Last checked at 23 Aug 2021 11:21
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short | |
| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | AVAST PLC |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an | |
| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 20 August 2021 |
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
| disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 10p ordinary | ||||
| Interests | Short Positions | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities owned | ||||
| and/or controlled: | 14,789,305 | 1.43% | 10,875,044 | 1.05% | |
(2) | Cash-settled derivatives: | ||||
1,583 | 0.00% | 11,879,250 | 1.15% | ||
(3) | Stock-settled derivatives (including options) | ||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |
| TOTAL: | 14,790,888 | 1.43% | 22,754,294 | 2.20% | |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit |
security |
| securities |
|
10p ordinary | Purchase | 104 | 5.9810 GBP |
10p ordinary | Purchase | 185 | 5.9476 GBP |
10p ordinary | Purchase | 337 | 6.0040 GBP |
10p ordinary | Purchase | 337 | 6.0020 GBP |
10p ordinary | Purchase | 602 | 5.9820 GBP |
10p ordinary | Purchase | 634 | 5.9618 GBP |
10p ordinary | Purchase | 664 | 5.9880 GBP |
10p ordinary | Purchase | 805 | 6.0260 GBP |
10p ordinary | Purchase | 815 | 5.9499 GBP |
10p ordinary | Purchase | 889 | 5.9875 GBP |
10p ordinary | Purchase | 1,249 | 5.9926 GBP |
10p ordinary | Purchase | 1,420 | 5.9999 GBP |
10p ordinary | Purchase | 1,607 | 5.9937 GBP |
10p ordinary | Purchase | 1,639 | 5.9838 GBP |
10p ordinary | Purchase | 1,659 | 5.9974 GBP |
10p ordinary | Purchase | 1,697 | 5.9812 GBP |
10p ordinary | Purchase | 1,873 | 6.0060 GBP |
10p ordinary | Purchase | 2,130 | 5.9644 GBP |
10p ordinary | Purchase | 2,977 | 5.9840 GBP |
10p ordinary | Purchase | 3,000 | 5.9900 GBP |
10p ordinary | Purchase | 3,733 | 5.9585 GBP |
10p ordinary | Purchase | 5,355 | 5.9883 GBP |
10p ordinary | Purchase | 6,341 | 5.9707 GBP |
10p ordinary | Purchase | 7,509 | 6.0253 GBP |
10p ordinary | Purchase | 10,629 | 5.9905 GBP |
10p ordinary | Purchase | 11,610 | 5.9524 GBP |
10p ordinary | Purchase | 11,973 | 5.9554 GBP |
10p ordinary | Purchase | 15,424 | 5.9967 GBP |
10p ordinary | Purchase | 25,728 | 6.0256 GBP |
10p ordinary | Purchase | 33,413 | 6.0229 GBP |
10p ordinary | Purchase | 36,378 | 5.9966 GBP |
10p ordinary | Purchase | 61,642 | 177.3636 CZK |
10p ordinary | Purchase | 117,121 | 5.9733 GBP |
10p ordinary | Sale | 337 | 6.0040 GBP |
10p ordinary | Sale | 337 | 6.0020 GBP |
10p ordinary | Sale | 472 | 5.9590 GBP |
10p ordinary | Sale | 523 | 6.0006 GBP |
10p ordinary | Sale | 729 | 5.9903 GBP |
10p ordinary | Sale | 867 | 5.9540 GBP |
10p ordinary | Sale | 941 | 5.9978 GBP |
10p ordinary | Sale | 965 | 5.9555 GBP |
10p ordinary | Sale | 1,385 | 5.9705 GBP |
10p ordinary | Sale | 1,552 | 5.9960 GBP |
10p ordinary | Sale | 1,663 | 5.9984 GBP |
10p ordinary | Sale | 1,873 | 6.0060 GBP |
10p ordinary | Sale | 2,477 | 5.9578 GBP |
10p ordinary | Sale | 2,805 | 5.9922 GBP |
10p ordinary | Sale | 2,977 | 5.9840 GBP |
10p ordinary | Sale | 3,039 | 5.9852 GBP |
10p ordinary | Sale | 3,075 | 5.9955 GBP |
10p ordinary | Sale | 3,500 | 5.9933 GBP |
10p ordinary | Sale | 3,551 | 6.0188 GBP |
10p ordinary | Sale | 7,488 | 5.9758 GBP |
10p ordinary | Sale | 7,702 | 5.9528 GBP |
10p ordinary | Sale | 8,381 | 5.9762 GBP |
10p ordinary | Sale | 8,818 | 5.9694 GBP |
10p ordinary | Sale | 10,876 | 6.0260 GBP |
10p ordinary | Sale | 14,296 | 5.9518 GBP |
10p ordinary | Sale | 14,822 | 6.0190 GBP |
10p ordinary | Sale | 18,091 | 6.0068 GBP |
10p ordinary | Sale | 25,720 | 6.0259 GBP |
10p ordinary | Sale | 82,498 | 5.9820 GBP |
10p ordinary | Sale | 236,615 | 6.0075 GBP |
10p ordinary | Sale | 500,000 | 5.9925 GBP |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per |
relevant | description |
| reference | unit |
security |
|
| securities |
|
10p ordinary | SWAP | Long | 523 | 6.0006 GBP |
10p ordinary | SWAP | Long | 867 | 5.9540 GBP |
10p ordinary | SWAP | Long | 3,039 | 5.9852 GBP |
10p ordinary | SWAP | Long | 3,551 | 6.0188 GBP |
10p ordinary | SWAP | Long | 6,290 | 5.9862 GBP |
10p ordinary | CFD | Long | 10,876 | 6.0260 GBP |
10p ordinary | SWAP | Long | 25,678 | 5.9794 GBP |
10p ordinary | SWAP | Long | 40,510 | 6.0221 GBP |
10p ordinary | CFD | Long | 61,642 | 5.9733 GBP |
10p ordinary | SWAP | Long | 96,238 | 6.0259 GBP |
10p ordinary | SWAP | Short | 8 | 6.0262 GBP |
10p ordinary | SWAP | Short | 104 | 5.9811 GBP |
10p ordinary | SWAP | Short | 185 | 5.9476 GBP |
10p ordinary | SWAP | Short | 634 | 5.9618 GBP |
10p ordinary | SWAP | Short | 815 | 5.9499 GBP |
10p ordinary | CFD | Short | 2,155 | 5.9424 GBP |
10p ordinary | SWAP | Short | 11,610 | 5.9524 GBP |
10p ordinary | SWAP | Short | 12,743 | 5.9922 GBP |
10p ordinary | CFD | Short | 31,772 | 5.9682 GBP |
10p ordinary | SWAP | Short | 33,413 | 6.0229 GBP |
10p ordinary | SWAP | Short | 33,473 | 5.9942 GBP |
10p ordinary | SWAP | Short | 38,164 | 5.9621 GBP |
10p ordinary | CFD | Short | 61,642 | 177.4877 CZK |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 23 Aug 2021 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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