Last checked at 27 May 2014 15:07
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ASTRAZENECA PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 23 May 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | PFIZER INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 14,737,242 | 1.17% | 7,464,580 | 0.59% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 1,148,635 | 0.09% | 6,404,673 | 0.51% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,773,076 | 0.14% | 4,408,558 | 0.35% | |||||||
| (4) | TOTAL: | ||||||||||
| 17,658,953 | 1.40% | 18,277,811 | 1.45% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 9 | 42.5400 GBP | ||||
| ORD | Purchase | 10 | 42.7700 GBP | ||||
| ORD | Purchase | 15 | 43.1700 GBP | ||||
| ORD | Purchase | 30 | 42.8925 GBP | ||||
| ORD | Purchase | 31 | 42.5950 GBP | ||||
| ORD | Purchase | 32 | 42.4975 GBP | ||||
| ORD | Purchase | 36 | 42.6300 GBP | ||||
| ORD | Purchase | 36 | 42.9745 GBP | ||||
| ORD | Purchase | 39 | 42.3475 GBP | ||||
| ORD | Purchase | 39 | 42.6100 GBP | ||||
| ORD | Purchase | 39 | 42.6330 GBP | ||||
| ORD | Purchase | 39 | 43.0500 GBP | ||||
| ORD | Purchase | 44 | 42.3455 GBP | ||||
| ORD | Purchase | 62 | 42.9890 GBP | ||||
| ORD | Purchase | 64 | 42.2750 GBP | ||||
| ORD | Purchase | 64 | 42.2850 GBP | ||||
| ORD | Purchase | 66 | 42.7325 GBP | ||||
| ORD | Purchase | 66 | 42.8350 GBP | ||||
| ORD | Purchase | 68 | 42.2300 GBP | ||||
| ORD | Purchase | 70 | 42.9420 GBP | ||||
| ORD | Purchase | 70 | 484.1000 SEK | ||||
| ORD | Purchase | 72 | 42.4075 GBP | ||||
| ORD | Purchase | 73 | 43.1175 GBP | ||||
| ORD | Purchase | 74 | 42.7180 GBP | ||||
| ORD | Purchase | 77 | 42.3100 GBP | ||||
| ORD | Purchase | 78 | 42.2250 GBP | ||||
| ORD | Purchase | 78 | 42.9570 GBP | ||||
| ORD | Purchase | 78 | 42.9575 GBP | ||||
| ORD | Purchase | 79 | 43.0450 GBP | ||||
| ORD | Purchase | 81 | 42.6455 GBP | ||||
| ORD | Purchase | 84 | 43.1870 GBP | ||||
| ORD (traded as ADR) | Purchase | 86 | 72.7300 USD | ||||
| ORD | Purchase | 87 | 42.1550 GBP | ||||
| ORD | Purchase | 88 | 42.1700 GBP | ||||
| ORD | Purchase | 88 | 42.4250 GBP | ||||
| ORD | Purchase | 88 | 42.5025 GBP | ||||
| ORD | Purchase | 88 | 43.0530 GBP | ||||
| ORD | Purchase | 88 | 43.0550 GBP | ||||
| ORD | Purchase | 88 | 43.0650 GBP | ||||
| ORD | Purchase | 88 | 43.2305 GBP | ||||
| ORD | Purchase | 90 | 42.3650 GBP | ||||
| ORD | Purchase | 91 | 43.0995 GBP | ||||
| ORD | Purchase | 93 | 42.9820 GBP | ||||
| ORD | Purchase | 94 | 43.1370 GBP | ||||
| ORD | Purchase | 98 | 43.2350 GBP | ||||
| ORD | Purchase | 99 | 42.9675 GBP | ||||
| ORD | Purchase | 100 | 43.1325 GBP | ||||
| ORD | Purchase | 100 | 43.1350 GBP | ||||
| ORD | Purchase | 100 | 43.1775 GBP | ||||
| ORD (traded as ADR) | Purchase | 100 | 72.3290 USD | ||||
| ORD | Purchase | 103 | 42.2500 GBP | ||||
| ORD | Purchase | 104 | 42.9725 GBP | ||||
| ORD | Purchase | 105 | 42.7475 GBP | ||||
| ORD | Purchase | 107 | 43.1150 GBP | ||||
| ORD | Purchase | 111 | 42.6725 GBP | ||||
| ORD | Purchase | 113 | 42.4200 GBP | ||||
| ORD | Purchase | 116 | 42.9400 GBP | ||||
| ORD | Purchase | 116 | 43.2095 GBP | ||||
| ORD | Purchase | 118 | 42.9275 GBP | ||||
| ORD | Purchase | 118 | 42.9350 GBP | ||||
| ORD | Purchase | 120 | 43.0400 GBP | ||||
| ORD | Purchase | 121 | 43.0870 GBP | ||||
| ORD | Purchase | 125 | 42.9975 GBP | ||||
| ORD | Purchase | 128 | 473.5781 SEK | ||||
| ORD | Purchase | 132 | 42.2700 GBP | ||||
| ORD | Purchase | 133 | 42.2600 GBP | ||||
| ORD | Purchase | 133 | 43.0320 GBP | ||||
| ORD | Purchase | 133 | 43.0675 GBP | ||||
| ORD | Purchase | 133 | 43.0825 GBP | ||||
| ORD | Purchase | 134 | 42.9900 GBP | ||||
| ORD | Purchase | 136 | 42.3600 GBP | ||||
| ORD | Purchase | 138 | 42.9025 GBP | ||||
| ORD | Purchase | 140 | 42.6450 GBP | ||||
| ORD | Purchase | 141 | 43.0800 GBP | ||||
| ORD | Purchase | 145 | 42.8900 GBP | ||||
| ORD | Purchase | 148 | 43.2400 GBP | ||||
| ORD | Purchase | 150 | 482.1000 SEK | ||||
| ORD | Purchase | 154 | 43.0775 GBP | ||||
| ORD | Purchase | 157 | 42.3750 GBP | ||||
| ORD | Purchase | 157 | 42.9225 GBP | ||||
| ORD | Purchase | 157 | 43.1550 GBP | ||||
| ORD | Purchase | 158 | 42.5417 GBP | ||||
| ORD | Purchase | 159 | 477.4000 SEK | ||||
| ORD | Purchase | 160 | 43.2716 GBP | ||||
| ORD | Purchase | 167 | 43.0845 GBP | ||||
| ORD | Purchase | 169 | 43.2075 GBP | ||||
| ORD | Purchase | 173 | 42.3000 GBP | ||||
| ORD | Purchase | 173 | 43.1500 GBP | ||||
| ORD | Purchase | 174 | 43.2225 GBP | ||||
| ORD | Purchase | 176 | 43.0875 GBP | ||||
| ORD | Purchase | 177 | 42.6525 GBP | ||||
| ORD | Purchase | 178 | 43.1800 GBP | ||||
| ORD | Purchase | 183 | 43.1600 GBP | ||||
| ORD | Purchase | 187 | 42.6400 GBP | ||||
| ORD | Purchase | 189 | 42.2900 GBP | ||||
| ORD | Purchase | 189 | 43.2275 GBP | ||||
| ORD | Purchase | 192 | 43.2200 GBP | ||||
| ORD | Purchase | 194 | 42.9750 GBP | ||||
| ORD | Purchase | 196 | 42.9775 GBP | ||||
| ORD | Purchase | 200 | 43.1170 GBP | ||||
| ORD | Purchase | 200 | 43.1195 GBP | ||||
| ORD (traded as ADR) | Purchase | 200 | 72.4800 USD | ||||
| ORD | Purchase | 211 | 43.0725 GBP | ||||
| ORD | Purchase | 212 | 42.1800 GBP | ||||
| ORD | Purchase | 212 | 42.2650 GBP | ||||
| ORD | Purchase | 214 | 42.9625 GBP | ||||
