23 Oct 2018 11:34
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | BARRICK GOLD CORPORATION | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEREE | |||
(e) | Date position held/dealing undertaken: | 22 October 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | Ordinary NPV | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 1,601,589 | 0.14% | 50,187 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 575,400 | 0.05% | 2,708,100 | 0.23% | |||||||
(4) | |||||||||||
TOTAL: | 2,176,989 | 0.19% | 2,758,287 | 0.24% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
Ordinary NPV | Purchase | 100 | 13.1300 USD | ||||
Ordinary NPV | Purchase | 140 | 13.1157 USD | ||||
Ordinary NPV | Purchase | 300 | 13.1033 USD | ||||
Ordinary NPV | Purchase | 365 | 13.1350 USD | ||||
Ordinary NPV | Purchase | 400 | 13.1400 USD | ||||
Ordinary NPV | Purchase | 500 | 13.1460 USD | ||||
Ordinary NPV | Purchase | 576 | 13.1495 USD | ||||
Ordinary NPV | Purchase | 600 | 13.0700 USD | ||||
Ordinary NPV | Purchase | 613 | 13.1081 USD | ||||
Ordinary NPV | Purchase | 1,050 | 13.1447 USD | ||||
Ordinary NPV | Purchase | 1,300 | 13.1338 USD | ||||
Ordinary NPV | Purchase | 1,700 | 13.1100 USD | ||||
Ordinary NPV | Purchase | 2,319 | 13.1470 USD | ||||
Ordinary NPV | Purchase | 2,774 | 13.0686 USD | ||||
Ordinary NPV | Purchase | 2,963 | 13.1030 USD | ||||
Ordinary NPV | Purchase | 3,052 | 13.1543 USD | ||||
Ordinary NPV | Purchase | 3,300 | 13.0965 USD | ||||
Ordinary NPV | Purchase | 3,500 | 13.1434 USD | ||||
Ordinary NPV | Purchase | 3,681 | 13.1691 USD | ||||
Ordinary NPV | Purchase | 5,400 | 13.1075 USD | ||||
Ordinary NPV | Purchase | 6,300 | 13.1119 USD | ||||
Ordinary NPV | Purchase | 6,700 | 13.1603 USD | ||||
Ordinary NPV | Purchase | 8,508 | 13.1458 USD | ||||
Ordinary NPV | Purchase | 9,100 | 13.1639 USD | ||||
Ordinary NPV | Purchase | 12,500 | 13.1130 USD | ||||
Ordinary NPV | Purchase | 17,000 | 13.1510 USD | ||||
Ordinary NPV | Purchase | 17,261 | 13.1297 USD | ||||
Ordinary NPV | Purchase | 23,958 | 13.1091 USD | ||||
Ordinary NPV | Purchase | 25,438 | 13.1381 USD | ||||
Ordinary NPV | Purchase | 25,482 | 13.1180 USD | ||||
Ordinary NPV | Purchase | 26,400 | 13.0915 USD | ||||
Ordinary NPV | Purchase | 34,063 | 13.1000 USD | ||||
Ordinary NPV | Purchase | 82,124 | 13.1604 USD | ||||
Ordinary NPV | Purchase | 124,800 | 13.1362 USD | ||||
Ordinary NPV | Purchase | 126,100 | 13.1096 USD | ||||
Ordinary NPV | Purchase | 244,500 | 13.0996 USD | ||||
Ordinary NPV | Purchase | 244,800 | 13.1135 USD | ||||
Ordinary NPV | Purchase | 350,811 | 13.1552 USD | ||||
Ordinary NPV | Purchase | 822,300 | 13.1600 USD | ||||
Ordinary NPV | Sale | 40 | 13.2000 USD | ||||
Ordinary NPV | Sale | 62 | 13.1945 USD | ||||
Ordinary NPV | Sale | 100 | 13.1150 USD | ||||
Ordinary NPV | Sale | 100 | 13.1350 USD | ||||
Ordinary NPV | Sale | 100 | 13.2075 USD | ||||
Ordinary NPV | Sale | 274 | 13.1669 USD | ||||
Ordinary NPV | Sale | 332 | 13.1679 USD | ||||
Ordinary NPV | Sale | 411 | 13.1100 USD | ||||
Ordinary NPV | Sale | 500 | 13.1700 USD | ||||
Ordinary NPV | Sale | 1,000 | 13.1175 USD | ||||
Ordinary NPV | Sale | 1,017 | 13.0900 USD | ||||
Ordinary NPV | Sale | 1,100 | 13.1022 USD | ||||
Ordinary NPV | Sale | 1,181 | 13.1406 USD | ||||
Ordinary NPV | Sale | 1,300 | 13.1407 USD | ||||
Ordinary NPV | Sale | 1,700 | 13.1400 USD | ||||
Ordinary NPV | Sale | 1,900 | 13.1542 USD | ||||
Ordinary NPV | Sale | 2,000 | 13.1450 USD | ||||
Ordinary NPV | Sale | 2,300 | 13.1404 USD | ||||
Ordinary NPV | Sale | 2,600 | 13.1200 USD | ||||
Ordinary NPV | Sale | 2,700 | 13.0974 USD | ||||
Ordinary NPV | Sale | 3,100 | 13.1264 USD | ||||
Ordinary NPV | Sale | 3,300 | 13.0965 USD | ||||
Ordinary NPV | Sale | 3,579 | 13.1067 USD | ||||
Ordinary NPV | Sale | 4,700 | 13.1288 USD | ||||
Ordinary NPV | Sale | 5,100 | 13.0949 USD | ||||
Ordinary NPV | Sale | 5,854 | 13.0917 USD | ||||
Ordinary NPV | Sale | 6,200 | 13.1324 USD | ||||
Ordinary NPV | Sale | 6,600 | 13.1090 USD | ||||
Ordinary NPV | Sale | 8,197 | 13.1492 USD | ||||
Ordinary NPV | Sale | 8,613 | 13.1112 USD | ||||
Ordinary NPV | Sale | 9,544 | 13.1297 USD | ||||
Ordinary NPV | Sale | 12,500 | 13.1000 USD | ||||
Ordinary NPV | Sale | 13,274 | 13.0997 USD | ||||
Ordinary NPV | Sale | 13,700 | 13.1775 USD | ||||
Ordinary NPV | Sale | 23,958 | 13.1091 USD | ||||
Ordinary NPV | Sale | 28,333 | 13.1479 USD | ||||
Ordinary NPV | Sale | 32,797 | 13.1615 USD | ||||
Ordinary NPV | Sale | 41,629 | 13.1591 USD | ||||
Ordinary NPV | Sale | 46,700 | 13.1393 USD | ||||
Ordinary NPV | Sale | 54,838 | 13.1343 USD | ||||
Ordinary NPV | Sale | 76,300 | 13.1354 USD | ||||
Ordinary NPV | Sale | 128,080 | 13.1613 USD | ||||
Ordinary NPV | Sale | 165,900 | 13.1165 USD | ||||
Ordinary NPV | Sale | 198,752 | 13.1571 USD | ||||
Ordinary NPV | Sale | 208,500 | 13.1092 USD | ||||
Ordinary NPV | Sale | 306,400 | 13.0991 USD | ||||
