Last checked at 21 Aug 2019 10:49
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Aston Martin Lagonda Global Holdings plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Aston Martin Lagonda Global Holdings plc |
(d) Date dealing undertaken: | 20 August 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share | Purchase
Sale | 151,641
91,205 | 4.6929 GBP
4.7410 GBP | 4.4905 GBP
4.4900 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 1,426 243 2,284 2,148 66 138 29 60 391 185 81 118 236 35 1,425 616 1,506 952 68 487 760 2,860 2,422 465 44 183 25 76 43 111 244 172 1,185 501 602 409 1,037 9 9,255 247 258 119
360 534 2,990 6,003 8,969 1,504 3,214 679 5,107 10,606 359 262 1,029 14,158 8,045 16,889 7,629 | 4.4897 GBP 4.5536 GBP 4.5576 GBP 4.5844 GBP 4.5863 GBP 4.5865 GBP 4.5873 GBP 4.5922 GBP 4.5964 GBP 4.5965 GBP 4.5971 GBP 4.6038 GBP 4.6039 GBP 4.6051 GBP 4.6105 GBP 4.6148 GBP 4.6344 GBP 4.6364 GBP 4.6389 GBP 4.6427 GBP 4.6527 GBP 4.6569 GBP 4.6575 GBP 4.6625 GBP 4.6643 GBP 4.6650 GBP 4.6652 GBP 4.6669 GBP 4.6671 GBP 4.6672 GBP 4.6716 GBP 4.6729 GBP 4.6730 GBP 4.6740 GBP 4.6745 GBP 4.6746 GBP 4.6751 GBP 4.6791 GBP 4.6795 GBP 4.6819 GBP 4.6889 GBP 4.6909 GBP
4.5160 GBP 4.5182 GBP 4.5642 GBP 4.6119 GBP 4.6133 GBP 4.6232 GBP 4.6397 GBP 4.6431 GBP 4.6502 GBP 4.6513 GBP 4.6521 GBP 4.6550 GBP 4.6586 GBP 4.6620 GBP 4.6679 GBP 4.6890 GBP 4.6892 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary Share |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 21 August 2019 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.