| ORD | Purchase | 214 | 43.0475 GBP | ||||
| ORD | Purchase | 222 | 42.3950 GBP | ||||
| ORD | Purchase | 230 | 43.2150 GBP | ||||
| ORD | Purchase | 237 | 43.1580 GBP | ||||
| ORD | Purchase | 239 | 43.2100 GBP | ||||
| ORD | Purchase | 242 | 43.1075 GBP | ||||
| ORD | Purchase | 244 | 43.1825 GBP | ||||
| ORD | Purchase | 266 | 42.3900 GBP | ||||
| ORD | Purchase | 266 | 43.0850 GBP | ||||
| ORD | Purchase | 268 | 42.4450 GBP | ||||
| ORD | Purchase | 272 | 42.3700 GBP | ||||
| ORD | Purchase | 274 | 42.9525 GBP | ||||
| ORD | Purchase | 274 | 43.1725 GBP | ||||
| ORD | Purchase | 275 | 42.7000 GBP | ||||
| ORD | Purchase | 278 | 43.0975 GBP | ||||
| ORD | Purchase | 283 | 43.2125 GBP | ||||
| ORD | Purchase | 287 | 42.8950 GBP | ||||
| ORD | Purchase | 298 | 43.1745 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 72.3100 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 72.3900 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 72.6033 USD | ||||
| ORD | Purchase | 304 | 42.2800 GBP | ||||
| ORD | Purchase | 311 | 42.1900 GBP | ||||
| ORD | Purchase | 314 | 42.3525 GBP | ||||
| ORD | Purchase | 316 | 43.0750 GBP | ||||
| ORD | Purchase | 319 | 42.3550 GBP | ||||
| ORD | Purchase | 321 | 42.3625 GBP | ||||
| ORD | Purchase | 321 | 43.1025 GBP | ||||
| ORD | Purchase | 329 | 43.0600 GBP | ||||
| ORD | Purchase | 340 | 42.2050 GBP | ||||
| ORD | Purchase | 347 | 43.2025 GBP | ||||
| ORD | Purchase | 358 | 43.0000 GBP | ||||
| ORD | Purchase | 359 | 42.4950 GBP | ||||
| ORD | Purchase | 370 | 42.2350 GBP | ||||
| ORD | Purchase | 374 | 42.9600 GBP | ||||
| ORD | Purchase | 393 | 481.9086 SEK | ||||
| ORD (traded as ADR) | Purchase | 400 | 72.3950 USD | ||||
| ORD | Purchase | 401 | 42.4900 GBP | ||||
| ORD | Purchase | 406 | 42.3150 GBP | ||||
| ORD | Purchase | 410 | 43.1750 GBP | ||||
| ORD | Purchase | 412 | 43.0925 GBP | ||||
| ORD | Purchase | 415 | 42.9150 GBP | ||||
| ORD | Purchase | 416 | 43.1925 GBP | ||||
| ORD | Purchase | 436 | 42.9950 GBP | ||||
| ORD | Purchase | 436 | 43.0950 GBP | ||||
| ORD | Purchase | 442 | 42.4850 GBP | ||||
| ORD | Purchase | 461 | 42.5050 GBP | ||||
| ORD | Purchase | 472 | 43.0700 GBP | ||||
| ORD | Purchase | 500 | 42.3680 GBP | ||||
| ORD | Purchase | 500 | 42.4050 GBP | ||||
| ORD | Purchase | 500 | 42.5125 GBP | ||||
| ORD (traded as ADR) | Purchase | 500 | 72.3410 USD | ||||
| ORD (traded as ADR) | Purchase | 500 | 72.7100 USD | ||||
| ORD | Purchase | 505 | 42.9550 GBP | ||||
| ORD | Purchase | 507 | 42.8800 GBP | ||||
| ORD | Purchase | 507 | 43.2050 GBP | ||||
| ORD | Purchase | 513 | 42.5816 GBP | ||||
| ORD | Purchase | 529 | 42.5250 GBP | ||||
| ORD | Purchase | 536 | 42.9700 GBP | ||||
| ORD | Purchase | 553 | 43.1850 GBP | ||||
| ORD | Purchase | 572 | 42.4800 GBP | ||||
| ORD (traded as ADR) | Purchase | 600 | 72.3300 USD | ||||
| ORD | Purchase | 602 | 43.1000 GBP | ||||
| ORD | Purchase | 608 | 42.4400 GBP | ||||
| ORD | Purchase | 651 | 42.2000 GBP | ||||
| ORD | Purchase | 677 | 43.2325 GBP | ||||
| ORD (traded as ADR) | Purchase | 700 | 72.7364 USD | ||||
| ORD (traded as ADR) | Purchase | 704 | 72.6460 USD | ||||
| ORD | Purchase | 707 | 43.1900 GBP | ||||
| ORD | Purchase | 729 | 43.1950 GBP | ||||
| ORD | Purchase | 732 | 42.5200 GBP | ||||
| ORD | Purchase | 751 | 481.5000 SEK | ||||
| ORD | Purchase | 794 | 43.2250 GBP | ||||
| ORD (traded as ADR) | Purchase | 800 | 72.6825 USD | ||||
| ORD | Purchase | 810 | 42.1650 GBP | ||||
| ORD | Purchase | 816 | 42.3850 GBP | ||||
| ORD | Purchase | 891 | 42.4750 GBP | ||||
| ORD | Purchase | 900 | 42.5425 GBP | ||||
| ORD (traded as ADR) | Purchase | 900 | 72.3988 USD | ||||
| ORD | Purchase | 972 | 42.2200 GBP | ||||
| ORD | Purchase | 980 | 42.3300 GBP | ||||
| ORD | Purchase | 983 | 42.9000 GBP | ||||
| ORD (traded as ADR) | Purchase | 986 | 72.7896 USD | ||||
| ORD (traded as ADR) | Purchase | 1,000 | 72.5530 USD | ||||
| ORD | Purchase | 1,032 | 43.0050 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,036 | 72.7202 USD | ||||
| ORD (traded as ADR) | Purchase | 1,100 | 72.6513 USD | ||||
| ORD (traded as ADR) | Purchase | 1,172 | 72.5400 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 72.5008 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 72.6697 USD | ||||
| ORD (traded as ADR) | Purchase | 1,206 | 72.2800 USD | ||||
| ORD | Purchase | 1,279 | 42.6916 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,300 | 72.3623 USD | ||||
| ORD | Purchase | 1,350 | 42.9250 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,432 | 72.5217 USD | ||||
| ORD | Purchase | 1,436 | 43.0350 GBP | ||||
| ORD | Purchase | 1,500 | 42.9800 GBP | ||||
| ORD | Purchase | 1,519 | 43.1050 GBP | ||||
| ORD | Purchase | 1,572 | 42.3800 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,600 | 72.7131 USD | ||||
| ORD (traded as ADR) | Purchase | 1,700 | 72.3252 USD | ||||
| ORD (traded as ADR) | Purchase | 1,708 | 72.3164 USD | ||||
| ORD | Purchase | 1,768 | 42.4646 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,989 | 72.8086 USD | ||||
| ORD | Purchase | 2,042 | 484.2363 SEK | ||||
| ORD (traded as ADR) | Purchase | 2,100 | 72.8890 USD | ||||
| ORD (traded as ADR) | Purchase | 2,777 | 72.3000 USD | ||||
| ORD | Purchase | 3,000 | 43.1008 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,073 | 72.7280 USD | ||||
