Last checked at 27 Aug 2019 07:00
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Aston Martin Lagonda Global Holdings plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Aston Martin Lagonda Global Holdings plc |
(d) Date dealing undertaken: | 23 August 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Share | Purchase
Sale | 55,111
171,946 | 4.9116
4.9400 | 4.7496
4.7233 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 610 8 11,092 251 590 402 2,455 1,261 76 146 35,895 152 2,361 300 192 545 182 147 24 21 132 134 812 986 700 64 4,060 214 134 1,650 9,963 24 18 34 67 1,095 963 231 4 13,143 22 5,360 148 74 7 63 7,208 180 52 87 525 1,254 1,466 1,026 1,343 210 1,980 26,210 5 21 8,482 196 12 167 87 12 579 958 51 37 38 530 63 5,299 12 11 182 6,930 33 4 33 33 64 238 340 145 48 19 11 196 23 1
20,447 2,619 3,100 4,930 300 14,421 410 | 4.7475 GBP 4.7538 GBP 4.7540 GBP 4.7572 GBP 4.7574 GBP 4.7575 GBP 4.7576 GBP 4.7577 GBP 4.7579 GBP 4.7580 GBP 4.7591 GBP 4.7592 GBP 4.7691 GBP 4.7710 GBP 4.7732 GBP 4.7758 GBP 4.7774 GBP 4.7799 GBP 4.7817 GBP 4.7835 GBP 4.7841 GBP 4.7851 GBP 4.7852 GBP 4.7853 GBP 4.7855 GBP 4.7869 GBP 4.7870 GBP 4.7874 GBP 4.7875 GBP 4.7880 GBP 4.7882 GBP 4.7890 GBP 4.7897 GBP 4.7898 GBP 4.7899 GBP 4.7900 GBP 4.7903 GBP 4.7904 GBP 4.7906 GBP 4.7907 GBP 4.7917 GBP 4.7924 GBP 4.7942 GBP 4.7943 GBP 4.7947 GBP 4.7948 GBP 4.7976 GBP 4.7993 GBP 4.8006 GBP 4.8008 GBP 4.8010 GBP 4.8052 GBP 4.8058 GBP 4.8059 GBP 4.8060 GBP 4.8061 GBP 4.8067 GBP 4.8080 GBP 4.8105 GBP 4.8107 GBP 4.8110 GBP 4.8113 GBP 4.8137 GBP 4.8166 GBP 4.8168 GBP 4.8182 GBP 4.8188 GBP 4.8189 GBP 4.8192 GBP 4.8193 GBP 4.8204 GBP 4.8209 GBP 4.8229 GBP 4.8237 GBP 4.8241 GBP 4.8260 GBP 4.8299 GBP 4.8329 GBP 4.8478 GBP 4.8510 GBP 4.8521 GBP 4.8531 GBP 4.8537 GBP 4.8538 GBP 4.8541 GBP 4.8542 GBP 4.8544 GBP 4.8545 GBP 4.8546 GBP 4.8749 GBP 4.9050 GBP 4.9289 GBP
4.7540 GBP 4.7542 GBP 4.7750 GBP 4.7775 GBP 4.7840 GBP 4.7964 GBP 4.8838 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary Share |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 27 August 2019 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.