Last checked at 28 Aug 2019 11:38
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Aston Martin Lagonda Global Holdings plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Aston Martin Lagonda Global Holdings plc |
(d) Date dealing undertaken: | 27 August 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share | Purchase
Sale | 122,000
138,226 | 4.9363 GBP
4.9600 GBP | 4.7130 GBP
4.7120 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 800 5 24 50 1,152 455 116 276 587 759 111 78 109 51 63 10 31 20 107 42 84 30 732 1,984 185 932 446 2 54 119 97 1,360 337 5 196 29 2,213 15 23 157 22 2 3 7,766 20 37 5,285 21,037 2,600 5,547 361 222 466 95 86 968 123 9 17 10 29 11 3,041 35 64 9 3,136 2,898 6 5,729 4 12 2,145 17 1,270 19 119 179 2,469 1,528 14 71 4 585 33 50 1,354 546
557 336 1,758 3,152 71 6,777 1,456 3,152 2,096 1,657 7,706 10,000 16,530 633 9,703 8 | 4.7179 GBP 4.7628 GBP 4.7673 GBP 4.7684 GBP 4.7715 GBP 4.7725 GBP 4.7732 GBP 4.7733 GBP 4.7734 GBP 4.7760 GBP 4.7761 GBP 4.7769 GBP 4.7770 GBP 4.7792 GBP 4.7797 GBP 4.7811 GBP 4.7816 GBP 4.7842 GBP 4.7843 GBP 4.7844 GBP 4.7846 GBP 4.7863 GBP 4.7886 GBP 4.7890 GBP 4.7891 GBP 4.7893 GBP 4.7894 GBP 4.7910 GBP 4.7918 GBP 4.7922 GBP 4.7938 GBP 4.7945 GBP 4.7946 GBP 4.7949 GBP 4.7950 GBP 4.7952 GBP 4.8000 GBP 4.8019 GBP 4.8042 GBP 4.8050 GBP 4.8065 GBP 4.8227 GBP 4.8246 GBP 4.8305 GBP 4.8360 GBP 4.8364 GBP 4.8373 GBP 4.8384 GBP 4.8386 GBP 4.8407 GBP 4.8415 GBP 4.8421 GBP 4.8423 GBP 4.8430 GBP 4.8435 GBP 4.8438 GBP 4.8442 GBP 4.8448 GBP 4.8453 GBP 4.8457 GBP 4.8458 GBP 4.8461 GBP 4.8474 GBP 4.8483 GBP 4.8498 GBP 4.8515 GBP 4.8533 GBP 4.8603 GBP 4.8648 GBP 4.8660 GBP 4.8661 GBP 4.8684 GBP 4.8689 GBP 4.8697 GBP 4.8710 GBP 4.8716 GBP 4.8719 GBP 4.8720 GBP 4.8730 GBP 4.8740 GBP 4.8742 GBP 4.8766 GBP 4.8774 GBP 4.8776 GBP 4.8802 GBP 4.8850 GBP 4.8957 GBP 4.9126 GBP
4.7827 GBP 4.8103 GBP 4.8560 GBP 4.8566 GBP 4.8570 GBP 4.8587 GBP 4.8588 GBP 4.8641 GBP 4.8659 GBP 4.8678 GBP 4.8679 GBP 4.8707 GBP 4.8730 GBP 4.8731 GBP 4.8732 GBP 4.9253 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary Share |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 28 August 2019 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.