| ORD | Purchase | 3,622 | 42.5300 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,900 | 72.5766 USD | ||||
| ORD (traded as ADR) | Purchase | 3,925 | 72.4799 USD | ||||
| ORD | Purchase | 4,133 | 42.6569 GBP | ||||
| ORD | Purchase | 4,264 | 480.5531 SEK | ||||
| ORD (traded as ADR) | Purchase | 4,300 | 72.8496 USD | ||||
| ORD (traded as ADR) | Purchase | 4,400 | 72.4752 USD | ||||
| ORD | Purchase | 4,467 | 42.9014 GBP | ||||
| ORD | Purchase | 4,858 | 42.5000 GBP | ||||
| ORD | Purchase | 5,000 | 42.3580 GBP | ||||
| ORD | Purchase | 5,016 | 43.0896 GBP | ||||
| ORD | Purchase | 5,168 | 42.7141 GBP | ||||
| ORD (traded as ADR) | Purchase | 5,489 | 72.3601 USD | ||||
| ORD (traded as ADR) | Purchase | 6,120 | 72.8400 USD | ||||
| ORD | Purchase | 6,451 | 42.6286 GBP | ||||
| ORD (traded as ADR) | Purchase | 6,794 | 72.4674 USD | ||||
| ORD (traded as ADR) | Purchase | 7,114 | 72.3748 USD | ||||
| ORD (traded as ADR) | Purchase | 7,129 | 72.5335 USD | ||||
| ORD | Purchase | 7,150 | 483.6133 SEK | ||||
| ORD (traded as ADR) | Purchase | 7,203 | 72.5963 USD | ||||
| ORD (traded as ADR) | Purchase | 7,500 | 72.3808 USD | ||||
| ORD | Purchase | 8,196 | 477.5352 SEK | ||||
| ORD | Purchase | 9,147 | 42.5356 GBP | ||||
| ORD | Purchase | 9,235 | 43.2800 GBP | ||||
| ORD | Purchase | 9,528 | 478.4580 SEK | ||||
| ORD (traded as ADR) | Purchase | 9,600 | 72.4133 USD | ||||
| ORD | Purchase | 10,142 | 43.0371 GBP | ||||
| ORD | Purchase | 11,010 | 42.7730 GBP | ||||
| ORD (traded as ADR) | Purchase | 12,273 | 72.7127 USD | ||||
| ORD (traded as ADR) | Purchase | 12,600 | 72.5049 USD | ||||
| ORD (traded as ADR) | Purchase | 13,971 | 72.7763 USD | ||||
| ORD (traded as ADR) | Purchase | 14,300 | 72.4342 USD | ||||
| ORD (traded as ADR) | Purchase | 15,415 | 72.5302 USD | ||||
| ORD (traded as ADR) | Purchase | 15,500 | 72.3343 USD | ||||
| ORD (traded as ADR) | Purchase | 16,634 | 72.4544 USD | ||||
| ORD | Purchase | 16,935 | 42.6377 GBP | ||||
| ORD | Purchase | 17,000 | 42.3897 GBP | ||||
| ORD (traded as ADR) | Purchase | 18,391 | 72.4011 USD | ||||
| ORD (traded as ADR) | Purchase | 18,503 | 72.7399 USD | ||||
| ORD | Purchase | 19,174 | 42.6192 GBP | ||||
| ORD | Purchase | 19,359 | 42.7215 GBP | ||||
| ORD | Purchase | 19,426 | 42.6105 GBP | ||||
| ORD (traded as ADR) | Purchase | 21,303 | 72.7339 USD | ||||
| ORD | Purchase | 22,268 | 42.8986 GBP | ||||
| ORD (traded as ADR) | Purchase | 24,800 | 72.7291 USD | ||||
| ORD (traded as ADR) | Purchase | 30,068 | 72.8013 USD | ||||
| ORD | Purchase | 30,197 | 42.3500 GBP | ||||
| ORD | Purchase | 30,626 | 42.9190 GBP | ||||
| ORD (traded as ADR) | Purchase | 45,207 | 72.6238 USD | ||||
| ORD (traded as ADR) | Purchase | 46,300 | 72.5738 USD | ||||
| ORD (traded as ADR) | Purchase | 47,687 | 72.6011 USD | ||||
| ORD | Purchase | 48,728 | 42.2514 GBP | ||||
| ORD (traded as ADR) | Purchase | 50,000 | 72.7699 USD | ||||
| ORD (traded as ADR) | Purchase | 51,167 | 72.5163 USD | ||||
| ORD (traded as ADR) | Purchase | 53,534 | 72.7415 USD | ||||
| ORD | Purchase | 54,744 | 43.1169 GBP | ||||
| ORD | Purchase | 55,000 | 42.9860 GBP | ||||
| ORD | Purchase | 62,521 | 43.0444 GBP | ||||
| ORD | Purchase | 98,231 | 43.0508 GBP | ||||
| ORD (traded as ADR) | Purchase | 104,800 | 72.5009 USD | ||||
| ORD | Purchase | 120,964 | 43.0357 GBP | ||||
| ORD | Purchase | 130,000 | 42.4846 GBP | ||||
| ORD (traded as ADR) | Purchase | 130,700 | 72.4573 USD | ||||
| ORD (traded as ADR) | Purchase | 134,000 | 72.7083 USD | ||||
| ORD | Purchase | 138,337 | 43.0378 GBP | ||||
| ORD | Purchase | 140,876 | 42.7245 GBP | ||||
| ORD | Purchase | 161,450 | 42.6576 GBP | ||||
| ORD (traded as ADR) | Purchase | 617,200 | 72.5899 USD | ||||
| ORD | Sale | 9 | 42.5400 GBP | ||||
| ORD | Sale | 10 | 42.7700 GBP | ||||
| ORD | Sale | 15 | 43.1700 GBP | ||||
| ORD | Sale | 30 | 42.8925 GBP | ||||
| ORD | Sale | 31 | 42.5950 GBP | ||||
| ORD | Sale | 32 | 42.4900 GBP | ||||
| ORD | Sale | 32 | 42.4975 GBP | ||||
| ORD | Sale | 36 | 42.6300 GBP | ||||
| ORD | Sale | 36 | 42.9745 GBP | ||||
| ORD | Sale | 39 | 42.3475 GBP | ||||
| ORD | Sale | 39 | 42.6100 GBP | ||||
| ORD | Sale | 39 | 42.6330 GBP | ||||
| ORD | Sale | 39 | 43.0500 GBP | ||||
| ORD (traded as ADR) | Sale | 40 | 72.1600 USD | ||||
| ORD | Sale | 44 | 42.3455 GBP | ||||
| ORD | Sale | 62 | 42.9890 GBP | ||||
| ORD | Sale | 64 | 42.2750 GBP | ||||
| ORD | Sale | 64 | 42.2850 GBP | ||||
| ORD | Sale | 66 | 42.7325 GBP | ||||
| ORD | Sale | 66 | 42.8350 GBP | ||||
| ORD | Sale | 68 | 42.2300 GBP | ||||
| ORD | Sale | 68 | 42.3247 GBP | ||||
| ORD | Sale | 70 | 42.9420 GBP | ||||
| ORD | Sale | 72 | 42.4075 GBP | ||||
| ORD | Sale | 73 | 43.1175 GBP | ||||
| ORD | Sale | 74 | 42.7180 GBP | ||||
| ORD | Sale | 77 | 42.3100 GBP | ||||
| ORD | Sale | 78 | 42.2250 GBP | ||||
| ORD | Sale | 78 | 42.9570 GBP | ||||
| ORD | Sale | 78 | 42.9575 GBP | ||||
| ORD | Sale | 79 | 43.0450 GBP | ||||
| ORD (traded as ADR) | Sale | 80 | 72.4300 USD | ||||
| ORD | Sale | 81 | 42.6455 GBP | ||||
| ORD | Sale | 84 | 43.1870 GBP | ||||
| ORD | Sale | 86 | 43.0775 GBP | ||||
| ORD (traded as ADR) | Sale | 86 | 72.7300 USD | ||||
| ORD | Sale | 87 | 42.1550 GBP | ||||
