11 Jul 2018 11:06
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
(e) | Date position held/dealing undertaken: | 10 July 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | USD 0.01 Class A common | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 80,358 | 0.02% | 5,520 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 121,900 | 0.04% | 190,700 | 0.06% | |||||||
TOTAL: | 202,258 | 0.06% | 196,220 | 0.06% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 Class A common | Purchase | 4 | 164.2900 USD | ||||
USD 0.01 Class A common | Purchase | 50 | 164.1000 USD | ||||
USD 0.01 Class A common | Purchase | 93 | 164.2100 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 163.4400 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 164.4700 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 163.7000 USD | ||||
USD 0.01 Class A common | Purchase | 110 | 163.8100 USD | ||||
USD 0.01 Class A common | Purchase | 113 | 164.2640 USD | ||||
USD 0.01 Class A common | Purchase | 182 | 163.7987 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 164.0000 USD | ||||
USD 0.01 Class A common | Purchase | 204 | 164.1101 USD | ||||
USD 0.01 Class A common | Purchase | 219 | 163.4726 USD | ||||
USD 0.01 Class A common | Purchase | 300 | 164.3316 USD | ||||
USD 0.01 Class A common | Purchase | 300 | 164.2700 USD | ||||
USD 0.01 Class A common | Purchase | 362 | 163.9171 USD | ||||
USD 0.01 Class A common | Purchase | 620 | 163.5547 USD | ||||
USD 0.01 Class A common | Purchase | 667 | 164.1786 USD | ||||
USD 0.01 Class A common | Purchase | 1,100 | 163.8065 USD | ||||
USD 0.01 Class A common | Purchase | 1,939 | 163.9185 USD | ||||
USD 0.01 Class A common | Purchase | 2,145 | 164.1540 USD | ||||
USD 0.01 Class A common | Purchase | 2,400 | 164.1865 USD | ||||
USD 0.01 Class A common | Purchase | 2,400 | 164.2152 USD | ||||
USD 0.01 Class A common | Purchase | 2,548 | 164.2343 USD | ||||
USD 0.01 Class A common | Purchase | 2,943 | 164.2553 USD | ||||
USD 0.01 Class A common | Purchase | 3,234 | 164.2880 USD | ||||
USD 0.01 Class A common | Purchase | 4,600 | 164.1234 USD | ||||
USD 0.01 Class A common | Purchase | 4,604 | 164.2444 USD | ||||
USD 0.01 Class A common | Purchase | 4,700 | 164.0976 USD | ||||
USD 0.01 Class A common | Purchase | 7,619 | 164.1700 USD | ||||
USD 0.01 Class A common | Purchase | 7,942 | 163.8598 USD | ||||
USD 0.01 Class A common | Purchase | 11,561 | 164.3383 USD | ||||
USD 0.01 Class A common | Purchase | 14,026 | 164.1882 USD | ||||
USD 0.01 Class A common | Sale | 4 | 164.2900 USD | ||||
USD 0.01 Class A common | Sale | 10 | 164.1200 USD | ||||
USD 0.01 Class A common | Sale | 14 | 164.3978 USD | ||||
USD 0.01 Class A common | Sale | 25 | 164.1000 USD | ||||
USD 0.01 Class A common | Sale | 59 | 163.5615 USD | ||||
USD 0.01 Class A common | Sale | 60 | 164.0516 USD | ||||
USD 0.01 Class A common | Sale | 73 | 163.6936 USD | ||||
USD 0.01 Class A common | Sale | 83 | 163.6466 USD | ||||
USD 0.01 Class A common | Sale | 92 | 163.8290 USD | ||||
USD 0.01 Class A common | Sale | 100 | 164.1800 USD | ||||
USD 0.01 Class A common | Sale | 100 | 164.8300 USD | ||||
USD 0.01 Class A common | Sale | 104 | 164.5400 USD | ||||
USD 0.01 Class A common | Sale | 113 | 164.2200 USD | ||||
USD 0.01 Class A common | Sale | 120 | 164.0600 USD | ||||
USD 0.01 Class A common | Sale | 200 | 163.6099 USD | ||||
USD 0.01 Class A common | Sale | 290 | 164.6393 USD | ||||
USD 0.01 Class A common | Sale | 300 | 163.9000 USD | ||||
USD 0.01 Class A common | Sale | 300 | 164.2966 USD | ||||
USD 0.01 Class A common | Sale | 300 | 164.1820 USD | ||||
USD 0.01 Class A common | Sale | 300 | 164.1516 USD | ||||
USD 0.01 Class A common | Sale | 358 | 164.3000 USD | ||||
USD 0.01 Class A common | Sale | 400 | 164.1750 USD | ||||
USD 0.01 Class A common | Sale | 400 | 164.2650 USD | ||||
USD 0.01 Class A common | Sale | 400 | 163.6675 USD | ||||
USD 0.01 Class A common | Sale | 500 | 164.2340 USD | ||||
USD 0.01 Class A common | Sale | 1,200 | 163.5962 USD | ||||
USD 0.01 Class A common | Sale | 1,254 | 164.1057 USD | ||||
USD 0.01 Class A common | Sale | 1,900 | 163.9009 USD | ||||
USD 0.01 Class A common | Sale | 2,464 | 163.8863 USD | ||||
USD 0.01 Class A common | Sale | 2,687 | 164.1826 USD | ||||
USD 0.01 Class A common | Sale | 2,820 | 164.1662 USD | ||||
USD 0.01 Class A common | Sale | 3,124 | 163.6344 USD | ||||
USD 0.01 Class A common | Sale | 3,500 | 164.0903 USD | ||||
USD 0.01 Class A common | Sale | 4,232 | 164.2392 USD | ||||
USD 0.01 Class A common | Sale | 4,700 | 164.0976 USD | ||||
USD 0.01 Class A common | Sale | 8,061 | 164.1700 USD | ||||