Ordinary NPV | Sale | 411,000 | 13.1600 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 10 USD | American | 18 Jan 2019 | 3.1900 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 200 | 11 USD | American | 18 Jan 2019 | 2.3400 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 200 | 13 USD | American | 26 Oct 2018 | 0.4000 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 200 | 13 USD | American | 21 Dec 2018 | 0.8600 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 26,300 | 14 USD | American | 26 Oct 2018 | 0.2000 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 14 USD | American | 21 Dec 2018 | 0.4600 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 300 | 15 USD | American | 18 Apr 2019 | 0.6600 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 300 | 16 USD | American | 21 Dec 2018 | 0.1300 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 500 | 16 USD | American | 18 Jan 2019 | 0.2100 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 600 | 17 USD | American | 18 Jan 2019 | 0.1400 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 400 | 18 USD | American | 18 Apr 2019 | 0.2300 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 600 | 25 USD | American | 18 Apr 2019 | 0.0500 USD | ||||||||
Ordinary NPV | Call Options | Selling | 242,000 | 11 USD | American | 9 Nov 2018 | 2.1950 USD | ||||||||
Ordinary NPV | Call Options | Selling | 242,000 | 12 USD | American | 16 Nov 2018 | 1.3300 USD | ||||||||
Ordinary NPV | Call Options | Selling | 900 | 13 USD | American | 18 Apr 2019 | 1.3600 USD | ||||||||
Ordinary NPV | Call Options | Selling | 2,200 | 13 USD | American | 17 Jan 2020 | 2.2500 USD | ||||||||
Ordinary NPV | Call Options | Selling | 600 | 14 USD | American | 16 Nov 2018 | 0.2700 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 2,200 | 12 USD | American | 26 Oct 2018 | 0.0304 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 1,800 | 13 USD | American | 26 Oct 2018 | 0.3300 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 300 | 14 USD | American | 16 Nov 2018 | 0.7700 USD | ||||||||
Ordinary NPV | Put Options | Selling | 1,300 | 11 USD | American | 16 Nov 2018 | 0.0600 USD | ||||||||
Ordinary NPV | Put Options | Selling | 2,400 | 12 USD | American | 16 Nov 2018 | 0.1508 USD | ||||||||
Ordinary NPV | Put Options | Selling | 100 | 13 USD | American | 26 Oct 2018 | 0.1200 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | ||
Supplemental Form 8 (SBL) | NO | ||
Date of disclosure: | 23 Oct 2018 | ||
Contact name: | Large Holdings Regulatory Operations | ||
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | BARRICK GOLD CORPORATION | ||
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
Ordinary NPV | Call Options | Purchased | 100 | 14.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 15.0000 | American | 30 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 6.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 13.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 15.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 11.0000 | American | 23 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 11.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 16.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 13.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 20.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 400 | 12.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 500 | 18.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 600 | 25.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 600 | 16.0000 | American | 30 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 700 | 14.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 800 | 15.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 900 | 13.0000 | American | 23 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,100 | 11.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,200 | 13.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,200 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,400 | 12.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,600 | 10.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,600 | 14.0000 | American | 30 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,700 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 2,300 | 12.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 3,400 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 5,000 | 16.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 5,900 | 13.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 8,500 | 15.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 9,500 | 14.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 10,000 | 35.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 18,300 | 13.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 27,200 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 32,100 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 34,400 | 14.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 43,600 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 45,000 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 177,100 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -272,700 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -258,600 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -183,700 | 12.