12 Jul 2018 10:09
FORM 8 (DD)
Amendment to Purchase
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
(e) | Date position held/dealing undertaken: | 03 July 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | USD 0.01 Class A common stock | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 81,165 | 0.02% | 2,723 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 111,100 | 0.03% | 182,000 | 0.05% | |||||||
(4) | |||||||||||
TOTAL: | 192,265 | 0.06% | 184,723 | 0.05% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 Class A common stock | Purchase | 14 | 164.4200 USD | ||||
USD 0.01 Class A common stock | Purchase | 44 | 164.6200 USD | ||||
USD 0.01 Class A common stock | Purchase | 50 | 163.5600 USD | ||||
USD 0.01 Class A common stock | Purchase | 50 | 163.3200 USD | ||||
USD 0.01 Class A common stock | Purchase | 87 | 164.5200 USD | ||||
USD 0.01 Class A common stock | Purchase | 88 | 164.4998 USD | ||||
USD 0.01 Class A common stock | Purchase | 100 | 161.8250 USD | ||||
USD 0.01 Class A common stock | Purchase | 100 | 164.9199 USD | ||||
USD 0.01 Class A common stock | Purchase | 100 | 161.7000 USD | ||||
USD 0.01 Class A common stock | Purchase | 100 | 164.4800 USD | ||||
USD 0.01 Class A common stock | Purchase | 100 | 163.7900 USD | ||||
USD 0.01 Class A common stock | Purchase | 120 | 162.6733 USD | ||||
USD 0.01 Class A common stock | Purchase | 123 | 164.8972 USD | ||||
USD 0.01 Class A common stock | Purchase | 125 | 163.7580 USD | ||||
USD 0.01 Class A common stock | Purchase | 150 | 164.7066 USD | ||||
USD 0.01 Class A common stock | Purchase | 195 | 161.6320 USD | ||||
USD 0.01 Class A common stock | Purchase | 200 | 163.3350 USD | ||||
USD 0.01 Class A common stock | Purchase | 200 | 163.3050 USD | ||||
USD 0.01 Class A common stock | Purchase | 215 | 164.3595 USD | ||||
USD 0.01 Class A common stock | Purchase | 250 | 160.9440 USD | ||||
USD 0.01 Class A common stock | Purchase | 265 | 162.9411 USD | ||||
USD 0.01 Class A common stock | Purchase | 279 | 163.8625 USD | ||||
USD 0.01 Class A common stock | Purchase | 300 | 161.7675 USD | ||||
USD 0.01 Class A common stock | Purchase | 300 | 164.6048 USD | ||||
USD 0.01 Class A common stock | Purchase | 315 | 164.4162 USD | ||||
USD 0.01 Class A common stock | Purchase | 343 | 164.1528 USD | ||||
USD 0.01 Class A common stock | Purchase | 370 | 162.9935 USD | ||||
USD 0.01 Class A common stock | Purchase | 400 | 162.3524 USD | ||||
USD 0.01 Class A common stock | Purchase | 400 | 167.5000 USD | ||||
USD 0.01 Class A common stock | Purchase | 400 | 162.5287 USD | ||||
USD 0.01 Class A common stock | Purchase | 500 | 164.3280 USD | ||||
USD 0.01 Class A common stock | Purchase | 500 | 164.4895 USD | ||||
USD 0.01 Class A common stock | Purchase | 560 | 160.9479 USD | ||||
USD 0.01 Class A common stock | Purchase | 574 | 162.5468 USD | ||||
USD 0.01 Class A common stock | Purchase | 615 | 162.0156 USD | ||||
USD 0.01 Class A common stock | Purchase | 700 | 163.7064 USD | ||||
USD 0.01 Class A common stock | Purchase | 744 | 162.1519 USD | ||||
USD 0.01 Class A common stock | Purchase | 1,102 | 162.9819 USD | ||||
USD 0.01 Class A common stock | Purchase | 1,184 | 162.3842 USD | ||||
USD 0.01 Class A common stock | Purchase | 1,200 | 163.1864 USD | ||||
USD 0.01 Class A common stock | Purchase | 1,927 | 160.9657 USD | ||||
USD 0.01 Class A common stock | Purchase | 2,000 | 162.1505 USD | ||||
USD 0.01 Class A common stock | Purchase | 2,122 | 162.8222 USD | ||||
USD 0.01 Class A common stock | Purchase | 2,211 | 162.9269 USD | ||||
USD 0.01 Class A common stock | Purchase | 2,400 | 161.9017 USD | ||||
USD 0.01 Class A common stock | Purchase | 3,048 | 163.1212 USD | ||||
USD 0.01 Class A common stock | Purchase | 3,107 | 163.8672 USD | ||||
USD 0.01 Class A common stock | Purchase | 5,136 | 163.7985 USD | ||||
USD 0.01 Class A common stock | Purchase | 6,487 | 162.4617 USD | ||||
USD 0.01 Class A common stock | Purchase | 7,250 | 162.6152 USD | ||||
USD 0.01 Class A common stock | Sale | 32 | 162.4650 USD | ||||
USD 0.01 Class A common stock | Sale | 97 | 163.1300 USD | ||||
USD 0.01 Class A common stock | Sale | 100 | 160.9100 USD | ||||
USD 0.01 Class A common stock | Sale | 100 | 164.6790 USD | ||||
USD 0.01 Class A common stock | Sale | 100 | 164.5250 USD | ||||
USD 0.01 Class A common stock | Sale | 100 | 164.4100 USD | ||||
USD 0.01 Class A common stock | Sale | 100 | 163.4500 USD | ||||
USD 0.01 Class A common stock | Sale | 100 | 163.2700 USD | ||||
USD 0.01 Class A common stock | Sale | 100 | 163.0901 USD | ||||
USD 0.01 Class A common stock | Sale | 100 | 162.9400 USD | ||||
USD 0.01 Class A common stock | Sale | 101 | 163.1598 USD | ||||
USD 0.01 Class A common stock | Sale | 130 | 163.7153 USD | ||||
USD 0.01 Class A common stock | Sale | 144 | 163.9800 USD | ||||
USD 0.01 Class A common stock | Sale | 200 | 164.4225 USD | ||||
USD 0.01 Class A common stock | Sale | 200 | 162.3650 USD | ||||
USD 0.01 Class A common stock | Sale | 226 | 161.4517 USD | ||||
USD 0.01 Class A common stock | Sale | 266 | 161.5291 USD | ||||
USD 0.01 Class A common stock | Sale | 270 | 162.6985 USD | ||||
USD 0.01 Class A common stock | Sale | 288 | 162.9285 USD | ||||
USD 0.01 Class A common stock | Sale | 300 | 164.5041 USD | ||||
USD 0.01 Class A common stock | Sale | 303 | 163.2087 USD | ||||
USD 0.01 Class A common stock | Sale | 330 | 163.5060 USD | ||||
USD 0.01 Class A common stock | Sale | 400 | 170.0000 USD | ||||
USD 0.01 Class A common stock | Sale | 400 | 161.7506 USD | ||||
USD 0.01 Class A common stock | Sale | 427 | 160.8314 USD | ||||
USD 0.01 Class A common stock | Sale | 500 | 162.3880 USD | ||||
USD 0.01 Class A common stock | Sale | 500 | 161.1200 USD | ||||
USD 0.01 Class A common stock | Sale | 515 | 163.2908 USD | ||||