| ORD | Sale | 88 | 42.1700 GBP | ||||
| ORD | Sale | 88 | 42.4250 GBP | ||||
| ORD | Sale | 88 | 42.5025 GBP | ||||
| ORD | Sale | 88 | 43.0530 GBP | ||||
| ORD | Sale | 88 | 43.0550 GBP | ||||
| ORD | Sale | 88 | 43.0650 GBP | ||||
| ORD | Sale | 88 | 43.2305 GBP | ||||
| ORD | Sale | 91 | 43.0995 GBP | ||||
| ORD | Sale | 93 | 42.9820 GBP | ||||
| ORD | Sale | 94 | 43.1370 GBP | ||||
| ORD | Sale | 95 | 43.0768 GBP | ||||
| ORD | Sale | 98 | 43.2350 GBP | ||||
| ORD | Sale | 99 | 42.9675 GBP | ||||
| ORD | Sale | 100 | 43.1325 GBP | ||||
| ORD | Sale | 100 | 43.1350 GBP | ||||
| ORD | Sale | 100 | 43.1775 GBP | ||||
| ORD (traded as ADR) | Sale | 100 | 72.3700 USD | ||||
| ORD (traded as ADR) | Sale | 100 | 72.4400 USD | ||||
| ORD (traded as ADR) | Sale | 100 | 72.5500 USD | ||||
| ORD (traded as ADR) | Sale | 100 | 72.6600 USD | ||||
| ORD (traded as ADR) | Sale | 100 | 72.8700 USD | ||||
| ORD | Sale | 103 | 42.2500 GBP | ||||
| ORD | Sale | 104 | 42.9725 GBP | ||||
| ORD | Sale | 105 | 42.7475 GBP | ||||
| ORD | Sale | 107 | 43.1150 GBP | ||||
| ORD | Sale | 111 | 42.6725 GBP | ||||
| ORD | Sale | 113 | 42.4200 GBP | ||||
| ORD | Sale | 116 | 42.9400 GBP | ||||
| ORD | Sale | 116 | 43.2095 GBP | ||||
| ORD | Sale | 118 | 42.9275 GBP | ||||
| ORD | Sale | 118 | 42.9350 GBP | ||||
| ORD | Sale | 120 | 43.0400 GBP | ||||
| ORD | Sale | 120 | 483.8599 SEK | ||||
| ORD | Sale | 121 | 43.0870 GBP | ||||
| ORD | Sale | 125 | 42.9975 GBP | ||||
| ORD | Sale | 132 | 42.2700 GBP | ||||
| ORD | Sale | 133 | 42.2600 GBP | ||||
| ORD | Sale | 133 | 43.0320 GBP | ||||
| ORD | Sale | 133 | 43.0675 GBP | ||||
| ORD | Sale | 133 | 43.0825 GBP | ||||
| ORD | Sale | 134 | 42.9900 GBP | ||||
| ORD | Sale | 136 | 42.3600 GBP | ||||
| ORD | Sale | 138 | 42.9025 GBP | ||||
| ORD | Sale | 140 | 42.6450 GBP | ||||
| ORD | Sale | 145 | 42.8900 GBP | ||||
| ORD | Sale | 148 | 43.2400 GBP | ||||
| ORD | Sale | 157 | 42.3750 GBP | ||||
| ORD | Sale | 157 | 42.9225 GBP | ||||
| ORD | Sale | 157 | 43.1550 GBP | ||||
| ORD | Sale | 167 | 43.0845 GBP | ||||
| ORD | Sale | 169 | 43.2075 GBP | ||||
| ORD | Sale | 173 | 42.3000 GBP | ||||
| ORD | Sale | 173 | 43.1500 GBP | ||||
| ORD | Sale | 174 | 43.2225 GBP | ||||
| ORD | Sale | 176 | 43.0875 GBP | ||||
| ORD | Sale | 177 | 42.6525 GBP | ||||
| ORD | Sale | 178 | 43.1800 GBP | ||||
| ORD | Sale | 181 | 42.5795 GBP | ||||
| ORD | Sale | 183 | 43.1600 GBP | ||||
| ORD (traded as ADR) | Sale | 186 | 72.3200 USD | ||||
| ORD | Sale | 187 | 42.6400 GBP | ||||
| ORD | Sale | 189 | 42.2900 GBP | ||||
| ORD | Sale | 189 | 43.2275 GBP | ||||
| ORD | Sale | 192 | 43.2200 GBP | ||||
| ORD | Sale | 194 | 42.9750 GBP | ||||
| ORD | Sale | 196 | 42.9775 GBP | ||||
| ORD | Sale | 197 | 42.3500 GBP | ||||
| ORD | Sale | 200 | 42.6452 GBP | ||||
| ORD | Sale | 200 | 43.1170 GBP | ||||
| ORD | Sale | 200 | 43.1195 GBP | ||||
| ORD (traded as ADR) | Sale | 200 | 72.2700 USD | ||||
| ORD (traded as ADR) | Sale | 200 | 72.3401 USD | ||||
| ORD (traded as ADR) | Sale | 200 | 72.8750 USD | ||||
| ORD | Sale | 211 | 43.0725 GBP | ||||
| ORD | Sale | 212 | 42.1800 GBP | ||||
| ORD | Sale | 212 | 42.2650 GBP | ||||
| ORD | Sale | 214 | 42.9625 GBP | ||||
| ORD | Sale | 214 | 43.0475 GBP | ||||
| ORD | Sale | 222 | 42.3950 GBP | ||||
| ORD | Sale | 228 | 43.0800 GBP | ||||
| ORD | Sale | 230 | 43.2150 GBP | ||||
| ORD | Sale | 237 | 43.1580 GBP | ||||
| ORD | Sale | 239 | 43.2100 GBP | ||||
| ORD | Sale | 244 | 43.1825 GBP | ||||
| ORD | Sale | 266 | 42.3900 GBP | ||||
| ORD | Sale | 268 | 42.4450 GBP | ||||
| ORD | Sale | 272 | 42.3700 GBP | ||||
| ORD | Sale | 274 | 42.9525 GBP | ||||
| ORD | Sale | 274 | 43.1725 GBP | ||||
| ORD | Sale | 275 | 42.7000 GBP | ||||
| ORD | Sale | 278 | 43.0975 GBP | ||||
| ORD | Sale | 283 | 43.2125 GBP | ||||
| ORD | Sale | 287 | 42.8950 GBP | ||||
| ORD | Sale | 298 | 43.1745 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 72.3233 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 72.5000 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 72.5200 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 72.6200 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 72.8800 USD | ||||
| ORD | Sale | 304 | 42.2800 GBP | ||||
| ORD | Sale | 311 | 42.1900 GBP | ||||
| ORD | Sale | 314 | 42.3525 GBP | ||||
| ORD | Sale | 316 | 43.0750 GBP | ||||
| ORD | Sale | 319 | 42.3550 GBP | ||||
| ORD | Sale | 321 | 42.3625 GBP | ||||
| ORD | Sale | 321 | 43.1025 GBP | ||||
| ORD | Sale | 329 | 43.0600 GBP | ||||
| ORD | Sale | 334 | 42.5072 GBP | ||||
| ORD | Sale | 335 | 42.3418 GBP | ||||
| ORD | Sale | 340 | 42.2050 GBP | ||||
| ORD | Sale | 347 | 43.2025 GBP | ||||
| ORD | Sale | 350 | 42.9014 GBP | ||||
| ORD | Sale | 358 | 43.0000 GBP | ||||
| ORD | Sale | 359 | 42.4950 GBP | ||||
| ORD | Sale | 370 | 42.2350 GBP | ||||
| ORD | Sale | 374 | 42.9600 GBP | ||||
| ORD | Sale | 375 | 43.1054 GBP | ||||
| ORD (traded as ADR) | Sale | 400 | 72.5025 USD | ||||
| ORD (traded as ADR) | Sale | 400 | 72.5100 USD | ||||
| ORD (traded as ADR) | Sale | 400 | 72.7700 USD | ||||
| ORD | Sale | 406 | 42.3150 GBP | ||||
| ORD | Sale | 410 | 43.1750 GBP | ||||
| ORD | Sale | 412 | 43.0925 GBP | ||||
| ORD | Sale | 415 | 42.9150 GBP | ||||
| ORD | Sale | 416 | 43.1925 GBP | ||||
