25 Oct 2018 14:22
FORM 8 (DD)
Amendment to Sales
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | BARRICK GOLD CORPORATION | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEREE | |||
(e) | Date position held/dealing undertaken: | 23 October 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | Ordinary NPV | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 1,552,583 | 0.13% | 42,600 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 618,700 | 0.05% | 2,710,300 | 0.23% | |||||||
(4) | |||||||||||
TOTAL: | 2,171,283 | 0.19% | 2,752,900 | 0.24% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
Ordinary NPV | Purchase | 100 | 13.7050 USD | ||||
Ordinary NPV | Purchase | 100 | 13.6400 USD | ||||
Ordinary NPV | Purchase | 100 | 13.3300 USD | ||||
Ordinary NPV | Purchase | 100 | 13.3350 USD | ||||
Ordinary NPV | Purchase | 100 | 13.3500 USD | ||||
Ordinary NPV | Purchase | 171 | 13.3100 USD | ||||
Ordinary NPV | Purchase | 187 | 13.6719 USD | ||||
Ordinary NPV | Purchase | 200 | 13.4700 USD | ||||
Ordinary NPV | Purchase | 200 | 13.6200 USD | ||||
Ordinary NPV | Purchase | 300 | 13.5633 USD | ||||
Ordinary NPV | Purchase | 500 | 13.5100 USD | ||||
Ordinary NPV | Purchase | 500 | 17.6594 CAD | ||||
Ordinary NPV | Purchase | 500 | 13.5260 USD | ||||
Ordinary NPV | Purchase | 700 | 13.3292 USD | ||||
Ordinary NPV | Purchase | 800 | 13.5237 USD | ||||
Ordinary NPV | Purchase | 900 | 13.3777 USD | ||||
Ordinary NPV | Purchase | 900 | 13.5233 USD | ||||
Ordinary NPV | Purchase | 1,000 | 13.5120 USD | ||||
Ordinary NPV | Purchase | 1,300 | 13.5138 USD | ||||
Ordinary NPV | Purchase | 1,425 | 13.5043 USD | ||||
Ordinary NPV | Purchase | 1,600 | 13.5900 USD | ||||
Ordinary NPV | Purchase | 1,719 | 13.4369 USD | ||||
Ordinary NPV | Purchase | 1,900 | 13.4750 USD | ||||
Ordinary NPV | Purchase | 2,057 | 13.4712 USD | ||||
Ordinary NPV | Purchase | 3,100 | 13.6487 USD | ||||
Ordinary NPV | Purchase | 3,400 | 13.5102 USD | ||||
Ordinary NPV | Purchase | 4,100 | 13.6468 USD | ||||
Ordinary NPV | Purchase | 4,357 | 13.4800 USD | ||||
Ordinary NPV | Purchase | 5,000 | 13.3150 USD | ||||
Ordinary NPV | Purchase | 5,316 | 13.3533 USD | ||||
Ordinary NPV | Purchase | 5,600 | 13.6883 USD | ||||
Ordinary NPV | Purchase | 5,714 | 13.5122 USD | ||||
Ordinary NPV | Purchase | 6,677 | 13.2922 USD | ||||
Ordinary NPV | Purchase | 6,995 | 13.2945 USD | ||||
Ordinary NPV | Purchase | 7,000 | 13.5256 USD | ||||
Ordinary NPV | Purchase | 7,582 | 13.3197 USD | ||||
Ordinary NPV | Purchase | 8,234 | 13.4708 USD | ||||
Ordinary NPV | Purchase | 9,300 | 13.4533 USD | ||||
Ordinary NPV | Purchase | 10,127 | 13.4900 USD | ||||
Ordinary NPV | Purchase | 14,498 | 13.5576 USD | ||||
Ordinary NPV | Purchase | 15,000 | 13.4437 USD | ||||
Ordinary NPV | Purchase | 20,064 | 13.5200 USD | ||||
Ordinary NPV | Purchase | 22,184 | 13.3774 USD | ||||
Ordinary NPV | Purchase | 22,497 | 13.5147 USD | ||||
Ordinary NPV | Purchase | 29,700 | 13.4607 USD | ||||
Ordinary NPV | Purchase | 39,120 | 13.4047 USD | ||||
Ordinary NPV | Purchase | 58,540 | 13.5312 USD | ||||
Ordinary NPV | Purchase | 89,000 | 13.5246 USD | ||||
Ordinary NPV | Purchase | 140,900 | 13.4532 USD | ||||
Ordinary NPV | Purchase | 144,279 | 17.8722 CAD | ||||
Ordinary NPV | Purchase | 181,600 | 13.4735 USD | ||||
Ordinary NPV | Purchase | 257,000 | 13.4409 USD | ||||
Ordinary NPV | Purchase | 439,968 | 13.4402 USD | ||||
Ordinary NPV | Purchase | 1,500 | 17.6507 CAD | ||||
Ordinary NPV | Sale | 100 | 13.3600 USD | ||||
Ordinary NPV | Sale | 100 | 13.5400 USD | ||||
Ordinary NPV | Sale | 200 | 13.6950 USD | ||||
Ordinary NPV | Sale | 300 | 13.6933 USD | ||||
Ordinary NPV | Sale | 300 | 13.6750 USD | ||||
Ordinary NPV | Sale | 400 | 13.6900 USD | ||||
Ordinary NPV | Sale | 500 | 13.4500 USD | ||||
Ordinary NPV | Sale | 700 | 13.3171 USD | ||||
Ordinary NPV | Sale | 800 | 13.6856 USD | ||||
Ordinary NPV | Sale | 835 | 13.4205 USD | ||||
Ordinary NPV | Sale | 1,000 | 13.6910 USD | ||||
Ordinary NPV | Sale | 1,100 | 13.3300 USD | ||||
Ordinary NPV | Sale | 1,700 | 13.6914 USD | ||||
Ordinary NPV | Sale | 2,200 | 13.6852 USD | ||||
Ordinary NPV | Sale | 2,377 | 13.3400 USD | ||||
Ordinary NPV | Sale | 2,800 | 13.6458 USD | ||||
Ordinary NPV | Sale | 4,257 | 13.4730 USD | ||||
Ordinary NPV | Sale | 4,257 | 13.4800 USD | ||||
Ordinary NPV | Sale | 4,300 | 13.3810 USD | ||||
Ordinary NPV | Sale | 4,500 | 13.3571 USD | ||||
Ordinary NPV | Sale | 4,800 | 13.4123 USD | ||||
Ordinary NPV | Sale | 5,000 | 13.3304 USD | ||||
Ordinary NPV | Sale | 5,071 | 13.3149 USD | ||||
Ordinary NPV | Sale | 5,100 | 13.4400 USD | ||||
Ordinary NPV | Sale | 5,416 | 13.3586 USD | ||||
Ordinary NPV | Sale | 5,600 | 13.2750 USD | ||||
Ordinary NPV | Sale | 6,000 | 17.8702 CAD | ||||
Ordinary NPV | Sale | 6,900 | 13.3178 USD | ||||
Ordinary NPV | Sale | 8,800 | 13.3938 USD | ||||
Ordinary NPV | Sale | 9,100 | 13.3219 USD | ||||
Ordinary NPV | Sale | 9,200 | 13.4455 USD | ||||
Ordinary NPV | Sale | 9,600 | 13.4177 USD | ||||
Ordinary NPV | Sale | 10,785 | 13.3682 USD | ||||
Ordinary NPV | Sale | 13,300 | 13.3204 USD | ||||
Ordinary NPV | Sale | 14,900 | 13.3195 USD | ||||
Ordinary NPV | Sale | 21,900 | 13.4450 USD | ||||
Ordinary NPV | Sale | 22,184 | 13.3774 USD | ||||
Ordinary NPV | Sale | 22,795 | 13.4017 USD | ||||
Ordinary NPV | Sale | 25,603 | 13.5095 USD | ||||
Ordinary NPV | Sale | 30,019 | 13.4914 USD | ||||
Ordinary NPV | Sale | 54,200 | 13.4567 USD | ||||
Ordinary NPV | Sale | 58,500 | 13.4018 USD | ||||