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -160,700 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -122,400 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -118,600 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -103,900 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -87,900 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -80,800 | 30.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -61,900 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -55,800 | 12.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -55,500 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -46,800 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -44,100 | 35.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -36,700 | 25.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -35,300 | 11.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -21,400 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -20,800 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -19,600 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -15,600 | 37.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -14,400 | 18.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -14,400 | 15.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -13,300 | 27.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -5,900 | 27.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -5,300 | 19.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -5,000 | 18.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -4,700 | 24.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -3,500 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -3,000 | 21.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,400 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,000 | 10.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -800 | 12.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -700 | 26.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -400 | 11.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -400 | 9.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -200 | 17.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -100 | 12.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Purchased | -300,000 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -155,100 | 9.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -139,500 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -74,600 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -53,400 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -27,100 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -13,600 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -11,800 | 13.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -10,700 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -10,000 | 13.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -9,000 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -5,100 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -5,000 | 14.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -3,400 | 12.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -2,800 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -2,600 | 10.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -2,000 | 11.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -1,500 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -800 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -400 | 14.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 8.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Purchased | -200 | 13.0000 | American | 30 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 100 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 100 | 11.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 200 | 10.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 400 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 400 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 600 | 5.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 600 | 8.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 700 | 10.0000 | American | 30 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 700 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 800 | 12.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 900 | 12.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 1,000 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 1,900 | 12.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 3,300 | 13.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 5,800 | 12.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 19,200 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 22,400 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 22,600 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 52,800 | 12.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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