USD 0.01 Class A common | Sale | 37,580 | 164.2469 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
USD 0.01 Class A common | Put Options | Purchasing | 200 | 165 USD | American | 20 Jul 2018 | 2.3500 USD | ||||||||
USD 0.01 Class A common | Put Options | Selling | 300 | 70 USD | American | 17 Jan 2020 | 0.9266 USD | ||||||||
USD 0.01 Class A common | Put Options | Selling | 500 | 135 USD | American | 21 Sep 2018 | 0.5500 USD | ||||||||
USD 0.01 Class A common | Put Options | Selling | 200 | 160 USD | American | 20 Jul 2018 | 0.7000 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | |
Supplemental Form 8 (SBL) | NO | |
Date of disclosure: | 11 Jul 2018 | |
Contact name: | Large Holdings Regulatory Operations | |
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | |
are being disclosed: | ||
Name of offeror/offeree in relation to whose | CME GROUP INC | |
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
USD 0.01 Class A common | Call Options | Purchased | 9,700 | 160.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,600 | 200.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -700 | 155.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -4,800 | 65.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 3,100 | 135.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,700 | 190.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,600 | 155.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,700 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 500 | 135.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 173.0000 | American | 13 Jul 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 175.0000 | American | 17 Aug 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 200.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,300 | 165.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -7,000 | 170.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -7,100 | 170.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -13,700 | 165.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 8,000 | 175.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 163.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 600 | 145.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 170.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 160.0000 | American | 17 Aug 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 155.0000 | American | 13 Jul 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 140.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,600 | 175.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,500 | 160.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -3,700 | 180.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,200 | 165.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,200 | 160.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 1,300 | 130.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 153.0000 | American | 13 Jul 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -700 | 170.0000 | American | 13 Jul 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,200 | 200.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,300 | 165.0000 | American | 17 Aug 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 180.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -400 | 145.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100,000 | 145.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 50,000 | 155.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 170.0000 | American | 17 Aug 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -800 | 165.0000 | American | 27 Jul 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,900 | 155.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,500 | 173.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 140.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 163.0000 | American | 13 Jul 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 153.0000 | American | 27 Jul 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -200 | 175.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 180.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 17 Aug 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,600 | 170.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 7,500 | 160.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,200 | 185.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 17 Aug 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -200 | 165.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,400 | 170.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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