Last checked at 23 Dec 2015 10:54
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | ||||||||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: | AFC Energy PLC | |||||||||
2. Reason for the notification (please tick the appropriate box or boxes): | ||||||||||
An acquisition or disposal of voting rights | x | |||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||||||||
An event changing the breakdown of voting rights | ||||||||||
Other (please specify): | The placement by AFC Energy PLC of 12,368,449 new ordinary shares. | x | ||||||||
3. Full name of person(s) subject to thenotification obligation: | Lanstead Capital LP | |||||||||
4. Full name of shareholder(s) (if different from 3.): | ||||||||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: | 22 December 2015 | |||||||||
6. Date on which issuer notified: | 22 December 2015 | |||||||||
7. Threshold(s) that is/are crossed orreached: | 3% | |||||||||
8. Notified details: | ||||||||||
A: Voting rights attached to shares | ||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights | ||||||
Direct | Direct | Indirect | Direct | Indirect | ||||||
GB00B18S7B29 | 11,142,182 | 11,142,182 | 9,031,193 | 9,031,193 | 2.99% | |||||
B: Qualifying Financial Instruments | ||||||||||
Resulting situation after the triggering transaction | ||||||||||
Type of financialinstrument | Expirationdate | Exercise/Conversion Period | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||
N/A | ||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||
Resulting situation after the triggering transaction | ||||||||||
Type of financialinstrument | Exercise price | Expiration date | Exercise/Conversion period | Number of voting rights instrument refers to
| % of voting rights
| |||||
N/A |
| Nominal | Delta | |||||||
| ||||||||||
Total (A+B+C) | ||||||||||
Number of voting rights | Percentage of voting rights | |||||||||
9,031,193 | 2.99% | |||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: | ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | ||
14. Contact name: | Lisa De Vargas, Lanstead Partners Limited | |
15. Contact telephone number: | +1 (801) 895-3700 | |