USD 0.01 Class A common stock | Sale | 515 | 163.6909 USD | ||||
USD 0.01 Class A common stock | Sale | 600 | 163.1864 USD | ||||
USD 0.01 Class A common stock | Sale | 648 | 164.4652 USD | ||||
USD 0.01 Class A common stock | Sale | 900 | 164.2511 USD | ||||
USD 0.01 Class A common stock | Sale | 1,000 | 162.8442 USD | ||||
USD 0.01 Class A common stock | Sale | 1,000 | 161.8407 USD | ||||
USD 0.01 Class A common stock | Sale | 1,100 | 161.6204 USD | ||||
USD 0.01 Class A common stock | Sale | 1,400 | 161.0107 USD | ||||
USD 0.01 Class A common stock | Sale | 2,111 | 163.0210 USD | ||||
USD 0.01 Class A common stock | Sale | 2,300 | 163.0148 USD | ||||
USD 0.01 Class A common stock | Sale | 4,192 | 162.8539 USD | ||||
USD 0.01 Class A common stock | Sale | 7,055 | 162.4630 USD | ||||
USD 0.01 Class A common stock | Sale | 9,161 | 163.8457 USD | ||||
USD 0.01 Class A common stock | Sale | 9,564 | 162.5303 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
USD 0.01 Class A common stock | Call Options | Purchasing | 200 | 165 USD | American | 21 Sep 2018 | 5.3000 USD | ||||||||
USD 0.01 Class A common stock | Call Options | Selling | 200 | 160 USD | American | 21 Sep 2018 | 8.0000 USD | ||||||||
USD 0.01 Class A common stock | Call Options | Selling | 1,000 | 173 USD | American | 6 Jul 2018 | 0.0500 USD | ||||||||
USD 0.01 Class A common stock | Put Options | Selling | 600 | 115 USD | American | 20 Jul 2018 | 0.0500 USD | ||||||||
USD 0.01 Class A common stock | Put Options | Selling | 400 | 170 USD | American | 6 Jul 2018 | 6.6000 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | ||
Supplemental Form 8 (SBL) | NO | ||
Date of disclosure: | 12 Jul 2018 | ||
Contact name: | Large Holdings Regulatory Operations | ||
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | CME GROUP INC | ||
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
USD 0.01 Class A common stock | Call Options | Purchased | 9,600 | 160.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 2,600 | 200.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 500 | 168.0000 | American | 6 Jul 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -700 | 155.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -5,000 | 65.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 3,100 | 135.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 2,700 | 190.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 2,600 | 155.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 1,700 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 300 | 173.0000 | American | 13 Jul 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 200 | 175.0000 | American | 17 Aug 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -100 | 200.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -200 | 170.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -2,300 | 165.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -7,000 | 170.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -13,700 | 165.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 8,000 | 175.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 1,000 | 163.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 1,000 | 115.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 600 | 145.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 100 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -100 | 170.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -100 | 160.0000 | American | 17 Aug 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -500 | 160.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -500 | 140.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -3,100 | 175.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -3,600 | 180.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 2,000 | 160.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 1,300 | 130.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 400 | 168.0000 | American | 6 Jul 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -500 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -1,200 | 200.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 1,200 | 165.0000 | American | 17 Aug 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 1,000 | 180.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -100 | 165.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -400 | 145.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -100,000 | 145.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 50,000 | 155.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 100 | 170.0000 | American | 17 Aug 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -800 | 165.0000 | American | 27 Jul 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -2,300 | 155.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 2,500 | 173.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 200 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 100 | 140.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -200 | 163.0000 | American | 6 Jul 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -200 | 175.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -500 | 165.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -500 | 180.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -500 | 125.0000 | American | 17 Aug 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -900 | 173.0000 | American | 6 Jul 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -3,600 | 170.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 1,200 | 185.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 400 | 160.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -100 | 165.0000 | American | 17 Aug 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -1,500 | 170.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180712005298/en/
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