| ORD | Sale | 436 | 42.9950 GBP | ||||
| ORD | Sale | 436 | 43.0950 GBP | ||||
| ORD | Sale | 461 | 42.5050 GBP | ||||
| ORD | Sale | 472 | 43.0700 GBP | ||||
| ORD | Sale | 484 | 43.1075 GBP | ||||
| ORD | Sale | 500 | 42.3680 GBP | ||||
| ORD | Sale | 500 | 42.4050 GBP | ||||
| ORD | Sale | 500 | 42.5125 GBP | ||||
| ORD | Sale | 500 | 43.0098 GBP | ||||
| ORD (traded as ADR) | Sale | 500 | 72.4840 USD | ||||
| ORD (traded as ADR) | Sale | 500 | 72.5120 USD | ||||
| ORD (traded as ADR) | Sale | 500 | 72.7380 USD | ||||
| ORD | Sale | 251 | 43.0518 GBP | ||||
| ORD | Sale | 505 | 42.9550 GBP | ||||
| ORD | Sale | 507 | 42.8800 GBP | ||||
| ORD | Sale | 507 | 43.2050 GBP | ||||
| ORD | Sale | 529 | 42.5250 GBP | ||||
| ORD | Sale | 536 | 42.9700 GBP | ||||
| ORD | Sale | 553 | 43.1850 GBP | ||||
| ORD | Sale | 572 | 42.4800 GBP | ||||
| ORD | Sale | 579 | 479.1165 SEK | ||||
| ORD (traded as ADR) | Sale | 599 | 72.3082 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 72.5375 USD | ||||
| ORD | Sale | 602 | 43.1000 GBP | ||||
| ORD | Sale | 608 | 42.4400 GBP | ||||
| ORD | Sale | 651 | 42.2000 GBP | ||||
| ORD | Sale | 662 | 477.7000 SEK | ||||
| ORD | Sale | 677 | 43.2325 GBP | ||||
| ORD | Sale | 696 | 42.6500 GBP | ||||
| ORD (traded as ADR) | Sale | 700 | 72.4614 USD | ||||
| ORD | Sale | 707 | 43.1900 GBP | ||||
| ORD | Sale | 729 | 43.1950 GBP | ||||
| ORD | Sale | 732 | 42.5200 GBP | ||||
| ORD | Sale | 794 | 43.2250 GBP | ||||
| ORD (traded as ADR) | Sale | 800 | 72.3437 USD | ||||
| ORD (traded as ADR) | Sale | 800 | 72.5050 USD | ||||
| ORD (traded as ADR) | Sale | 800 | 72.7325 USD | ||||
| ORD (traded as ADR) | Sale | 800 | 72.7400 USD | ||||
| ORD | Sale | 810 | 42.1650 GBP | ||||
| ORD | Sale | 816 | 42.3850 GBP | ||||
| ORD | Sale | 891 | 42.4750 GBP | ||||
| ORD | Sale | 900 | 42.5425 GBP | ||||
| ORD (traded as ADR) | Sale | 900 | 72.4844 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 72.5600 USD | ||||
| ORD | Sale | 925 | 481.7730 SEK | ||||
| ORD | Sale | 953 | 42.4741 GBP | ||||
| ORD | Sale | 972 | 42.2200 GBP | ||||
| ORD | Sale | 980 | 42.3300 GBP | ||||
| ORD | Sale | 983 | 42.9000 GBP | ||||
| ORD (traded as ADR) | Sale | 1,000 | 72.5570 USD | ||||
| ORD | Sale | 1,000 | 477.5736 SEK | ||||
| ORD | Sale | 1,032 | 43.0050 GBP | ||||
| ORD | Sale | 1,124 | 43.0900 GBP | ||||
| ORD (traded as ADR) | Sale | 1,172 | 72.5400 USD | ||||
| ORD | Sale | 1,177 | 42.3650 GBP | ||||
| ORD | Sale | 1,237 | 43.2771 GBP | ||||
| ORD (traded as ADR) | Sale | 1,300 | 72.4930 USD | ||||
| ORD (traded as ADR) | Sale | 1,300 | 72.5092 USD | ||||
| ORD | Sale | 1,315 | 483.0220 SEK | ||||
| ORD | Sale | 1,350 | 42.9250 GBP | ||||
| ORD | Sale | 1,498 | 474.3963 SEK | ||||
| ORD | Sale | 1,500 | 42.9800 GBP | ||||
| ORD (traded as ADR) | Sale | 1,500 | 72.7316 USD | ||||
| ORD (traded as ADR) | Sale | 1,505 | 72.6499 USD | ||||
| ORD | Sale | 1,519 | 43.1050 GBP | ||||
| ORD | Sale | 1,572 | 42.3800 GBP | ||||
| ORD (traded as ADR) | Sale | 1,600 | 72.5093 USD | ||||
| ORD (traded as ADR) | Sale | 1,646 | 72.5430 USD | ||||
| ORD | Sale | 1,650 | 43.2800 GBP | ||||
| ORD (traded as ADR) | Sale | 1,681 | 72.5956 USD | ||||
| ORD (traded as ADR) | Sale | 1,706 | 72.3000 USD | ||||
| ORD (traded as ADR) | Sale | 1,800 | 72.8003 USD | ||||
| ORD | Sale | 1,823 | 42.5697 GBP | ||||
| ORD (traded as ADR) | Sale | 1,898 | 72.5535 USD | ||||
| ORD | Sale | 1,944 | 481.2463 SEK | ||||
| ORD | Sale | 1,956 | 481.6265 SEK | ||||
| ORD (traded as ADR) | Sale | 2,100 | 72.3239 USD | ||||
| ORD (traded as ADR) | Sale | 2,100 | 72.5076 USD | ||||
| ORD (traded as ADR) | Sale | 2,277 | 72.2894 USD | ||||
| ORD | Sale | 2,367 | 42.8332 GBP | ||||
| ORD (traded as ADR) | Sale | 2,400 | 72.4712 USD | ||||
| ORD (traded as ADR) | Sale | 2,484 | 72.8000 USD | ||||
| ORD (traded as ADR) | Sale | 2,500 | 72.5164 USD | ||||
| ORD (traded as ADR) | Sale | 2,520 | 72.8938 USD | ||||
| ORD | Sale | 2,600 | 42.5900 GBP | ||||
| ORD (traded as ADR) | Sale | 2,600 | 72.5855 USD | ||||
| ORD (traded as ADR) | Sale | 2,800 | 72.4335 USD | ||||
| ORD (traded as ADR) | Sale | 2,950 | 72.5713 USD | ||||
| ORD | Sale | 2,965 | 43.0200 GBP | ||||
| ORD (traded as ADR) | Sale | 3,000 | 72.7996 USD | ||||
| ORD (traded as ADR) | Sale | 3,000 | 72.8987 USD | ||||
| ORD | Sale | 3,111 | 43.0350 GBP | ||||
| ORD (traded as ADR) | Sale | 3,214 | 72.4799 USD | ||||
| ORD (traded as ADR) | Sale | 3,398 | 72.6978 USD | ||||
| ORD | Sale | 3,681 | 43.0769 GBP | ||||
| ORD (traded as ADR) | Sale | 3,700 | 72.4800 USD | ||||
| ORD (traded as ADR) | Sale | 3,859 | 72.7434 USD | ||||
| ORD (traded as ADR) | Sale | 3,900 | 72.5114 USD | ||||
| ORD | Sale | 3,924 | 43.0300 GBP | ||||
| ORD | Sale | 3,930 | 42.5300 GBP | ||||
| ORD | Sale | 3,938 | 43.0662 GBP | ||||
| ORD | Sale | 4,055 | 43.0850 GBP | ||||
| ORD (traded as ADR) | Sale | 4,300 | 72.4805 USD | ||||
| ORD (traded as ADR) | Sale | 4,300 | 72.6221 USD | ||||
| ORD (traded as ADR) | Sale | 4,300 | 72.7384 USD | ||||
| ORD | Sale | 4,344 | 42.4228 GBP | ||||
| ORD | Sale | 4,400 | 43.0545 GBP | ||||
| ORD (traded as ADR) | Sale | 4,600 | 72.3367 USD | ||||
| ORD (traded as ADR) | Sale | 4,688 | 72.5873 USD | ||||
| ORD | Sale | 5,099 | 43.0465 GBP | ||||