Ordinary NPV | Sale | 66,400 | 13.4078 USD | ||||
Ordinary NPV | Sale | 66,538 | 13.4793 USD | ||||
Ordinary NPV | Sale | 110,100 | 13.5039 USD | ||||
Ordinary NPV | Sale | 113,100 | 13.4787 USD | ||||
Ordinary NPV | Sale | 153,200 | 13.5214 USD | ||||
Ordinary NPV | Sale | 174,800 | 13.4527 USD | ||||
Ordinary NPV | Sale | 201,408 | 13.4280 USD | ||||
Ordinary NPV | Sale | 207,200 | 13.4539 USD | ||||
Ordinary NPV | Sale | 138,279 | 17.8723 CAD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 10 USD | American | 17 Jan 2020 | 4.1500 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 18,500 | 11 USD | American | 16 Nov 2018 | 2.6150 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 7,900 | 12 USD | American | 9 Nov 2018 | 1.7200 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 12 USD | American | 18 Jan 2019 | 1.9500 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 1,000 | 13 USD | American | 26 Oct 2018 | 1.1200 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 11,100 | 13 USD | American | 9 Nov 2018 | 0.8800 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 21,800 | 14 USD | American | 9 Nov 2018 | 0.3800 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 15 USD | American | 16 Nov 2018 | 0.1500 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 400 | 15 USD | American | 18 Jan 2019 | 0.5000 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 300 | 15 USD | American | 18 Apr 2019 | 0.8000 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 200 | 15 USD | American | 15 Jan 2021 | 2.2800 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 4,100 | 16 USD | American | 30 Nov 2018 | 0.0743 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 400 | 16 USD | American | 18 Jan 2019 | 0.3000 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 5,400 | 17 USD | American | 18 Jan 2019 | 0.1988 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 1,500 | 17 USD | American | 18 Apr 2019 | 0.3700 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 2,900 | 18 USD | American | 18 Apr 2019 | 0.2700 USD | ||||||||
Ordinary NPV | Call Options | Selling | 500 | 10 USD | American | 17 Jan 2020 | 4.3800 USD | ||||||||
Ordinary NPV | Call Options | Selling | 10,100 | 12 USD | American | 26 Oct 2018 | 1.6935 USD | ||||||||
Ordinary NPV | Call Options | Selling | 200 | 13 USD | American | 16 Nov 2018 | 0.7900 USD | ||||||||
Ordinary NPV | Call Options | Selling | 500 | 14 USD | American | 2 Nov 2018 | 0.2600 USD | ||||||||
Ordinary NPV | Call Options | Selling | 12,500 | 14 USD | American | 9 Nov 2018 | 0.3796 USD | ||||||||
Ordinary NPV | Call Options | Selling | 10,100 | 14 USD | American | 16 Nov 2018 | 0.4706 USD | ||||||||
Ordinary NPV | Call Options | Selling | 100 | 14 USD | American | 30 Nov 2018 | 0.5600 USD | ||||||||
Ordinary NPV | Call Options | Selling | 2,200 | 15 USD | American | 16 Nov 2018 | 0.1600 USD | ||||||||
Ordinary NPV | Put Options | Selling | 300 | 13 USD | American | 16 Nov 2018 | 0.3700 USD | ||||||||
Ordinary NPV | Put Options | Selling | 1,200 | 13 USD | American | 18 Apr 2019 | 0.9300 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | ||
Supplemental Form 8 (SBL) | NO | ||
Date of disclosure: | 25 Oct 2018 | ||
Contact name: | Large Holdings Regulatory Operations | ||
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | BARRICK GOLD CORPORATION | ||
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
Ordinary NPV | Call Options | Purchased | 100 | 6.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 15.0000 | American | 30 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 14.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 13.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 14.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 11.0000 | American | 23 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 11.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 20.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 13.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 16.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 400 | 15.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 600 | 25.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 800 | 15.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 900 | 13.0000 | American | 23 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,200 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,200 | 13.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,300 | 17.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,500 | 14.0000 | American | 30 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,600 | 10.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,700 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 2,300 | 12.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 3,400 | 18.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 3,400 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 4,700 | 16.0000 | American | 30 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 5,000 | 16.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 6,400 | 15.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 6,900 | 13.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 8,300 | 12.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 9,300 | 14.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 10,000 | 35.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 11,100 | 13.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 18,100 | 13.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 19,600 | 11.