ||||
| 10p ordinary | Sale | 13,887 | 3.0840 GBP | ||||
| 10p ordinary | Sale | 18,098 | 3.0967 GBP | ||||
| 10p ordinary | Sale | 23,195 | 3.0819 GBP | ||||
| 10p ordinary | Sale | 27,129 | 3.0961 GBP | ||||
| 10p ordinary | Sale | 35,335 | 3.0877 GBP | ||||
| 10p ordinary | Sale | 39,597 | 3.0940 GBP | ||||
| 10p ordinary | Sale | 50,981 | 3.0924 GBP | ||||
| 10p ordinary | Sale | 56,099 | 3.0707 GBP | ||||
| 10p ordinary | Sale | 65,014 | 3.0837 GBP | ||||
| 10p ordinary | Sale | 93,595 | 3.0898 GBP | ||||
| 10p ordinary | Sale | 105,553 | 5.8329 AUD | ||||
| 10p ordinary | Sale | 119,465 | 3.0899 GBP | ||||
| 10p ordinary | Sale | 294,514 | 3.0805 GBP | ||||
| 10p ordinary | Sale | 413,000 | 3.0697 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 10p ordinary | SWAP | Long | 3 | 3.0700 GBP | |||||
| 10p ordinary | SWAP | Long | 100 | 3.1280 GBP | |||||
| 10p ordinary | CFD | Long | 2,246 | 3.0788 GBP | |||||
| 10p ordinary | SWAP | Long | 2,774 | 3.0750 GBP | |||||
| 10p ordinary | CFD | Long | 4,645 | 3.1019 GBP | |||||
| 10p ordinary | CFD | Long | 5,070 | 3.0854 GBP | |||||
| 10p ordinary | SWAP | Long | 6,103 | 3.0799 GBP | |||||
| 10p ordinary | CFD | Long | 6,451 | 3.0929 GBP | |||||
| 10p ordinary | SWAP | Long | 9,828 | 3.0862 GBP | |||||
| 10p ordinary | SWAP | Long | 16,827 | 3.0981 GBP | |||||
| 10p ordinary | SWAP | Long | 22,364 | 3.0968 GBP | |||||
| 10p ordinary | CFD | Long | 44,530 | 3.0923 GBP | |||||
| 10p ordinary | SWAP | Long | 46,789 | 3.0726 GBP | |||||
| 10p ordinary | SWAP | Long | 63,870 | 3.0889 GBP | |||||
| 10p ordinary | CFD | Long | 65,014 | 3.0835 GBP | |||||
| 10p ordinary | CFD | Long | 119,465 | 3.0899 GBP | |||||
| 10p ordinary | CFD | Long | 413,000 | 3.0697 GBP | |||||
| 10p ordinary | CFD | Long | 415,269 | 3.0901 GBP | |||||
| CDI | CFD | Short | 20 | 5.8205 AUD | |||||
| 10p ordinary | SWAP | Short | 100 | 3.1040 GBP | |||||
| CDI | CFD | Short | 311 | 5.8207 AUD | |||||
| 10p ordinary | CFD | Short | 508 | 3.1006 GBP | |||||
| 10p ordinary | CFD | Short | 2,001 | 3.0814 GBP | |||||
| 10p ordinary | CFD | Short | 2,540 | 3.0777 GBP | |||||
| 10p ordinary | SWAP | Short | 11,121 | 3.0843 GBP | |||||
| 10p ordinary | SWAP | Short | 11,733 | 3.0859 GBP | |||||
| 10p ordinary | SWAP | Short | 13,160 | 3.0816 GBP | |||||
| 10p ordinary | SWAP | Short | 14,072 | 3.1089 GBP | |||||
| 10p ordinary | CFD | Short | 28,355 | 3.0810 GBP | |||||
| 10p ordinary | CFD | Short | 30,020 | 3.0702 GBP | |||||
| 10p ordinary | SWAP | Short | 37,906 | 3.0909 GBP | |||||
| CDI | CFD | Short | 40,000 | 5.8508 AUD | |||||
| CDI | CFD | Short | 114,946 | 5.8296 AUD | |||||
| 10p ordinary | SWAP | Short | 250,929 | 3.0792 GBP | |||||
| 10p ordinary | SWAP | Short | 428,219 | 3.0870 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 8 Oct 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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