| ORD (traded as ADR) | Sale | 5,398 | 72.4207 USD | ||||
| ORD (traded as ADR) | Sale | 5,600 | 72.4158 USD | ||||
| ORD | Sale | 6,322 | 43.1637 GBP | ||||
| ORD | Sale | 6,770 | 42.5000 GBP | ||||
| ORD | Sale | 6,959 | 42.9175 GBP | ||||
| ORD | Sale | 7,150 | 476.8294 SEK | ||||
| ORD | Sale | 7,157 | 42.5925 GBP | ||||
| ORD (traded as ADR) | Sale | 7,278 | 72.4523 USD | ||||
| ORD | Sale | 7,358 | 482.6278 SEK | ||||
| ORD (traded as ADR) | Sale | 7,750 | 72.8026 USD | ||||
| ORD | Sale | 7,765 | 480.9351 SEK | ||||
| ORD (traded as ADR) | Sale | 7,800 | 72.6316 USD | ||||
| ORD (traded as ADR) | Sale | 8,600 | 72.7397 USD | ||||
| ORD (traded as ADR) | Sale | 8,700 | 72.5122 USD | ||||
| ORD (traded as ADR) | Sale | 9,507 | 72.5267 USD | ||||
| ORD (traded as ADR) | Sale | 9,641 | 72.7417 USD | ||||
| ORD (traded as ADR) | Sale | 11,214 | 72.5605 USD | ||||
| ORD (traded as ADR) | Sale | 12,337 | 72.6691 USD | ||||
| ORD (traded as ADR) | Sale | 13,139 | 72.3743 USD | ||||
| ORD | Sale | 14,749 | 42.6093 GBP | ||||
| ORD (traded as ADR) | Sale | 15,034 | 72.8013 USD | ||||
| ORD (traded as ADR) | Sale | 16,200 | 72.5137 USD | ||||
| ORD (traded as ADR) | Sale | 16,256 | 72.4796 USD | ||||
| ORD (traded as ADR) | Sale | 16,256 | 72.5045 USD | ||||
| ORD | Sale | 20,826 | 42.8914 GBP | ||||
| ORD | Sale | 22,998 | 42.7966 GBP | ||||
| ORD (traded as ADR) | Sale | 30,049 | 72.6818 USD | ||||
| ORD | Sale | 35,069 | 42.8820 GBP | ||||
| ORD (traded as ADR) | Sale | 35,200 | 72.4740 USD | ||||
| ORD (traded as ADR) | Sale | 42,606 | 72.7339 USD | ||||
| ORD | Sale | 44,037 | 42.4535 GBP | ||||
| ORD | Sale | 48,900 | 42.5162 GBP | ||||
| ORD (traded as ADR) | Sale | 50,000 | 72.7699 USD | ||||
| ORD (traded as ADR) | Sale | 53,800 | 72.5597 USD | ||||
| ORD (traded as ADR) | Sale | 53,863 | 72.5309 USD | ||||
| ORD (traded as ADR) | Sale | 55,300 | 72.6950 USD | ||||
| ORD (traded as ADR) | Sale | 56,446 | 72.5187 USD | ||||
| ORD (traded as ADR) | Sale | 57,600 | 72.4442 USD | ||||
| ORD (traded as ADR) | Sale | 58,020 | 72.7686 USD | ||||
| ORD | Sale | 63,238 | 43.0434 GBP | ||||
| ORD | Sale | 65,442 | 42.4850 GBP | ||||
| ORD | Sale | 91,886 | 42.8464 GBP | ||||
| ORD | Sale | 92,801 | 42.7481 GBP | ||||
| ORD | Sale | 104,898 | 43.0316 GBP | ||||
| ORD (traded as ADR) | Sale | 105,326 | 72.5157 USD | ||||
| ORD (traded as ADR) | Sale | 127,100 | 72.4548 USD | ||||
| ORD | Sale | 131,460 | 43.0084 GBP | ||||
| ORD | Sale | 133,160 | 42.9583 GBP | ||||
| ORD | Sale | 140,000 | 42.3044 GBP | ||||
| ORD | Sale | 142,600 | 43.2999 GBP | ||||
| ORD | Sale | 180,368 | 43.0299 GBP | ||||
| ORD (traded as ADR) | Sale | 189,900 | 72.6177 USD | ||||
| ORD | Sale | 193,193 | 42.3199 GBP | ||||
| ORD (traded as ADR) | Sale | 207,800 | 72.5180 USD | ||||
| ORD | Sale | 275,000 | 42.3511 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 120 | 483.8599 SEK | |||||
| ORD | SWAP | Long | 308 | 42.6494 GBP | |||||
| ORD | SWAP | Long | 1,950 | 42.9770 GBP | |||||
| ORD | CFD | Long | 6,269 | 43.2761 GBP | |||||
| ORD | SWAP | Long | 6,632 | 42.6608 GBP | |||||
| ORD | CFD | Long | 13,951 | 42.8788 GBP | |||||
| ORD | SWAP | Long | 14,737 | 43.1956 GBP | |||||
| ORD | CFD | Long | 18,014 | 42.6961 GBP | |||||
| ORD | CFD | Short | 128 | 42.2692 GBP | |||||
| ORD | CFD | Short | 158 | 42.5417 GBP | |||||
| ORD | CFD | Short | 160 | 43.2716 GBP | |||||
| ORD | CFD | Short | 2,678 | 42.6348 GBP | |||||
| ORD | SWAP | Short | 4,133 | 42.6569 GBP | |||||
| ORD | CFD | Short | 5,016 | 43.0896 GBP | |||||
| ORD | SWAP | Short | 6,634 | 42.6718 GBP | |||||
| ORD | CFD | Short | 17,000 | 42.3897 GBP | |||||
| ORD | SWAP | Short | 30,000 | 42.3500 GBP | |||||
| ORD | CFD | Short | 51,019 | 42.4762 GBP | |||||
| ORD | SWAP | Short | 73,689 | 42.5266 GBP | |||||
| ORD | CFD | Short | 50,695 | 43.0300 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 200 | 30 USD | American | 17 Jan 2015 | 40.9500 USD | ||||||||
| ORD | Call Options | Purchasing | 19,200 | 77.5 USD | American | 21 Jun 2014 | 1.2500 USD | ||||||||
| ORD | Call Options | Purchasing | 20,800 | 80 USD | American | 21 Jun 2014 | 0.9200 USD | ||||||||
| ORD | Call Options | Selling | 1,100 | 60 USD | American | 17 Jan 2015 | 14.0000 USD | ||||||||
| ORD | Call Options | Selling | 69,200 | 77.5 USD | American | 21 Jun 2014 | 1.5000 USD | ||||||||
| ORD | Call Options | Selling | 2,900 | 77.5 USD | American | 17 Jan 2015 | 4.9000 USD | ||||||||
| ORD | Call Options | Selling | 181,800 | 80 USD | American | 21 Jun 2014 | 0.9507 USD | ||||||||
| ORD | Call Options | Selling | 6,200 | 80 USD | American | 18 Oct 2014 | 2.8758 USD | ||||||||
| ORD | Call Options | Selling | 20,800 | 80 USD | American | 18 Oct 2014 | 2.9700 USD | ||||||||
| ORD | Call Options | Selling | 100 | 80 USD | American | 17 Jan 2015 | 4.0500 USD | ||||||||
| ORD | Call Options | Selling | 25,000 | 85 USD | American | 21 Jun 2014 | 0.4000 USD | ||||||||
| ORD | Call Options | Selling | 1,400 | 85 USD | American | 18 Oct 2014 | 1.6500 USD | ||||||||
| ORD | Put Options | Selling | 39,100 | 67.5 USD | American | 21 Jun 2014 | 0.7500 USD | ||||||||
| ORD | Put Options | Selling | 116,100 | 70 USD | American | 21 Jun 2014 | 1.5500 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 27 May 2014 | |