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 27,200 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 32,100 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 34,400 | 14.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 43,200 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 45,000 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 177,100 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -272,700 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -258,600 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -183,700 | 12.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -160,700 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -122,400 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -118,200 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -103,500 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -87,900 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -80,800 | 30.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -56,500 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -55,700 | 12.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -55,500 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -46,800 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -44,100 | 35.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -36,700 | 25.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -35,300 | 11.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -21,400 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -20,800 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -19,600 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -15,600 | 37.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -14,400 | 18.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -14,100 | 15.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -13,300 | 27.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -8,700 | 12.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -5,900 | 27.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -5,300 | 19.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -5,000 | 18.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -4,700 | 24.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -3,500 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -3,000 | 21.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,400 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,000 | 10.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -800 | 12.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -700 | 26.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -600 | 14.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -400 | 11.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -400 | 9.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -100 | 12.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Purchased | -300,000 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -155,100 | 9.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -139,500 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -74,600 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -53,400 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -27,100 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -13,600 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -11,800 | 13.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -10,700 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -9,700 | 13.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -9,000 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -5,100 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -5,000 | 14.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -3,400 | 12.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -2,800 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -2,600 | 10.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -2,000 | 11.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -1,500 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -800 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -400 | 14.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 8.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Purchased | -200 | 13.0000 | American | 30 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 100 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 100 | 11.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 200 | 10.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 400 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 400 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 600 | 8.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 600 | 5.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 700 | 10.0000 | American | 30 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 700 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 800 | 12.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 900 | 12.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 1,000 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 1,200 | 13.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 1,900 | 12.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 3,300 | 13.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 5,800 | 12.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 19,200 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 22,400 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 22,600 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 52,800 | 12.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181025005555/en/
Copyright Business Wire 2018