| Contact name: | Rajesh Muthanna | |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | ASTRAZENECA PLC | |
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Futures | Selling | -150,000 | 2.4600 | 18 Dec 2015 | ||||||||
| ORD | Futures | Purchased | 21,000 | 3749.5637 | 18 Jul 2014 | ||||||||
| ORD | Put Options | Purchased | -100,000 | 4500.0000 | American | 20 Jun 2014 | |||||||
| ORD | Put Options | Written | 200,000 | 4200.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 150,000 | 4200.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 50,000 | 4600.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Written | -150,000 | 4200.0000 | American | 19 Sep 2014 | |||||||
| ORD | Call Options | Written | -4,000 | 4400.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Written | -45,000 | 4500.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Written | -50,000 | 4600.0000 | American | 19 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -100 | 25.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -400 | 30.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,300 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -700 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,100 | 37.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,100 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -200 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -6,200 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -100 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -400 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -600 | 60.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -400 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -10,000 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -97,600 | 65.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -191,900 | 65.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -325,000 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -7,900 | 67.5000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -51,700 | 67.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -400 | 67.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,792 | 70.0000 | American | 20 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -800 | 70.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -11,100 | 70.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -896 | 72.5000 | American | 20 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -58,000 | 72.5000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -280,000 | 72.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -2,687 | 75.0000 | American | 20 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -50,000 | 75.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -3,000 | 80.0000 | American | 20 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,343 | 80.0000 | American | 18 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -5,300 | 80.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -400 | 85.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -4,600 | 85.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 600 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 300 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,500 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 2,500 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 100 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 300 | 50.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 1,000 | 50.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 100 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 300 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 2,400 | 55.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 200 | 55.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 400 | 57.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 1,000 | 57.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 1,500 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 4,900 | 60.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 1,800 | 60.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 10,200 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,100 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 34,000 | 62.5000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 100 | 62.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 2,700 | 62.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 6,600 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 8,000 | 65.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 3,400 | 65.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 8,700 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 14,700 | 67.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 77,100 | 70.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 800 | 70.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 3,583 | 70.0000 | American | 17 Oct 2014 | |||||||
| ORD | Put Options | Written | 2,100 | 70.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 1,400 | 70.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 195,900 | 72.5000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 19,600 | 72.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 400 | 72.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 20,300 | 75.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 5,328 | 75.0000 | American | 18 Jul 2014 | |||||||
| ORD | Put Options | Written | 114,400 | 75.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 3,700 | 75.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 2,500 | 77.5000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 3,582 | 77.5000 | American | 18 Jul 2014 | |||||||
| ORD | Put Options | Written | 3,900 | 77.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 500 | 77.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 55,000 | 80.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 200 | 80.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 1,000 | 82.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 30.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 3,000 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 500 | 62.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 1,200 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 198,200 | 67.5000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 10,000 | 67.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 13,400 | 70.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 11,100 | 70.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,792 | 72.5000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 65,900 | 72.5000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 8,061 | 75.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 2,400 | 75.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 2,687 | 77.5000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 3,000 | 80.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 106,500 | 80.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 1,343 | 80.0000 | American | 18 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 185,000 | 80.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 11,100 | 85.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 700 | 85.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 4,600 | 85.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 3,800 | 90.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 13,800 | 90.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 95,000 | 90.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 1,100 | 90.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 8,700 | 95.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -300 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -200 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -800 | 60.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -4,100 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -1,500 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -13,500 | 65.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -1,000 | 65.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -400 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -500 | 67.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -100 | 67.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -500 | 67.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100 | 70.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -3,000 | 70.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -896 | 70.0000 | American | 16 Jan 2015 | |||||||
| ORD | Call Options | Written | -12,600 | 70.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -4,800 | 72.5000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -7,400 | 72.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -2,200 | 72.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -700 | 72.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -49,200 | 75.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -4,000 | 75.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -9,100 | 75.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -6,270 | 75.0000 | American | 16 Jan 2015 | |||||||
| ORD | Call Options | Written | -142,700 | 77.5000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -31,900 | 77.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -2,000 | 77.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -5,374 | 77.5000 | American | 16 Jan 2015 | |||||||
| ORD | Call Options | Written | -3,000 | 77.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -2,000 | 80.0000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Written | -446,900 | 80.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -12,700 | 80.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -128,200 | 80.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -122,700 | 80.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -500 | 80.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -57,700 | 82.5000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -2,500 | 82.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -2,300 | 82.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -871,200 | 85.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -55,000 | 85.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -783,200 | 87.5000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -100 | 87.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -2,500 | 87.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -145,900 | 90.0000 | American | 21 Jun 2014 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014